Form 8.3 - LIBERTY GLOBAL PLC - AMENDMENT

Form 8.3 - LIBERTY GLOBAL PLC - AMENDMENT

BARCLAYS PLC

FORM 8.3 Amendment to s2(a)(1) & 3(a)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

LIBERTY GLOBAL PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 18 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 251,651 1.90% 111,967 0.04%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 20,700 0.01% 66,200 0.03%
           
(4)
TOTAL: 307,751 1.92% 178,167 0.07%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 178,755 0.10% 74,504 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 178,755 0.10% 74,504 0.01%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 12,326 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 12,326 0.09% 0 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 797 0.00% 211 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 797 0.00% 211 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 38.6900 USD
USD 0.01 Class A ordinary Purchase 4,577 38.0500 USD
USD 0.01 Class A ordinary Purchase 1 38.7100 USD
USD 0.01 Class A ordinary Purchase 2 38.6850 USD
USD 0.01 Class A ordinary Purchase 1,000 37.5000 USD
USD 0.01 Class A ordinary Purchase 2 38.9500 USD
USD 0.01 LiLAC Class C ordinary Purchase 3 37.8100 USD
USD 0.01 LiLAC Class C ordinary Purchase 797 37.3621 USD
USD 0.01 LiLAC Class A ordinary Purchase 72 34.9521 USD
USD 0.01 LiLAC Class A ordinary Purchase 392 34.9521 USD
USD 0.01 Class A ordinary Purchase 3 38.7066 USD
USD 0.01 Class C ordinary Purchase 3 37.9066 USD
USD 0.01 Class C ordinary Purchase 1,008 37.0824 USD
USD 0.01 Class C ordinary Purchase 4 37.9100 USD
USD 0.01 LiLAC Class C ordinary Purchase 5 37.9900 USD
USD 0.01 Class A ordinary Purchase 18 38.9699 USD
USD 0.01 Class C ordinary Purchase 86 37.8904 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.0200 USD
USD 0.01 Class A ordinary Purchase 100 38.6600 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 38.0600 USD
USD 0.01 Class A ordinary Purchase 200 38.6550 USD
USD 0.01 Class A ordinary Purchase 200 38.6950 USD
USD 0.01 LiLAC Class C ordinary Purchase 242 37.9773 USD
USD 0.01 Class C ordinary Purchase 307 37.9789 USD
USD 0.01 Class C ordinary Purchase 360 37.8600 USD
USD 0.01 Class A ordinary Purchase 389 38.7577 USD
USD 0.01 Class C ordinary Purchase 402 37.8825 USD
USD 0.01 Class A ordinary Purchase 529 38.7688 USD
USD 0.01 Class C ordinary Purchase 600 37.9600 USD
USD 0.01 Class C ordinary Purchase 600 37.8883 USD
USD 0.01 Class C ordinary Purchase 720 37.8400 USD
USD 0.01 Class A ordinary Purchase 856 38.6601 USD
USD 0.01 Class A ordinary Purchase 1,419 38.8410 USD
USD 0.01 Class C ordinary Purchase 1,456 37.9473 USD
USD 0.01 Class A ordinary Purchase 1,477 38.6658 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,500 37.8279 USD
USD 0.01 Class A ordinary Purchase 1,920 38.7157 USD
USD 0.01 Class C ordinary Purchase 2,000 38.0075 USD
USD 0.01 Class A ordinary Purchase 2,200 38.9372 USD
USD 0.01 Class C ordinary Purchase 2,210 37.8502 USD
USD 0.01 Class C ordinary Purchase 2,300 37.9666 USD
USD 0.01 Class A ordinary Purchase 2,954 38.6585 USD
USD 0.01 Class C ordinary Purchase 3,700 37.9404 USD
USD 0.01 LiLAC Class C ordinary Purchase 3,775 37.9961 USD
USD 0.01 Class A ordinary Purchase 4,743 38.6987 USD
USD 0.01 Class A ordinary Purchase 6,411 38.6886 USD
USD 0.01 Class A ordinary Purchase 7,077 38.7121 USD
USD 0.01 Class A ordinary Purchase 7,364 38.7196 USD
USD 0.01 Class A ordinary Purchase 8,700 38.7455 USD
USD 0.01 Class A ordinary Purchase 9,128 38.7075 USD
USD 0.01 Class A ordinary Purchase 10,400 38.7889 USD
USD 0.01 Class A ordinary Purchase 14,199 38.7198 USD
USD 0.01 Class A ordinary Purchase 14,975 38.8115 USD
USD 0.01 Class C ordinary Purchase 15,131 37.9294 USD
USD 0.01 Class A ordinary Purchase 21,379 38.7400 USD
USD 0.01 Class C ordinary Purchase 27,080 37.7555 USD
USD 0.01 Class C ordinary Purchase 41,076 37.9367 USD
USD 0.01 Class A ordinary Purchase 46,442 38.7267 USD
USD 0.01 Class C ordinary Purchase 50,000 37.9174 USD
USD 0.01 Class A ordinary Purchase 66,682 38.7304 USD
USD 0.01 Class C ordinary Purchase 213,283 37.9500 USD
USD 0.01 Class A ordinary Sale 1 38.9500 USD
USD 0.01 Class C ordinary Sale 2 37.8925 USD
USD 0.01 Class C ordinary Sale 3 37.9033 USD
USD 0.01 Class C ordinary Sale 4 37.8950 USD
USD 0.01 Class C ordinary Sale 4 37.9150 USD
USD 0.01 Class A ordinary Sale 89 38.7500 USD
USD 0.01 Class C ordinary Sale 100 37.8700 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.0200 USD
USD 0.01 Class A ordinary Sale 100 38.6700 USD
USD 0.01 Class A ordinary Sale 101 38.6380 USD
USD 0.01 Class A ordinary Sale 1,838 38.0479 USD
USD 0.01 Class C ordinary Sale 110 37.8591 USD
USD 0.01 Class C ordinary Sale 1,507 37.0779 USD
USD 0.01 Class A ordinary Sale 156 38.6300 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.9050 USD
USD 0.01 Class A ordinary Sale 200 38.6500 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.0600 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.0450 USD
USD 0.01 Class A ordinary Sale 300 38.6791 USD
USD 0.01 Class A ordinary Sale 198 38.0476 USD
USD 0.01 Class A ordinary Sale 300 38.7300 USD
USD 0.01 Class C ordinary Sale 300 37.9908 USD
USD 0.01 Class A ordinary Sale 300 38.8833 USD
USD 0.01 Class A ordinary Sale 300 38.7600 USD
USD 0.01 Class A ordinary Sale 302 38.6204 USD
USD 0.01 Class C ordinary Sale 360 37.8600 USD
USD 0.01 Class A ordinary Sale 400 38.6550 USD
USD 0.01 Class C ordinary Sale 400 37.8425 USD
USD 0.01 Class C ordinary Sale 400 37.9250 USD
USD 0.01 Class C ordinary Sale 500 37.9360 USD
USD 0.01 Class C ordinary Sale 520 37.9529 USD
USD 0.01 Class C ordinary Sale 549 37.9625 USD
USD 0.01 Class C ordinary Sale 751 37.8400 USD
USD 0.01 Class C ordinary Sale 800 37.8506 USD
USD 0.01 Class C ordinary Sale 800 37.8500 USD
USD 0.01 Class A ordinary Sale 800 38.6562 USD
USD 0.01 LiLAC Class C ordinary Sale 822 37.9864 USD
USD 0.01 Class A ordinary Sale 1,061 38.9662 USD
USD 0.01 Class C ordinary Sale 1,100 37.9231 USD
USD 0.01 Class C ordinary Sale 1,100 37.9300 USD
USD 0.01 Class C ordinary Sale 1,140 37.9089 USD
USD 0.01 Class A ordinary Sale 1,200 38.6935 USD
USD 0.01 Class C ordinary Sale 1,300 37.9446 USD
USD 0.01 LiLAC Class C ordinary Sale 1,300 37.7946 USD
USD 0.01 Class A ordinary Sale 1,477 38.6658 USD
USD 0.01 Class A ordinary Sale 1,477 38.6585 USD
USD 0.01 Class C ordinary Sale 1,600 37.9126 USD
USD 0.01 Class A ordinary Sale 2,000 38.8550 USD
USD 0.01 Class C ordinary Sale 2,200 37.9736 USD
USD 0.01 Class C ordinary Sale 2,201 37.9522 USD
USD 0.01 Class C ordinary Sale 2,300 37.9421 USD
USD 0.01 Class A ordinary Sale 2,527 38.8187 USD
USD 0.01 Class C ordinary Sale 2,900 37.9652 USD
USD 0.01 LiLAC Class C ordinary Sale 3,200 37.9971 USD
USD 0.01 Class A ordinary Sale 3,306 38.6703 USD
USD 0.01 Class C ordinary Sale 3,446 37.8999 USD
USD 0.01 Class A ordinary Sale 3,610 38.6927 USD
USD 0.01 Class A ordinary Sale 4,300 38.8566 USD
USD 0.01 Class C ordinary Sale 4,620 37.8926 USD
USD 0.01 Class A ordinary Sale 5,177 38.6930 USD
USD 0.01 Class C ordinary Sale 5,600 37.9317 USD
USD 0.01 Class A ordinary Sale 6,300 38.7398 USD
USD 0.01 Class A ordinary Sale 8,400 38.7406 USD
USD 0.01 Class C ordinary Sale 14,422 37.9418 USD
USD 0.01 Class C ordinary Sale 14,443 37.9222 USD
USD 0.01 Class A ordinary Sale 14,496 38.8105 USD
USD 0.01 Class C ordinary Sale 15,548 37.9058 USD
USD 0.01 Class A ordinary Sale 24,463 38.7400 USD
USD 0.01 Class C ordinary Sale 27,080 37.7555 USD
USD 0.01 Class A ordinary Sale 33,737 38.7363 USD
USD 0.01 Class C ordinary Sale 41,076 37.9367 USD
USD 0.01 Class A ordinary Sale 50,000 38.7094 USD
USD 0.01 Class A ordinary Sale 66,682 38.7304 USD
USD 0.01 Class C ordinary Sale 214,154 37.9500 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 19, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 300 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -2,500 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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