Form 8.3 - Colfax Corporation

Form 8.3 - Colfax Corporation

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose COLFAX CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 7 December 2011
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect CHARTER INTERNATIONAL PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 186,544 0.43% 513,498 1.18%
           
(2) Derivatives (other than
options): 308,047 0.71% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 133,333 0.31% 133,333 0.31%
           
(4) TOTAL:
627,924 1.44% 646,831 1.48%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 24 31.5600 USD
ORD Purchase 36 31.8200 USD
ORD Purchase 100 31.6600 USD
ORD Purchase 100 31.6900 USD
ORD Purchase 100 31.7080 USD
ORD Purchase 166 31.8465 USD
ORD Purchase 200 31.8650 USD
ORD Purchase 300 31.7273 USD
ORD Purchase 300 31.8266 USD
ORD Purchase 400 31.7240 USD
ORD Purchase 650 31.6907 USD
ORD Purchase 700 31.7957 USD
ORD Purchase 800 31.7725 USD
ORD Purchase 1,000 31.7760 USD
ORD Purchase 1,100 31.6690 USD
ORD Purchase 1,841 31.3560 USD
ORD Purchase 2,600 31.7517 USD
ORD Purchase 4,416 31.7829 USD
ORD Purchase 9,453 31.5963 USD
ORD Purchase 12,620 31.6848 USD
ORD Sale 100 31.1800 USD
ORD Sale 100 31.5960 USD
ORD Sale 100 31.6300 USD
ORD Sale 100 31.6600 USD
ORD Sale 100 31.6700 USD
ORD Sale 100 31.6900 USD
ORD Sale 100 31.7000 USD
ORD Sale 100 31.7080 USD
ORD Sale 200 31.6450 USD
ORD Sale 250 31.7980 USD
ORD Sale 300 31.3600 USD
ORD Sale 300 31.7273 USD
ORD Sale 300 31.7933 USD
ORD Sale 300 31.8266 USD
ORD Sale 350 31.7985 USD
ORD Sale 400 31.7050 USD
ORD Sale 400 31.7240 USD
ORD Sale 400 31.7475 USD
ORD Sale 426 31.8368 USD
ORD Sale 500 31.7460 USD
ORD Sale 500 31.8600 USD
ORD Sale 1,000 31.7760 USD
ORD Sale 1,093 31.7894 USD
ORD Sale 1,100 31.6800 USD
ORD Sale 1,300 31.4646 USD
ORD Sale 1,407 31.7082 USD
ORD Sale 2,600 31.7517 USD
ORD Sale 3,991 31.5712 USD
ORD Sale 4,416 31.7829 USD
ORD Sale 5,353 31.5726 USD
ORD Sale 12,617 31.6874 USD

(b) Derivatives transactions (other than options)

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

8 Dec 2011

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose COLFAX CORPORATION
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written -133,333 12.6300 European 6 Jan 2012
ORD Call Options Purchased 133,333 15.7900 European 6 Jan 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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