Form 8.3 - COLFAX CORPORATION

Form 8.3 - COLFAX CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:	Â	BARCLAYS PLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient	Â	Â
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	COLFAX CORPORATION
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	Â	Â
(e) Date position held/dealing undertaken:	Â	30 September 2011
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?	Â	YES: CHARTER INTERNATIONAL PLC Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		56,776		0.13%		261,361		0.60%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		16,279		0.04%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		266,666		0.61%		266,666		0.61%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				339,721		0.78%		528,027		1.21%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		45		20.2600 USD
ORD		Purchase		62		20.2835 USD
ORD		Purchase		100		20.2300 USD
ORD		Purchase		100		20.6200 USD
ORD		Purchase		100		20.7800 USD
ORD		Purchase		100		21.1600 USD
ORD		Purchase		100		21.1700 USD
ORD		Purchase		200		20.2200 USD
ORD		Purchase		200		20.2400 USD
ORD		Purchase		200		20.5350 USD
ORD		Purchase		200		20.7650 USD
ORD		Purchase		200		20.8000 USD
ORD		Purchase		300		20.3000 USD
ORD		Purchase		400		20.6154 USD
ORD		Purchase		400		20.6800 USD
ORD		Purchase		400		20.8525 USD
ORD		Purchase		500		20.4800 USD
ORD		Purchase		549		20.7277 USD
ORD		Purchase		700		20.4685 USD
ORD		Purchase		800		20.3925 USD
ORD		Purchase		800		20.5012 USD
ORD		Purchase		1,000		20.2450 USD
ORD		Purchase		1,107		20.6517 USD
ORD		Purchase		1,600		20.6087 USD
ORD		Purchase		1,600		20.6700 USD
ORD		Purchase		3,338		20.2252 USD
ORD		Purchase		3,500		20.3648 USD
ORD		Purchase		5,200		20.6480 USD
ORD		Purchase		5,900		20.8146 USD
ORD		Purchase		15,113		20.3311 USD
ORD		Purchase		34,677		20.5408 USD
ORD		Sale		100		20.6500 USD
ORD		Sale		100		20.7600 USD
ORD		Sale		100		21.1700 USD
ORD		Sale		200		20.6154 USD
ORD		Sale		200		20.6200 USD
ORD		Sale		200		20.6950 USD
ORD		Sale		200		20.7450 USD
ORD		Sale		200		20.7750 USD
ORD		Sale		200		20.8000 USD
ORD		Sale		200		20.8800 USD
ORD		Sale		270		20.7107 USD
ORD		Sale		300		20.3000 USD
ORD		Sale		300		20.6366 USD
ORD		Sale		300		20.7850 USD
ORD		Sale		400		20.7200 USD
ORD		Sale		500		20.4580 USD
ORD		Sale		500		20.6120 USD
ORD		Sale		500		20.6600 USD
ORD		Sale		549		20.7277 USD
ORD		Sale		600		20.4266 USD
ORD		Sale		700		20.7000 USD
ORD		Sale		800		20.3612 USD
ORD		Sale		1,007		20.6409 USD
ORD		Sale		1,200		20.8833 USD
ORD		Sale		1,930		20.6688 USD
ORD		Sale		3,100		20.8406 USD
ORD		Sale		12,313		20.2899 USD
ORD		Sale		15,700		20.5639 USD
ORD		Sale		34,733		20.5411 USD

(b) Derivatives transactions (other than options)

Class of relevant security

Â

Product description e.g. CFD

Â

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Â

Number of reference securities

Â

Price per unit

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	Â
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:	Â	Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:		COLFAX CORPORATION

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Written

-133,333

11.7820

European

20 Oct 2011

ORD

Put Options

Written

-133,333

12.6300

European

6 Jan 2012

ORD

Call Options

Purchased

133,333

14.7280

European

20 Oct 2011

ORD

Call Options

Purchased

133,333

15.7900

European

6 Jan 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.