Form 8.3 - LIBERTY GLOBAL PLC - AMENDMENT

Form 8.3 - LIBERTY GLOBAL PLC - AMENDMENT

BARCLAYS PLC

FORM 8.3 - Amendment to s(2)(1)(a) USD 0.01 Class A ordinary

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 11 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary        
Interests Short Positions
  Number (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 274,238 0.11% 92,674 0.04%
         
(2) Cash-settled derivatives:
88,000 0.03% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 150,900 0.06% 317,700 0.13%
         
(4)
TOTAL: 513,138 0.20% 410,374 0.16%
 
Class of relevant security: USD 0.01 Class C ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 159,658 0.03% 6,259 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 159,658 0.03% 6,259 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,828 0.09% 6,409 0.05%
         
(2) Cash-settled derivatives:
6,400 0.05% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 18,228 0.14% 6,409 0.05%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 14 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 0 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 2 36.0000 USD
USD 0.01 Class C ordinary Purchase 2 35.3050 USD
USD 0.01 Class C ordinary Purchase 3 35.3033 USD
USD 0.01 Class A ordinary Purchase 4 36.0300 USD
USD 0.01 Class A ordinary Purchase 4 36.0250 USD
USD 0.01 Class C ordinary Purchase 7 35.3000 USD
USD 0.01 Class C ordinary Purchase 16 35.3200 USD
USD 0.01 Class C ordinary Purchase 31 35.3006 USD
USD 0.01 LiLAC Class C ordinary Purchase 55 36.8269 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.0000 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.1400 USD
USD 0.01 Class A ordinary Purchase 100 36.0400 USD
USD 0.01 Class C ordinary Purchase 133 35.2000 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 36.7308 USD
USD 0.01 Class A ordinary Purchase 228 35.8898 USD
USD 0.01 LiLAC Class A ordinary Purchase 277 33.8500 USD
USD 0.01 LiLAC Class C ordinary Purchase 292 36.5645 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 34.1100 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 34.3600 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 34.4133 USD
USD 0.01 Class C ordinary Purchase 300 35.2666 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 36.6300 USD
USD 0.01 LiLAC Class C ordinary Purchase 308 36.6076 USD
USD 0.01 Class C ordinary Purchase 328 35.2800 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 36.5100 USD
USD 0.01 Class C ordinary Purchase 400 35.2675 USD
USD 0.01 Class C ordinary Purchase 472 35.2757 USD
USD 0.01 Class C ordinary Purchase 473 35.1816 USD
USD 0.01 Class C ordinary Purchase 500 35.2799 USD
USD 0.01 Class A ordinary Purchase 600 36.0150 USD
USD 0.01 LiLAC Class A ordinary Purchase 635 33.7100 USD
USD 0.01 Class A ordinary Purchase 641 35.9345 USD
USD 0.01 Class A ordinary Purchase 700 35.9171 USD
USD 0.01 Class A ordinary Purchase 705 36.0107 USD
USD 0.01 LiLAC Class C ordinary Purchase 800 36.7725 USD
USD 0.01 Class A ordinary Purchase 800 36.0106 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,000 34.0852 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,200 36.8983 USD
USD 0.01 Class A ordinary Purchase 1,260 36.0469 USD
USD 0.01 Class C ordinary Purchase 1,300 35.2657 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,610 34.2912 USD
USD 0.01 Class C ordinary Purchase 1,700 35.0523 USD
USD 0.01 Class C ordinary Purchase 1,700 35.2370 USD
USD 0.01 Class C ordinary Purchase 1,800 35.1188 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,900 36.8261 USD
USD 0.01 Class A ordinary Purchase 1,900 35.9983 USD
USD 0.01 Class A ordinary Purchase 2,000 36.0200 USD
USD 0.01 Class A ordinary Purchase 2,000 36.0650 USD
USD 0.01 Class A ordinary Purchase 2,700 36.0337 USD
USD 0.01 Class A ordinary Purchase 3,371 35.9893 USD
USD 0.01 Class A ordinary Purchase 3,600 35.9981 USD
USD 0.01 Class C ordinary Purchase 3,607 35.1308 USD
USD 0.01 Class A ordinary Purchase 4,201 35.9694 USD
USD 0.01 Class A ordinary Purchase 4,288 35.9713 USD
USD 0.01 Class A ordinary Purchase 4,345 36.0024 USD
USD 0.01 Class C ordinary Purchase 6,600 35.0636 USD
USD 0.01 LiLAC Class A ordinary Purchase 7,000 34.4680 USD
USD 0.01 Class C ordinary Purchase 7,100 35.0701 USD
USD 0.01 Class A ordinary Purchase 7,246 35.9399 USD
USD 0.01 Class A ordinary Purchase 7,706 35.9678 USD
USD 0.01 Class A ordinary Purchase 7,706 35.9677 USD
USD 0.01 Class C ordinary Purchase 8,204 35.1972 USD
USD 0.01 Class A ordinary Purchase 8,765 36.0526 USD
USD 0.01 Class A ordinary Purchase 8,900 36.0359 USD
USD 0.01 Class C ordinary Purchase 10,582 35.2141 USD
USD 0.01 Class C ordinary Purchase 12,475 35.1786 USD
USD 0.01 Class C ordinary Purchase 13,556 35.1735 USD
USD 0.01 Class A ordinary Purchase 18,172 35.9679 USD
USD 0.01 Class C ordinary Purchase 23,914 35.1599 USD
USD 0.01 Class C ordinary Purchase 26,914 35.1600 USD
USD 0.01 Class A ordinary Purchase 32,199 36.0542 USD
USD 0.01 Class A ordinary Purchase 39,218 35.9765 USD
USD 0.01 Class A ordinary Purchase 44,062 36.0413 USD
USD 0.01 Class C ordinary Purchase 44,668 35.1982 USD
USD 0.01 Class A ordinary Purchase 47,432 35.8856 USD
USD 0.01 Class A ordinary Purchase 55,521 35.9844 USD
USD 0.01 Class C ordinary Purchase 59,903 35.1915 USD
USD 0.01 Class C ordinary Purchase 92,481 35.2040 USD
USD 0.01 Class C ordinary Purchase 183,583 35.2060 USD
USD 0.01 Class C ordinary Purchase 231,842 35.2900 USD
USD 0.01 Class A ordinary Sale 1 36.0000 USD
USD 0.01 Class C ordinary Sale 2 35.3125 USD
USD 0.01 Class C ordinary Sale 2 35.3150 USD
USD 0.01 Class C ordinary Sale 16 35.3200 USD
USD 0.01 LiLAC Class C ordinary Sale 17 36.8200 USD
USD 0.01 LiLAC Class C ordinary Sale 38 36.8300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.9100 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.9900 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.1200 USD
USD 0.01 Class A ordinary Sale 100 36.0750 USD
USD 0.01 Class A ordinary Sale 106 35.9900 USD
USD 0.01 Class C ordinary Sale 115 35.2800 USD
USD 0.01 Class C ordinary Sale 133 35.2000 USD
USD 0.01 Class C ordinary Sale 200 35.1650 USD
USD 0.01 LiLAC Class C ordinary Sale 200 36.7308 USD
USD 0.01 LiLAC Class C ordinary Sale 200 36.5100 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.0300 USD
USD 0.01 LiLAC Class A ordinary Sale 200 34.3900 USD
USD 0.01 Class C ordinary Sale 200 34.9500 USD
USD 0.01 LiLAC Class C ordinary Sale 200 36.7450 USD
USD 0.01 Class C ordinary Sale 200 35.0100 USD
USD 0.01 LiLAC Class A ordinary Sale 277 33.9149 USD
USD 0.01 LiLAC Class A ordinary Sale 635 33.7100 USD
USD 0.01 Class A ordinary Sale 700 35.9800 USD
USD 0.01 Class A ordinary Sale 751 35.9678 USD
USD 0.01 LiLAC Class C ordinary Sale 800 36.8525 USD
USD 0.01 Class C ordinary Sale 800 35.2050 USD
USD 0.01 Class C ordinary Sale 845 35.1249 USD
USD 0.01 Class A ordinary Sale 1,000 35.9354 USD
USD 0.01 LiLAC Class A ordinary Sale 1,000 34.0852 USD
USD 0.01 LiLAC Class C ordinary Sale 1,000 36.5800 USD
USD 0.01 Class C ordinary Sale 1,200 35.2799 USD
USD 0.01 Class C ordinary Sale 1,300 35.0746 USD
USD 0.01 LiLAC Class A ordinary Sale 1,300 34.4046 USD
USD 0.01 Class A ordinary Sale 1,400 35.9860 USD
USD 0.01 Class A ordinary Sale 1,466 35.9474 USD
USD 0.01 Class A ordinary Sale 1,500 36.0511 USD
USD 0.01 Class C ordinary Sale 1,700 35.1754 USD
USD 0.01 Class A ordinary Sale 1,700 35.8129 USD
USD 0.01 Class A ordinary Sale 2,000 36.0200 USD
USD 0.01 Class A ordinary Sale 2,000 36.0650 USD
USD 0.01 Class C ordinary Sale 2,000 35.2652 USD
USD 0.01 Class A ordinary Sale 2,013 36.0700 USD
USD 0.01 Class A ordinary Sale 2,045 35.9225 USD
USD 0.01 LiLAC Class A ordinary Sale 2,200 34.5054 USD
USD 0.01 LiLAC Class A ordinary Sale 2,310 34.2770 USD
USD 0.01 Class C ordinary Sale 2,565 35.1954 USD
USD 0.01 LiLAC Class C ordinary Sale 2,700 36.8154 USD
USD 0.01 LiLAC Class A ordinary Sale 3,500 34.4680 USD
USD 0.01 Class A ordinary Sale 3,500 35.9811 USD
USD 0.01 Class C ordinary Sale 3,976 35.1810 USD
USD 0.01 Class A ordinary Sale 3,984 35.9463 USD
USD 0.01 Class C ordinary Sale 5,200 35.0320 USD
USD 0.01 Class A ordinary Sale 5,773 35.9625 USD
USD 0.01 Class C ordinary Sale 7,023 35.1389 USD
USD 0.01 Class C ordinary Sale 7,500 35.0879 USD
USD 0.01 Class A ordinary Sale 7,600 35.9701 USD
USD 0.01 Class A ordinary Sale 7,706 35.9677 USD
USD 0.01 Class A ordinary Sale 8,005 35.9347 USD
USD 0.01 Class C ordinary Sale 8,696 35.1580 USD
USD 0.01 Class C ordinary Sale 21,759 35.1540 USD
USD 0.01 Class C ordinary Sale 23,914 35.1599 USD
USD 0.01 Class C ordinary Sale 26,914 35.1600 USD
USD 0.01 Class A ordinary Sale 44,062 36.0413 USD
USD 0.01 Class C ordinary Sale 44,668 35.1982 USD
USD 0.01 Class A ordinary Sale 47,432 35.8856 USD
USD 0.01 Class A ordinary Sale 50,000 36.0518 USD
USD 0.01 Class A ordinary Sale 108,635 35.9833 USD
USD 0.01 Class C ordinary Sale 231,842 35.2900 USD
USD 0.01 Class C ordinary Sale 341,800 35.2059 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 2,300 37.5000 USD American Apr 15, 2016 1.0347 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 14, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -44,600 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Mar 18, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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