Form 8.3 - COLFAX CORPORATION

Form 8.3 - COLFAX CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:   BARCLAYS PLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

COLFAX CORPORATION

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

4 October 2011

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

CHARTER INTERNATIONAL PLC

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 53,593 0.12% 289,988 0.67%
           
(2) Derivatives (other than
options): 10,074 0.02% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 266,666 0.61% 266,666 0.61%
           
(4) TOTAL:
330,333 0.76% 556,654 1.28%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 26 19.5300 USD
ORD Purchase 38 19.0200 USD
ORD Purchase 74 19.5700 USD
ORD Purchase 100 17.9440 USD
ORD Purchase 100 18.2910 USD
ORD Purchase 100 18.3230 USD
ORD Purchase 100 18.5900 USD
ORD Purchase 100 18.8100 USD
ORD Purchase 100 18.8120 USD
ORD Purchase 100 18.8840 USD
ORD Purchase 200 18.7760 USD
ORD Purchase 200 18.8000 USD
ORD Purchase 300 18.2100 USD
ORD Purchase 500 18.4974 USD
ORD Purchase 500 18.5516 USD
ORD Purchase 500 18.6440 USD
ORD Purchase 600 18.5091 USD
ORD Purchase 600 18.8040 USD
ORD Purchase 700 18.2388 USD
ORD Purchase 700 18.7350 USD
ORD Purchase 700 19.9042 USD
ORD Purchase 748 18.7445 USD
ORD Purchase 783 18.6931 USD
ORD Purchase 800 18.4325 USD
ORD Purchase 800 18.5549 USD
ORD Purchase 900 18.2755 USD
ORD Purchase 900 18.5322 USD
ORD Purchase 922 18.7648 USD
ORD Purchase 1,093 18.5456 USD
ORD Purchase 1,100 19.3000 USD
ORD Purchase 1,200 18.6912 USD
ORD Purchase 1,200 18.8033 USD
ORD Purchase 1,400 18.2565 USD
ORD Purchase 1,500 18.7336 USD
ORD Purchase 1,500 18.7966 USD
ORD Purchase 1,600 18.3806 USD
ORD Purchase 1,600 18.7850 USD
ORD Purchase 1,679 18.5618 USD
ORD Purchase 1,700 18.6784 USD
ORD Purchase 1,800 18.3857 USD
ORD Purchase 2,000 18.5470 USD
ORD Purchase 2,240 18.8832 USD
ORD Purchase 2,312 18.7141 USD
ORD Purchase 2,637 18.5355 USD
ORD Purchase 3,600 19.7367 USD
ORD Purchase 4,635 18.8857 USD
ORD Purchase 9,692 18.5500 USD
ORD Purchase 13,579 18.4686 USD
ORD Purchase 18,626 18.9450 USD
ORD Sale 2 18.9500 USD
ORD Sale 18 18.7200 USD
ORD Sale 100 17.9440 USD
ORD Sale 100 18.2910 USD
ORD Sale 100 18.3230 USD
ORD Sale 100 18.7700 USD
ORD Sale 100 18.8100 USD
ORD Sale 100 18.8120 USD
ORD Sale 100 18.8840 USD
ORD Sale 200 18.7760 USD
ORD Sale 208 18.8300 USD
ORD Sale 300 18.2100 USD
ORD Sale 300 18.5066 USD
ORD Sale 300 18.5100 USD
ORD Sale 300 18.6900 USD
ORD Sale 300 18.8383 USD
ORD Sale 400 18.5375 USD
ORD Sale 400 18.6875 USD
ORD Sale 500 18.4974 USD
ORD Sale 500 18.5516 USD
ORD Sale 500 18.5640 USD
ORD Sale 521 18.5382 USD
ORD Sale 600 18.5091 USD
ORD Sale 600 18.8040 USD
ORD Sale 700 18.2388 USD
ORD Sale 700 19.9043 USD
ORD Sale 800 18.4325 USD
ORD Sale 800 18.5087 USD
ORD Sale 800 18.5549 USD
ORD Sale 800 18.6931 USD
ORD Sale 900 18.2755 USD
ORD Sale 1,300 18.5900 USD
ORD Sale 1,300 18.8203 USD
ORD Sale 1,400 18.2565 USD
ORD Sale 1,500 18.7336 USD
ORD Sale 1,580 18.6612 USD
ORD Sale 1,700 18.6784 USD
ORD Sale 2,214 18.7862 USD
ORD Sale 3,600 19.7366 USD
ORD Sale 6,282 18.7456 USD
ORD Sale 6,892 18.5419 USD
ORD Sale 7,835 18.8583 USD
ORD Sale 18,607 18.9451 USD
ORD Sale 23,995 18.4828 USD
ORD Sale 24,283 18.8322 USD

(b) Derivatives transactions (other than options)

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

 

Date of disclosure:  

5 Oct 2011

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

COLFAX CORPORATION

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written -133,333 11.7820 European 20 Oct 2011
ORD Put Options Written -133,333 12.6300 European 6 Jan 2012
ORD Call Options Purchased 133,333 14.7280 European 20 Oct 2011
ORD Call Options Purchased 133,333 15.7900 European 6 Jan 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
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