Form 8.3 - LIBERTY GLOBAL PLC - AMENDMENT

Form 8.3 - LIBERTY GLOBAL PLC - AMENDMENT

BARCLAYS PLC

FORM 8.3 - Amendment to s2(a)(1) & 3(a)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 233,295 0.09% 109,513 0.04%
           
(2) Cash-settled derivatives:
88,000 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 151,400 0.06% 317,800 0.13%
           
(4)
TOTAL: 472,695 0.19% 427,313 0.17%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 163,775 0.03% 28,085 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 163,775 0.03% 28,085 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,919 0.09% 6,428 0.05%
           
(2) Cash-settled derivatives:
6,400 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 18,319 0.15% 6,428 0.05%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 255 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 255 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 LiLAC Class C ordinary Purchase 1 37.7400 USD
USD 0.01 Class A ordinary Purchase 2 37.9350 USD
USD 0.01 Class C ordinary Purchase 2 37.1524 USD
USD 0.01 Class C ordinary Purchase 790 37.1700 USD
USD 0.01 Class A ordinary Purchase 8 37.5587 USD
USD 0.01 LiLAC Class C ordinary Purchase 93 37.4900 USD
USD 0.01 Class A ordinary Purchase 100 37.9399 USD
USD 0.01 Class A ordinary Purchase 100 37.9850 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.6500 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.3900 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.2400 USD
USD 0.01 LiLAC Class C ordinary Purchase 199 37.8655 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.7283 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.1100 USD
USD 0.01 Class C ordinary Purchase 200 36.8750 USD
USD 0.01 Class C ordinary Purchase 202 37.2100 USD
USD 0.01 Class A ordinary Purchase 207 37.4986 USD
USD 0.01 Class C ordinary Purchase 300 37.2033 USD
USD 0.01 Class C ordinary Purchase 300 37.1800 USD
USD 0.01 Class C ordinary Purchase 300 37.1950 USD
USD 0.01 Class A ordinary Purchase 300 37.5633 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 37.7300 USD
USD 0.01 Class A ordinary Purchase 307 37.5500 USD
USD 0.01 LiLAC Class A ordinary Purchase 370 34.9735 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 37.7050 USD
USD 0.01 Class A ordinary Purchase 401 37.9000 USD
USD 0.01 Class A ordinary Purchase 499 37.7363 USD
USD 0.01 Class C ordinary Purchase 500 36.9420 USD
USD 0.01 Class C ordinary Purchase 500 37.1650 USD
USD 0.01 Class A ordinary Purchase 500 37.5700 USD
USD 0.01 LiLAC Class C ordinary Purchase 544 37.6475 USD
USD 0.01 Class A ordinary Purchase 600 37.8683 USD
USD 0.01 Class A ordinary Purchase 600 37.9141 USD
USD 0.01 Class A ordinary Purchase 600 37.9050 USD
USD 0.01 LiLAC Class C ordinary Purchase 600 37.5950 USD
USD 0.01 Class C ordinary Purchase 700 37.1985 USD
USD 0.01 LiLAC Class A ordinary Purchase 700 35.0400 USD
USD 0.01 Class C ordinary Purchase 705 37.0789 USD
USD 0.01 LiLAC Class C ordinary Purchase 750 37.8060 USD
USD 0.01 Class A ordinary Purchase 800 37.9184 USD
USD 0.01 LiLAC Class C ordinary Purchase 800 37.5937 USD
USD 0.01 Class C ordinary Purchase 800 37.1999 USD
USD 0.01 Class A ordinary Purchase 800 37.9137 USD
USD 0.01 LiLAC Class A ordinary Purchase 816 35.1797 USD
USD 0.01 LiLAC Class C ordinary Purchase 900 37.6000 USD
USD 0.01 LiLAC Class A ordinary Purchase 900 35.0336 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,116 37.5266 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,200 35.0600 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,226 35.0824 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,231 35.1410 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,400 37.6092 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,488 37.6289 USD
USD 0.01 Class C ordinary Purchase 1,600 37.1665 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,700 35.1923 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,800 35.1365 USD
USD 0.01 Class A ordinary Purchase 1,900 37.5584 USD
USD 0.01 Class C ordinary Purchase 2,400 37.2000 USD
USD 0.01 Class C ordinary Purchase 2,494 37.1424 USD
USD 0.01 Class C ordinary Purchase 2,701 37.1699 USD
USD 0.01 LiLAC Class A ordinary Purchase 2,710 35.1954 USD
USD 0.01 Class A ordinary Purchase 2,741 37.8915 USD
USD 0.01 Class A ordinary Purchase 2,800 37.7564 USD
USD 0.01 Class C ordinary Purchase 2,800 36.9342 USD
USD 0.01 Class C ordinary Purchase 3,000 36.8354 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,004 35.0858 USD
USD 0.01 Class C ordinary Purchase 3,200 37.2057 USD
USD 0.01 Class C ordinary Purchase 3,520 37.0543 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,614 35.2288 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,639 35.1707 USD
USD 0.01 Class A ordinary Purchase 3,842 37.8914 USD
USD 0.01 Class A ordinary Purchase 3,900 37.7705 USD
USD 0.01 Class A ordinary Purchase 4,190 37.9300 USD
USD 0.01 Class A ordinary Purchase 4,603 37.8976 USD
USD 0.01 Class A ordinary Purchase 5,055 37.8697 USD
USD 0.01 Class C ordinary Purchase 5,600 37.1205 USD
USD 0.01 Class C ordinary Purchase 5,600 37.1545 USD
USD 0.01 Class A ordinary Purchase 5,702 37.9500 USD
USD 0.01 Class A ordinary Purchase 6,151 37.8702 USD
USD 0.01 Class C ordinary Purchase 7,736 37.2153 USD
USD 0.01 Class A ordinary Purchase 9,659 37.9457 USD
USD 0.01 Class A ordinary Purchase 13,261 37.9754 USD
USD 0.01 Class A ordinary Purchase 13,261 37.9554 USD
USD 0.01 Class C ordinary Purchase 13,728 37.1109 USD
USD 0.01 Class A ordinary Purchase 19,800 37.8703 USD
USD 0.01 Class C ordinary Purchase 22,341 37.0768 USD
USD 0.01 Class A ordinary Purchase 25,211 37.8753 USD
USD 0.01 Class C ordinary Purchase 30,380 37.1570 USD
USD 0.01 Class A ordinary Purchase 34,400 37.8972 USD
USD 0.01 Class C ordinary Purchase 56,828 37.1159 USD
USD 0.01 Class C ordinary Purchase 288,616 37.1700 USD
USD 0.01 Class A ordinary Sale 1 37.8900 USD
USD 0.01 Class C ordinary Sale 1 37.1750 USD
USD 0.01 Class A ordinary Sale 1 37.8950 USD
USD 0.01 Class C ordinary Sale 5 37.1810 USD
USD 0.01 Class A ordinary Sale 80 38.1000 USD
USD 0.01 Class C ordinary Sale 100 37.1100 USD
USD 0.01 Class C ordinary Sale 100 36.8400 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.9700 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.7800 USD
USD 0.01 Class C ordinary Sale 100 37.1600 USD
USD 0.01 Class A ordinary Sale 100 38.0100 USD
USD 0.01 Class C ordinary Sale 200 36.8312 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.0112 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.4600 USD
USD 0.01 Class A ordinary Sale 300 37.9483 USD
USD 0.01 Class A ordinary Sale 369 37.8345 USD
USD 0.01 Class A ordinary Sale 400 38.0525 USD
USD 0.01 Class A ordinary Sale 401 37.8792 USD
USD 0.01 Class A ordinary Sale 500 37.9050 USD
USD 0.01 Class C ordinary Sale 561 37.1203 USD
USD 0.01 Class A ordinary Sale 660 37.8484 USD
USD 0.01 Class A ordinary Sale 700 37.9000 USD
USD 0.01 LiLAC Class A ordinary Sale 700 35.0400 USD
USD 0.01 Class C ordinary Sale 700 37.0700 USD
USD 0.01 LiLAC Class A ordinary Sale 800 35.0600 USD
USD 0.01 LiLAC Class C ordinary Sale 800 37.6050 USD
USD 0.01 LiLAC Class A ordinary Sale 900 35.1078 USD
USD 0.01 Class C ordinary Sale 1,000 36.8251 USD
USD 0.01 Class C ordinary Sale 1,042 37.0010 USD
USD 0.01 Class A ordinary Sale 1,101 37.8915 USD
USD 0.01 Class A ordinary Sale 1,116 37.8022 USD
USD 0.01 LiLAC Class A ordinary Sale 1,160 35.0905 USD
USD 0.01 LiLAC Class C ordinary Sale 1,188 37.6446 USD
USD 0.01 LiLAC Class A ordinary Sale 1,250 35.3404 USD
USD 0.01 Class C ordinary Sale 1,600 37.0607 USD
USD 0.01 Class A ordinary Sale 1,640 37.8791 USD
USD 0.01 Class C ordinary Sale 1,700 36.8417 USD
USD 0.01 LiLAC Class C ordinary Sale 1,800 37.6000 USD
USD 0.01 Class C ordinary Sale 2,032 37.0326 USD
USD 0.01 LiLAC Class C ordinary Sale 2,093 37.6427 USD
USD 0.01 LiLAC Class C ordinary Sale 2,710 37.6607 USD
USD 0.01 Class A ordinary Sale 2,730 37.8954 USD
USD 0.01 Class A ordinary Sale 2,799 37.9579 USD
USD 0.01 Class C ordinary Sale 2,800 36.9342 USD
USD 0.01 Class A ordinary Sale 2,800 37.7564 USD
USD 0.01 Class A ordinary Sale 3,000 37.5600 USD
USD 0.01 Class A ordinary Sale 3,008 37.9600 USD
USD 0.01 Class C ordinary Sale 3,200 37.1168 USD
USD 0.01 Class C ordinary Sale 3,273 37.0410 USD
USD 0.01 Class A ordinary Sale 3,400 37.9829 USD
USD 0.01 Class A ordinary Sale 3,700 37.7597 USD
USD 0.01 Class A ordinary Sale 3,842 37.8914 USD
USD 0.01 Class A ordinary Sale 3,990 37.9300 USD
USD 0.01 Class C ordinary Sale 4,000 37.1444 USD
USD 0.01 Class C ordinary Sale 4,200 37.1745 USD
USD 0.01 LiLAC Class A ordinary Sale 4,400 35.0732 USD
USD 0.01 Class C ordinary Sale 4,600 37.1130 USD
USD 0.01 Class C ordinary Sale 5,268 37.2105 USD
USD 0.01 Class C ordinary Sale 6,300 37.2031 USD
USD 0.01 Class A ordinary Sale 7,373 37.8821 USD
USD 0.01 Class C ordinary Sale 7,736 37.2153 USD
USD 0.01 Class A ordinary Sale 8,300 37.8469 USD
USD 0.01 Class A ordinary Sale 10,200 37.8641 USD
USD 0.01 Class A ordinary Sale 10,253 37.9800 USD
USD 0.01 Class A ordinary Sale 10,900 37.8873 USD
USD 0.01 Class A ordinary Sale 13,261 37.9554 USD
USD 0.01 LiLAC Class A ordinary Sale 13,800 35.1747 USD
USD 0.01 Class C ordinary Sale 15,594 37.0903 USD
USD 0.01 Class A ordinary Sale 17,200 37.8869 USD
USD 0.01 Class A ordinary Sale 21,061 37.9500 USD
USD 0.01 Class A ordinary Sale 39,564 37.8891 USD
USD 0.01 Class C ordinary Sale 103,555 37.1261 USD
USD 0.01 Class C ordinary Sale 289,407 37.1700 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 100 40 USD American Apr 15, 2016 0.6000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 18, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Mar 18, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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