Form 8.3 - Arris

Form 8.3 - Arris

BARCLAYS PLC

FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
 
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
 
   
(e) Date position held/dealing undertaken: 15 May 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,211 0.00% 894,914 0.61%
           
(2) Cash-settled derivatives:
865,183 0.59% 740,183 0.50%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 46,600 0.03% 43,900 0.03%
           
(4)
TOTAL: 917,994 0.63% 938,814 0.64%
           
(b) Rights to subscribe for new securities (including directors and other executive options)
 
Class of relevant security in relation to
which subscription right exists  
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 100 33.5100 USD
ORD Purchase 100 33.6800 USD
ORD Purchase 100 33.8300 USD
ORD Purchase 100 33.8500 USD
ORD Purchase 100 33.8600 USD
ORD Purchase 150 33.7400 USD
ORD Purchase 200 33.7900 USD
ORD Purchase 362 33.6704 USD
ORD Purchase 408 33.9017 USD
ORD Purchase 503 33.5892 USD
ORD Purchase 550 33.9163 USD
ORD Purchase 600 33.6846 USD
ORD Purchase 600 33.9483 USD
ORD Purchase 800 33.7537 USD
ORD Purchase 1,009 33.9129 USD
ORD Purchase 1,600 33.7337 USD
ORD Purchase 2,000 33.7069 USD
ORD Purchase 3,137 33.6321 USD
ORD Purchase 3,235 33.7454 USD
ORD Purchase 3,362 33.7561 USD
ORD Purchase 6,328 33.8245 USD
ORD Purchase 31,230 33.7224 USD
ORD Purchase 632,000 33.5950 USD
ORD Sale 1 33.9650 USD
ORD Sale 2 33.9800 USD
ORD Sale 80 33.9400 USD
ORD Sale 81 33.7600 USD
ORD Sale 100 33.6741 USD
ORD Sale 100 33.6800 USD
ORD Sale 100 33.8500 USD
ORD Sale 181 33.6704 USD
ORD Sale 377 33.8883 USD
ORD Sale 500 33.6990 USD
ORD Sale 700 33.7814 USD
ORD Sale 800 33.6731 USD
ORD Sale 1,100 33.7495 USD
ORD Sale 1,158 33.8659 USD
ORD Sale 1,300 33.7394 USD
ORD Sale 1,400 33.6978 USD
ORD Sale 2,100 33.7756 USD
ORD Sale 3,037 33.6285 USD
ORD Sale 4,293 33.8129 USD
ORD Sale 6,038 33.4895 USD
ORD Sale 31,192 33.7721 USD
ORD Sale 632,000 33.5950 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 May 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
 
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,100 27.5000 American 15 May 2015
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -900 30.0000 American 21 Aug 2015
ORD Put Options Written 2,100 25.0000 American 15 May 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 400 30.0000 American 15 May 2015
ORD Put Options Written 400 32.5000 American 15 May 2015
ORD Put Options Written 400 35.0000 American 15 May 2015
ORD Put Options Written 1,600 37.5000 American 15 May 2015
ORD Put Options Written 600 40.0000 American 15 May 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 13,500 30.0000 American 15 May 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 1,500 32.5000 American 15 May 2015
ORD Call Options Purchased 1,800 35.0000 American 21 Aug 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 21,300 37.5000 American 15 May 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -100 25.0000 American 15 May 2015
ORD Call Options Written -600 27.5000 American 15 May 2015
ORD Call Options Written -100 32.5000 American 19 Jun 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -26,400 35.0000 American 15 May 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -5,300 40.0000 American 15 May 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

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