Form 8.3 - ARRIS

Form 8.3 - ARRIS

BARCLAYS PLC

FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
 
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 May 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 31,593 0.02% 879,402 0.60%
           
(2) Cash-settled derivatives:
125,000 0.09% 740,183 0.51%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 4,800 0.00% 22,000 0.02%
           
(4)
TOTAL: 161,393 0.11% 1,641,585 1.13%
           
(b) Rights to subscribe for new securities (including directors and other executive options)
 
Class of relevant security in relation to
which subscription right exists  
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 1 33.3500 USD
ORD Purchase 1 33.3900 USD
ORD Purchase 100 33.3200 USD
ORD Purchase 177 33.4859 USD
ORD Purchase 227 33.3769 USD
ORD Purchase 618 33.3743 USD
ORD Purchase 640 33.4103 USD
ORD Purchase 686 33.4026 USD
ORD Purchase 800 33.4224 USD
ORD Purchase 910 33.4044 USD
ORD Purchase 1,100 33.4127 USD
ORD Purchase 1,163 33.6000 USD
ORD Purchase 1,500 33.4620 USD
ORD Purchase 1,700 33.4952 USD
ORD Purchase 1,890 33.4050 USD
ORD Purchase 1,942 33.4783 USD
ORD Purchase 2,500 33.3943 USD
ORD Purchase 2,700 33.4017 USD
ORD Purchase 2,800 33.4689 USD
ORD Purchase 2,900 33.4274 USD
ORD Purchase 3,074 33.4718 USD
ORD Purchase 5,300 33.4554 USD
ORD Purchase 5,500 33.4568 USD
ORD Purchase 14,036 33.3250 USD
ORD Purchase 25,718 33.4350 USD
ORD Sale 40 33.5900 USD
ORD Sale 100 33.6400 USD
ORD Sale 101 33.3509 USD
ORD Sale 101 33.4600 USD
ORD Sale 200 33.4200 USD
ORD Sale 500 33.3940 USD
ORD Sale 600 33.5433 USD
ORD Sale 900 33.4322 USD
ORD Sale 900 33.4977 USD
ORD Sale 1,163 33.6000 USD
ORD Sale 2,000 33.4135 USD
ORD Sale 2,900 33.4782 USD
ORD Sale 3,200 33.4176 USD
ORD Sale 3,500 33.4696 USD
ORD Sale 3,520 33.4784 USD
ORD Sale 5,100 33.4140 USD
ORD Sale 6,733 33.4813 USD
ORD Sale 7,408 33.4175 USD
ORD Sale 14,036 33.3250 USD
ORD Sale 22,281 33.4270 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
 
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 22 May 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -900 30.0000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 1,800 35.0000 American 21 Aug 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -300 32.5000 American 19 Jun 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -12,400 37.5000 American 20 Nov 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

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