Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 14 Jan 2016 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | CABLE & WIRELESS COMMUNICATIONS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | |||||||
Interests | Â | Short Positions | |||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 379,281 | 0.15% | 128,297 | 0.05% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
124,700 | 0.05% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 115,200 | 0.05% | 740,100 | 0.29% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 619,181 | 0.25% | 868,397 | 0.34% | |||||||
 |  |  |  |  |  |  |  |  | |||
Class of relevant security: | Â | USD 0.01 Class C ordinary | |||||||||
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 144,155 | 0.02% | 60,070 | 0.01% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 800 | 0.00% | 1,600 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 144,955 | 0.02% | 61,670 | 0.01% | |||||||
 |  |  |  |  |  |  |  |  | |||
Class of relevant security: | Â | USD 0.01 LiLAC Class A ordinary | |||||||||
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 15,005 | 0.12% | 8,235 | 0.06% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
8,235 | 0.06% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 515 | 0.00% | 24,760 | 0.19% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 23,755 | 0.18% | 32,995 | 0.25% | |||||||
 |  |  |  |  |  |  |  |  | |||
Class of relevant security: | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | ||||||
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5 | 0.00% | 2 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 40 | 0.00% | 80 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 45 | 0.00% | 82 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
USD 0.01 Class C ordinary | Purchase | 4 | 33.4250 USD | ||||
USD 0.01 Class C ordinary | Purchase | 5 | 33.4180 USD | ||||
USD 0.01 Class C ordinary | Purchase | 9 | 33.4255 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 13 | 39.9600 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 16 | 40.1600 USD | ||||
USD 0.01 Class A ordinary | Purchase | 17 | 34.7699 USD | ||||
USD 0.01 Class A ordinary | Purchase | 19 | 33.5500 USD | ||||
USD 0.01 Class C ordinary | Purchase | 40 | 32.4700 USD | ||||
USD 0.01 Class C ordinary | Purchase | 99 | 33.4470 USD | ||||
USD 0.01 Class A ordinary | Purchase | 100 | 35.0400 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 36.8200 USD | ||||
USD 0.01 Class A ordinary | Purchase | 100 | 34.7850 USD | ||||
USD 0.01 Class A ordinary | Purchase | 136 | 34.7277 USD | ||||
USD 0.01 Class A ordinary | Purchase | 200 | 34.5900 USD | ||||
USD 0.01 Class A ordinary | Purchase | 300 | 34.7550 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 400 | 37.0318 USD | ||||
USD 0.01 Class C ordinary | Purchase | 460 | 33.4249 USD | ||||
USD 0.01 Class C ordinary | Purchase | 500 | 33.4400 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 500 | 37.1720 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 600 | 40.3865 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 600 | 40.2383 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 600 | 39.7800 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 600 | 37.5776 USD | ||||
USD 0.01 Class A ordinary | Purchase | 700 | 34.7635 USD | ||||
USD 0.01 Class C ordinary | Purchase | 703 | 33.5313 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 740 | 37.6462 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 800 | 39.7456 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 800 | 39.8056 USD | ||||
USD 0.01 Class C ordinary | Purchase | 800 | 33.5500 USD | ||||
USD 0.01 Class A ordinary | Purchase | 877 | 34.9550 USD | ||||
USD 0.01 Class A ordinary | Purchase | 900 | 34.5500 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 1,200 | 37.5383 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 1,360 | 37.7266 USD | ||||
USD 0.01 Class C ordinary | Purchase | 1,400 | 33.4457 USD | ||||
USD 0.01 Class A ordinary | Purchase | 1,400 | 34.3389 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 1,416 | 39.8470 USD | ||||
USD 0.01 Class C ordinary | Purchase | 1,505 | 33.2405 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 1,543 | 39.9494 USD | ||||
USD 0.01 Class A ordinary | Purchase | 2,000 | 34.8352 USD | ||||
USD 0.01 Class C ordinary | Purchase | 2,080 | 33.2239 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 2,136 | 40.0158 USD | ||||
USD 0.01 Class C ordinary | Purchase | 2,200 | 33.4517 USD | ||||
USD 0.01 Class C ordinary | Purchase | 2,267 | 33.3010 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 2,500 | 39.7327 USD | ||||
USD 0.01 Class A ordinary | Purchase | 2,500 | 34.7783 USD | ||||
USD 0.01 Class A ordinary | Purchase | 2,700 | 34.8144 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 2,779 | 40.1545 USD | ||||
USD 0.01 Class A ordinary | Purchase | 3,200 | 34.7289 USD | ||||
USD 0.01 Class A ordinary | Purchase | 3,200 | 34.9073 USD | ||||
USD 0.01 Class C ordinary | Purchase | 3,661 | 33.4245 USD | ||||
USD 0.01 Class C ordinary | Purchase | 3,770 | 33.7011 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 4,099 | 40.1094 USD | ||||
USD 0.01 Class C ordinary | Purchase | 4,200 | 33.2243 USD | ||||
USD 0.01 Class A ordinary | Purchase | 4,600 | 34.7704 USD | ||||
USD 0.01 Class A ordinary | Purchase | 5,370 | 34.9510 USD | ||||
USD 0.01 Class C ordinary | Purchase | 7,300 | 33.8032 USD | ||||
USD 0.01 Class C ordinary | Purchase | 7,400 | 33.2257 USD | ||||
USD 0.01 Class C ordinary | Purchase | 7,633 | 33.3129 USD | ||||
USD 0.01 Class C ordinary | Purchase | 8,480 | 33.4244 USD | ||||
USD 0.01 Class C ordinary | Purchase | 8,600 | 32.5032 USD | ||||
USD 0.01 Class A ordinary | Purchase | 11,074 | 34.5413 USD | ||||
USD 0.01 Class A ordinary | Purchase | 11,074 | 34.5414 USD | ||||
USD 0.01 Class A ordinary | Purchase | 12,200 | 33.7444 USD | ||||
USD 0.01 Class C ordinary | Purchase | 13,800 | 33.2703 USD | ||||
USD 0.01 Class A ordinary | Purchase | 16,961 | 34.4098 USD | ||||
USD 0.01 Class A ordinary | Purchase | 16,976 | 34.7440 USD | ||||
USD 0.01 Class A ordinary | Purchase | 19,776 | 34.7131 USD | ||||
USD 0.01 Class C ordinary | Purchase | 20,976 | 33.3806 USD | ||||
USD 0.01 Class A ordinary | Purchase | 21,033 | 34.7387 USD | ||||
USD 0.01 Class C ordinary | Purchase | 24,870 | 33.3275 USD | ||||
USD 0.01 Class A ordinary | Purchase | 28,458 | 34.5075 USD | ||||
USD 0.01 Class A ordinary | Purchase | 29,028 | 34.3199 USD | ||||
USD 0.01 Class C ordinary | Purchase | 38,985 | 33.0728 USD | ||||
USD 0.01 Class C ordinary | Purchase | 50,126 | 33.4285 USD | ||||
USD 0.01 Class A ordinary | Purchase | 53,276 | 33.9692 USD | ||||
USD 0.01 Class A ordinary | Purchase | 74,109 | 34.6759 USD | ||||
USD 0.01 Class C ordinary | Purchase | 83,976 | 32.9021 USD | ||||
USD 0.01 Class C ordinary | Purchase | 114,976 | 33.4560 USD | ||||
USD 0.01 Class C ordinary | Purchase | 200,058 | 33.4450 USD | ||||
USD 0.01 Class A ordinary | Sale | 2 | 34.7900 USD | ||||
USD 0.01 Class C ordinary | Sale | 4 | 33.3937 USD | ||||
USD 0.01 Class C ordinary | Sale | 4 | 33.4212 USD | ||||
USD 0.01 Class C ordinary | Sale | 5 | 33.3980 USD | ||||
USD 0.01 Class A ordinary | Sale | 19 | 33.5500 USD | ||||
USD 0.01 Class C ordinary | Sale | 40 | 32.4700 USD | ||||
USD 0.01 Class A ordinary | Sale | 74 | 34.5400 USD | ||||
USD 0.01 Class A ordinary | Sale | 100 | 34.7850 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 100 | 37.3800 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 100 | 39.8500 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 100 | 40.3600 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 100 | 40.5500 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 100 | 40.6600 USD | ||||
USD 0.01 Class C ordinary | Sale | 181 | 32.4500 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 200 | 39.5450 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 200 | 39.6425 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 200 | 36.8200 USD | ||||
USD 0.01 Class C ordinary | Sale | 200 | 33.8100 USD | ||||
USD 0.01 Class A ordinary | Sale | 200 | 34.8250 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 200 | 36.9637 USD | ||||
USD 0.01 Class C ordinary | Sale | 200 | 33.4350 USD | ||||
USD 0.01 Class C ordinary | Sale | 300 | 33.2466 USD | ||||
USD 0.01 Class A ordinary | Sale | 300 | 35.0000 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 300 | 37.4633 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 400 | 40.1025 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 400 | 40.1725 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 400 | 39.5300 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 400 | 39.4550 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 400 | 37.1650 USD | ||||
USD 0.01 Class C ordinary | Sale | 400 | 33.8050 USD | ||||
USD 0.01 Class C ordinary | Sale | 400 | 33.4475 USD | ||||
USD 0.01 Class A ordinary | Sale | 500 | 34.9180 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 500 | 37.8820 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 600 | 39.7800 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 643 | 39.9300 USD | ||||
USD 0.01 Class C ordinary | Sale | 800 | 33.4287 USD | ||||
USD 0.01 Class C ordinary | Sale | 800 | 33.8062 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 800 | 39.9000 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 800 | 39.7456 USD | ||||
USD 0.01 Class C ordinary | Sale | 870 | 32.4729 USD | ||||
USD 0.01 Class C ordinary | Sale | 874 | 32.7893 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 1,000 | 39.5400 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,000 | 33.4265 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,300 | 33.4015 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,470 | 33.7000 USD | ||||
USD 0.01 Class A ordinary | Sale | 1,617 | 34.2439 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,661 | 33.4200 USD | ||||
USD 0.01 Class A ordinary | Sale | 1,700 | 34.7500 USD | ||||
USD 0.01 Class C ordinary | Sale | 2,141 | 33.8046 USD | ||||
USD 0.01 Class A ordinary | Sale | 2,298 | 34.4117 USD | ||||
USD 0.01 Class C ordinary | Sale | 2,300 | 33.7017 USD | ||||
USD 0.01 Class C ordinary | Sale | 2,300 | 33.4656 USD | ||||
USD 0.01 Class A ordinary | Sale | 2,400 | 34.7117 USD | ||||
USD 0.01 Class C ordinary | Sale | 2,600 | 33.4877 USD | ||||
USD 0.01 Class A ordinary | Sale | 2,900 | 34.8174 USD | ||||
USD 0.01 Class A ordinary | Sale | 3,000 | 33.7800 USD | ||||
USD 0.01 Class A ordinary | Sale | 3,100 | 33.7100 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 3,200 | 37.5934 USD | ||||
USD 0.01 Class A ordinary | Sale | 3,406 | 34.3482 USD | ||||
USD 0.01 Class C ordinary | Sale | 3,759 | 33.8010 USD | ||||
USD 0.01 Class A ordinary | Sale | 4,600 | 34.7704 USD | ||||
USD 0.01 Class C ordinary | Sale | 4,900 | 33.2152 USD | ||||
USD 0.01 Class A ordinary | Sale | 6,100 | 33.7444 USD | ||||
USD 0.01 Class C ordinary | Sale | 6,500 | 33.4521 USD | ||||
USD 0.01 Class C ordinary | Sale | 6,681 | 33.0903 USD | ||||
USD 0.01 Class C ordinary | Sale | 7,300 | 33.0914 USD | ||||
USD 0.01 Class C ordinary | Sale | 7,600 | 33.2834 USD | ||||
USD 0.01 Class A ordinary | Sale | 7,984 | 34.5992 USD | ||||
USD 0.01 Class C ordinary | Sale | 8,600 | 32.5032 USD | ||||
USD 0.01 Class C ordinary | Sale | 10,133 | 33.3048 USD | ||||
USD 0.01 Class A ordinary | Sale | 11,000 | 34.5524 USD | ||||
USD 0.01 Class A ordinary | Sale | 11,074 | 34.5413 USD | ||||
USD 0.01 Class C ordinary | Sale | 11,511 | 33.1419 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 11,659 | 40.0919 USD | ||||
USD 0.01 Class A ordinary | Sale | 12,340 | 34.5258 USD | ||||
USD 0.01 Class C ordinary | Sale | 16,468 | 33.0503 USD | ||||
USD 0.01 Class C ordinary | Sale | 20,976 | 33.3806 USD | ||||
USD 0.01 Class A ordinary | Sale | 28,458 | 34.5075 USD | ||||
USD 0.01 Class A ordinary | Sale | 29,028 | 34.3199 USD | ||||
USD 0.01 Class A ordinary | Sale | 37,669 | 34.9339 USD | ||||
USD 0.01 Class A ordinary | Sale | 53,276 | 33.9692 USD | ||||
USD 0.01 Class C ordinary | Sale | 83,976 | 32.9021 USD | ||||
USD 0.01 Class A ordinary | Sale | 94,788 | 34.6257 USD | ||||
USD 0.01 Class C ordinary | Sale | 200,062 | 33.4450 USD | ||||
USD 0.01 Class C ordinary | Sale | 200,100 | 33.4257 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | Jan 15, 2016 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
USD 0.01 Class A ordinary | Call Options | Purchased | 7,000 | 42.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class C ordinary | Put Options | Purchased | -1,000 | 80.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -160 | 47.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -3,400 | 47.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -2,750 | 50.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -5,000 | 37.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Purchased | 350 | 42.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 67.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -230 | 35.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -500 | 50.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -9,200 | 42.5000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class C ordinary | Put Options | Written | 800 | 45.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class C ordinary | Put Options | Purchased | -200 | 67.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -1,000 | 52.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 75.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -800 | 60.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -385 | 35.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -335,300 | 42.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -57,900 | 60.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Written | 50 | 52.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -40 | 60.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -50 | 52.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -360 | 25.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 80.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 1,000 | 52.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 800 | 45.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -50 | 65.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -110 | 30.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -2,200 | 62.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -2,895 | 60.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -7,200 | 25.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -8,900 | 45.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -13,100 | 45.0000 | American | Apr 15, 2016 | |||||||
USD 0.01 LiLAC Class C ordinary | Put Options | Purchased | -10 | 67.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class C ordinary | Put Options | Purchased | -10 | 60.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -1,000 | 45.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -5,800 | 40.0000 | American | Jul 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Written | 50 | 42.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Purchased | 25 | 37.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
USD 0.01 LiLAC Class C ordinary | Put Options | Purchased | -50 | 80.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 65.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -10,600 | 55.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -55,000 | 50.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Purchased | 7,600 | 42.5000 | American | Jul 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Purchased | 200 | 40.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class C ordinary | Put Options | Purchased | -200 | 75.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class C ordinary | Put Options | Purchased | -200 | 60.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -110 | 62.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class C ordinary | Put Options | Written | 40 | 45.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 5,000 | 47.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -50 | 45.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -2,200 | 30.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -7,500 | 22.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -25,500 | 50.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class C ordinary | Put Options | Purchased | -10 | 75.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -375 | 22.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -4,400 | 45.0000 | American | Feb 19, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -4,600 | 35.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -7,700 | 35.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Purchased | 500 | 37.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -10 | 75.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -10 | 67.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Call Options | Written | -16,625 | 42.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 1,000 | 42.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 200 | 35.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Written | 40 | 45.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -50 | 80.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -20,200 | 57.5000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -143,800 | 47.5000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 10,200 | 50.0000 | American | Jan 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 35.0000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -5,200 | 40.0000 | American | Jan 15, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160115005478/en/