Form 8.3 - Liberty Global Plc - AMENDMENT

Form 8.3 - Liberty Global Plc - AMENDMENT

BARCLAYS PLC

FORM 8.3 - Amendment to s2(a)(1) USD 0.01 Class A ordinary

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose Liberty Global Plc
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 2 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making Yes
  disclosures in respect of any other party to the offer? Cable & Wireless Communications Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 247,846 0.10% 130,444 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 152,400 0.06% 313,600 0.12%
           
(4)
TOTAL: 524,946 0.21% 444,044 0.18%
           
           
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 162,714 0.03% 6,988 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 162,714 0.03% 6,988 0.00%
           
           
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,831 0.09% 8,391 0.07%
           
(2) Cash-settled derivatives:
8,235 0.07% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 20,066 0.16% 8,391 0.07%
           
           
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 16 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 16 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 37.6300 USD
USD 0.01 Class A ordinary Purchase 1 37.6500 USD
USD 0.01 Class A ordinary Purchase 1 37.5900 USD
USD 0.01 Class C ordinary Purchase 2 36.5750 USD
USD 0.01 Class C ordinary Purchase 4 36.5787 USD
USD 0.01 Class C ordinary Purchase 4 36.5575 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.4300 USD
USD 0.01 Class C ordinary Purchase 100 36.5200 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.6400 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.6100 USD
USD 0.01 Class A ordinary Purchase 100 37.5200 USD
USD 0.01 Class A ordinary Purchase 100 37.3400 USD
USD 0.01 Class A ordinary Purchase 200 37.5350 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.5750 USD
USD 0.01 Class A ordinary Purchase 200 37.6900 USD
USD 0.01 Class C ordinary Purchase 200 36.3875 USD
USD 0.01 Class C ordinary Purchase 200 36.5000 USD
USD 0.01 Class A ordinary Purchase 206 37.5178 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.1700 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 37.2100 USD
USD 0.01 LiLAC Class C ordinary Purchase 360 37.1950 USD
USD 0.01 LiLAC Class A ordinary Purchase 389 35.0342 USD
USD 0.01 Class C ordinary Purchase 400 36.5175 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 34.4840 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 34.6420 USD
USD 0.01 Class A ordinary Purchase 500 37.7800 USD
USD 0.01 LiLAC Class C ordinary Purchase 556 37.4775 USD
USD 0.01 Class C ordinary Purchase 600 36.4762 USD
USD 0.01 Class A ordinary Purchase 600 37.2800 USD
USD 0.01 LiLAC Class C ordinary Purchase 600 37.5550 USD
USD 0.01 Class C ordinary Purchase 668 36.3300 USD
USD 0.01 Class C ordinary Purchase 700 36.4557 USD
USD 0.01 Class C ordinary Purchase 800 36.5075 USD
USD 0.01 LiLAC Class C ordinary Purchase 900 37.1722 USD
USD 0.01 LiLAC Class A ordinary Purchase 900 34.8200 USD
USD 0.01 Class A ordinary Purchase 1,032 37.5334 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,584 37.3935 USD
USD 0.01 Class A ordinary Purchase 1,800 37.6281 USD
USD 0.01 Class A ordinary Purchase 1,800 37.6050 USD
USD 0.01 Class A ordinary Purchase 2,000 37.5555 USD
USD 0.01 Class C ordinary Purchase 2,000 36.5886 USD
USD 0.01 Class A ordinary Purchase 2,100 37.6313 USD
USD 0.01 Class C ordinary Purchase 2,403 36.4445 USD
USD 0.01 Class C ordinary Purchase 2,700 36.5725 USD
USD 0.01 Class A ordinary Purchase 4,653 37.4743 USD
USD 0.01 Class C ordinary Purchase 4,792 36.5064 USD
USD 0.01 Class C ordinary Purchase 5,000 36.5245 USD
USD 0.01 Class C ordinary Purchase 6,900 36.4978 USD
USD 0.01 Class A ordinary Purchase 7,275 37.5099 USD
USD 0.01 Class A ordinary Purchase 7,324 37.5167 USD
USD 0.01 Class C ordinary Purchase 7,714 36.4643 USD
USD 0.01 Class A ordinary Purchase 8,600 37.5436 USD
USD 0.01 Class C ordinary Purchase 9,100 36.5560 USD
USD 0.01 Class A ordinary Purchase 11,614 37.5128 USD
USD 0.01 Class C ordinary Purchase 15,692 36.5009 USD
USD 0.01 Class C ordinary Purchase 16,439 36.5143 USD
USD 0.01 Class C ordinary Purchase 30,700 36.5305 USD
USD 0.01 Class A ordinary Purchase 41,081 37.5282 USD
USD 0.01 Class A ordinary Purchase 82,248 37.5349 USD
USD 0.01 Class C ordinary Purchase 84,400 36.5231 USD
USD 0.01 Class C ordinary Purchase 278,858 36.6900 USD
USD 0.01 Class A ordinary Sale 1 37.6500 USD
USD 0.01 Class C ordinary Sale 1 36.5800 USD
USD 0.01 Class C ordinary Sale 3 36.5616 USD
USD 0.01 Class C ordinary Sale 5 36.5910 USD
USD 0.01 Class A ordinary Sale 8 37.6131 USD
USD 0.01 Class A ordinary Sale 15 37.5800 USD
USD 0.01 Class A ordinary Sale 29 37.5300 USD
USD 0.01 Class A ordinary Sale 100 37.5700 USD
USD 0.01 Class C ordinary Sale 100 36.3000 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.1700 USD
USD 0.01 Class C ordinary Sale 100 36.7700 USD
USD 0.01 Class C ordinary Sale 100 36.7900 USD
USD 0.01 Class A ordinary Sale 100 37.3701 USD
USD 0.01 Class A ordinary Sale 100 37.5200 USD
USD 0.01 Class A ordinary Sale 200 37.5900 USD
USD 0.01 Class A ordinary Sale 200 37.4100 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.5750 USD
USD 0.01 Class A ordinary Sale 200 37.5750 USD
USD 0.01 Class A ordinary Sale 200 37.5550 USD
USD 0.01 Class A ordinary Sale 400 37.5500 USD
USD 0.01 Class C ordinary Sale 500 36.4745 USD
USD 0.01 LiLAC Class A ordinary Sale 500 34.6420 USD
USD 0.01 Class A ordinary Sale 500 37.7200 USD
USD 0.01 Class A ordinary Sale 505 37.5247 USD
USD 0.01 Class C ordinary Sale 600 36.5966 USD
USD 0.01 Class A ordinary Sale 600 37.2800 USD
USD 0.01 Class C ordinary Sale 668 36.3300 USD
USD 0.01 Class A ordinary Sale 700 37.5446 USD
USD 0.01 Class C ordinary Sale 900 36.6088 USD
USD 0.01 Class A ordinary Sale 1,008 37.4708 USD
USD 0.01 Class A ordinary Sale 1,100 37.5527 USD
USD 0.01 Class A ordinary Sale 1,237 37.8000 USD
USD 0.01 Class A ordinary Sale 1,300 37.6826 USD
USD 0.01 Class C ordinary Sale 1,384 36.5805 USD
USD 0.01 Class A ordinary Sale 1,500 37.6238 USD
USD 0.01 Class C ordinary Sale 1,557 36.6483 USD
USD 0.01 Class A ordinary Sale 1,563 37.4436 USD
USD 0.01 Class A ordinary Sale 1,800 37.6050 USD
USD 0.01 Class C ordinary Sale 2,000 36.5103 USD
USD 0.01 Class A ordinary Sale 2,101 37.5618 USD
USD 0.01 LiLAC Class A ordinary Sale 2,189 34.8114 USD
USD 0.01 Class C ordinary Sale 2,401 36.4916 USD
USD 0.01 Class A ordinary Sale 2,482 37.5609 USD
USD 0.01 Class C ordinary Sale 3,100 36.5615 USD
USD 0.01 Class A ordinary Sale 3,956 37.5136 USD
USD 0.01 Class A ordinary Sale 4,300 37.5436 USD
USD 0.01 Class A ordinary Sale 4,371 37.4921 USD
USD 0.01 LiLAC Class C ordinary Sale 4,500 37.3634 USD
USD 0.01 Class C ordinary Sale 4,643 36.6277 USD
USD 0.01 Class C ordinary Sale 4,646 36.5171 USD
USD 0.01 Class C ordinary Sale 6,600 36.5462 USD
USD 0.01 Class C ordinary Sale 8,600 36.5607 USD
USD 0.01 Class C ordinary Sale 11,701 36.4815 USD
USD 0.01 Class C ordinary Sale 19,800 36.4899 USD
USD 0.01 Class C ordinary Sale 37,708 36.4987 USD
USD 0.01 Class A ordinary Sale 64,461 37.5243 USD
USD 0.01 Class A ordinary Sale 82,248 37.5349 USD
USD 0.01 Class C ordinary Sale 84,400 36.5231 USD
USD 0.01 Class C ordinary Sale 278,858 36.6900 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 3, 2016
Contact name: Andrew Hurley
Telephone number: 020 3555 3445

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Mar 18, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -13,800 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,700 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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