Form 8.3 - LIBERTY GLOBAL PLC - AMENDMENT

Form 8.3 - LIBERTY GLOBAL PLC - AMENDMENT

BARCLAYS PLC

FORM 8.3 AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

LIBERTY GLOBAL PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 8 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making Yes
  disclosures in respect of any other party to the offer? Cable & Wireless Communications Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 270,955 0.11% 127,372 0.05%
           
(2) Cash-settled derivatives:
88,000 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 152,600 0.06% 314,800 0.12%
           
(4)
TOTAL: 511,555 0.20% 442,172 0.17%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 162,802 0.03% 8,171 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 162,802 0.03% 8,171 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,663 0.11% 8,244 0.07%
           
(2) Cash-settled derivatives:
6,400 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 20,063 0.16% 8,244 0.07%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2 0.00% 16 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2 0.00% 16 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 35.9100 USD
USD 0.01 Class C ordinary Purchase 2 35.0150 USD
USD 0.01 Class C ordinary Purchase 3 35.0100 USD
USD 0.01 Class A ordinary Purchase 6 36.3900 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.7400 USD
USD 0.01 Class C ordinary Purchase 100 35.4600 USD
USD 0.01 Class A ordinary Purchase 100 36.3400 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.2670 USD
USD 0.01 LiLAC Class A ordinary Purchase 135 33.7548 USD
USD 0.01 LiLAC Class A ordinary Purchase 147 34.0900 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 33.7150 USD
USD 0.01 Class A ordinary Purchase 200 36.0750 USD
USD 0.01 Class C ordinary Purchase 200 35.8800 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 36.2300 USD
USD 0.01 LiLAC Class C ordinary Purchase 221 36.3451 USD
USD 0.01 Class A ordinary Purchase 263 36.2449 USD
USD 0.01 Class A ordinary Purchase 300 35.7733 USD
USD 0.01 Class A ordinary Purchase 400 36.3450 USD
USD 0.01 Class A ordinary Purchase 400 36.4925 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 33.9300 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 34.0625 USD
USD 0.01 Class A ordinary Purchase 600 36.5700 USD
USD 0.01 Class A ordinary Purchase 700 36.3100 USD
USD 0.01 LiLAC Class C ordinary Purchase 800 36.4800 USD
USD 0.01 Class A ordinary Purchase 856 35.7900 USD
USD 0.01 Class A ordinary Purchase 900 36.2244 USD
USD 0.01 Class C ordinary Purchase 900 35.3616 USD
USD 0.01 Class A ordinary Purchase 915 36.3172 USD
USD 0.01 Class A ordinary Purchase 1,000 36.4215 USD
USD 0.01 Class A ordinary Purchase 1,400 36.3605 USD
USD 0.01 Class C ordinary Purchase 1,653 36.3900 USD
USD 0.01 Class A ordinary Purchase 1,785 36.3880 USD
USD 0.01 Class C ordinary Purchase 1,800 35.2026 USD
USD 0.01 Class A ordinary Purchase 2,100 36.3485 USD
USD 0.01 Class C ordinary Purchase 2,400 35.4149 USD
USD 0.01 Class C ordinary Purchase 2,408 35.5177 USD
USD 0.01 Class A ordinary Purchase 2,829 36.2473 USD
USD 0.01 Class A ordinary Purchase 3,200 36.4355 USD
USD 0.01 Class C ordinary Purchase 3,231 35.5285 USD
USD 0.01 Class C ordinary Purchase 3,516 35.4748 USD
USD 0.01 Class A ordinary Purchase 4,200 36.3616 USD
USD 0.01 Class A ordinary Purchase 4,300 35.8412 USD
USD 0.01 Class C ordinary Purchase 4,300 34.9900 USD
USD 0.01 Class A ordinary Purchase 4,799 36.4306 USD
USD 0.01 Class A ordinary Purchase 5,170 36.4390 USD
USD 0.01 Class C ordinary Purchase 5,300 35.5422 USD
USD 0.01 Class C ordinary Purchase 5,808 35.4494 USD
USD 0.01 Class A ordinary Purchase 6,100 35.8750 USD
USD 0.01 Class A ordinary Purchase 6,330 36.3035 USD
USD 0.01 Class C ordinary Purchase 6,900 35.2596 USD
USD 0.01 Class A ordinary Purchase 7,632 36.4275 USD
USD 0.01 Class A ordinary Purchase 7,732 36.1983 USD
USD 0.01 Class C ordinary Purchase 8,021 35.5262 USD
USD 0.01 Class C ordinary Purchase 8,600 35.3233 USD
USD 0.01 Class C ordinary Purchase 16,148 35.3493 USD
USD 0.01 Class C ordinary Purchase 16,954 35.4589 USD
USD 0.01 Class A ordinary Purchase 21,510 36.3705 USD
USD 0.01 Class C ordinary Purchase 22,000 35.4797 USD
USD 0.01 Class A ordinary Purchase 30,607 36.4026 USD
USD 0.01 Class A ordinary Purchase 46,872 36.6113 USD
USD 0.01 Class C ordinary Purchase 48,008 35.7934 USD
USD 0.01 Class A ordinary Purchase 48,977 36.3478 USD
USD 0.01 Class C ordinary Purchase 57,010 35.5265 USD
USD 0.01 Class C ordinary Purchase 286,399 34.9400 USD
USD 0.01 Class C ordinary Sale 1 35.0101 USD
USD 0.01 Class C ordinary Sale 4 35.8200 USD
USD 0.01 Class A ordinary Sale 6 36.3800 USD
USD 0.01 Class A ordinary Sale 6 36.3900 USD
USD 0.01 Class C ordinary Sale 18 34.9800 USD
USD 0.01 Class A ordinary Sale 23 36.3500 USD
USD 0.01 Class A ordinary Sale 30 35.7900 USD
USD 0.01 Class A ordinary Sale 80 36.4231 USD
USD 0.01 Class C ordinary Sale 99 35.4300 USD
USD 0.01 Class A ordinary Sale 100 35.7800 USD
USD 0.01 Class A ordinary Sale 100 35.7500 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.3200 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.3400 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.9000 USD
USD 0.01 LiLAC Class C ordinary Sale 121 36.3660 USD
USD 0.01 LiLAC Class C ordinary Sale 200 36.2300 USD
USD 0.01 Class C ordinary Sale 200 35.6000 USD
USD 0.01 Class C ordinary Sale 200 35.4500 USD
USD 0.01 LiLAC Class A ordinary Sale 200 34.0625 USD
USD 0.01 LiLAC Class A ordinary Sale 200 33.9150 USD
USD 0.01 Class A ordinary Sale 202 35.8400 USD
USD 0.01 Class A ordinary Sale 293 36.3934 USD
USD 0.01 LiLAC Class A ordinary Sale 300 33.9400 USD
USD 0.01 Class A ordinary Sale 300 35.8366 USD
USD 0.01 Class A ordinary Sale 300 35.8500 USD
USD 0.01 Class C ordinary Sale 400 35.5200 USD
USD 0.01 Class A ordinary Sale 430 35.8338 USD
USD 0.01 Class C ordinary Sale 600 35.4716 USD
USD 0.01 Class A ordinary Sale 603 35.8350 USD
USD 0.01 Class A ordinary Sale 697 35.8403 USD
USD 0.01 LiLAC Class C ordinary Sale 700 36.5000 USD
USD 0.01 Class C ordinary Sale 700 35.6558 USD
USD 0.01 Class C ordinary Sale 850 35.1246 USD
USD 0.01 Class A ordinary Sale 960 36.2556 USD
USD 0.01 Class A ordinary Sale 1,089 35.9723 USD
USD 0.01 Class A ordinary Sale 1,100 36.2511 USD
USD 0.01 Class C ordinary Sale 1,282 35.0002 USD
USD 0.01 Class A ordinary Sale 1,301 35.8885 USD
USD 0.01 Class A ordinary Sale 1,400 36.6135 USD
USD 0.01 Class A ordinary Sale 1,500 36.2916 USD
USD 0.01 Class C ordinary Sale 1,536 35.3453 USD
USD 0.01 Class C ordinary Sale 1,653 36.3900 USD
USD 0.01 Class A ordinary Sale 2,000 36.2846 USD
USD 0.01 Class A ordinary Sale 2,700 36.2536 USD
USD 0.01 Class C ordinary Sale 2,700 35.2648 USD
USD 0.01 Class A ordinary Sale 3,000 36.4365 USD
USD 0.01 Class A ordinary Sale 3,165 36.3035 USD
USD 0.01 Class C ordinary Sale 3,200 35.4821 USD
USD 0.01 Class C ordinary Sale 3,501 35.5368 USD
USD 0.01 Class C ordinary Sale 3,519 35.1942 USD
USD 0.01 Class A ordinary Sale 3,698 36.2029 USD
USD 0.01 Class A ordinary Sale 3,730 35.9638 USD
USD 0.01 Class A ordinary Sale 4,202 35.8808 USD
USD 0.01 Class C ordinary Sale 4,300 34.9900 USD
USD 0.01 Class A ordinary Sale 5,300 36.3541 USD
USD 0.01 Class C ordinary Sale 5,900 35.3501 USD
USD 0.01 Class A ordinary Sale 6,100 35.8750 USD
USD 0.01 Class A ordinary Sale 6,696 36.3427 USD
USD 0.01 Class A ordinary Sale 8,706 36.4408 USD
USD 0.01 Class C ordinary Sale 9,200 35.2471 USD
USD 0.01 Class A ordinary Sale 9,613 36.3244 USD
USD 0.01 Class A ordinary Sale 12,002 36.4223 USD
USD 0.01 Class C ordinary Sale 13,951 35.4576 USD
USD 0.01 Class C ordinary Sale 16,523 35.5747 USD
USD 0.01 Class C ordinary Sale 20,313 35.5412 USD
USD 0.01 Class A ordinary Sale 21,510 36.3705 USD
USD 0.01 Class C ordinary Sale 22,000 35.4797 USD
USD 0.01 Class A ordinary Sale 31,500 36.3964 USD
USD 0.01 Class A ordinary Sale 36,904 36.3380 USD
USD 0.01 Class A ordinary Sale 46,872 36.6113 USD
USD 0.01 Class C ordinary Sale 48,008 35.7934 USD
USD 0.01 Class C ordinary Sale 54,604 35.4829 USD
USD 0.01 Class C ordinary Sale 286,608 34.9400 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 700 40 USD American Apr 15, 2016 0.6000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 9, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 11165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Mar 18, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -13,900 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,600 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,900 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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