Form 8.3 - Liberty Global Plc

Form 8.3 - Liberty Global Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose Liberty Global Plc
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 12 Feb 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? Cable & Wireless Communications Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 231,284 0.09% 127,372 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 83,600 0.03% 338,600 0.13%
           
 
TOTAL: 439,584 0.17% 465,972 0.18%
           
           
Class of relevant security:   USD 0.01 Class C ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 142,732 0.02% 7,592 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 142,732 0.02% 7,592 0.00%
           
           
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,876 0.09% 8,235 0.07%
           
(2) Cash-settled derivatives:
8,235 0.07% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 20,111 0.16% 8,235 0.07%
           
           
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 119 0.00% 2 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
  TOTAL: 119 0.00% 2 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 36 32.7300 USD
USD 0.01 Class A ordinary Purchase 44 31.4700 USD
USD 0.01 LiLAC Class A ordinary Purchase 68 32.1800 USD
USD 0.01 Class A ordinary Purchase 100 32.6600 USD
USD 0.01 Class C ordinary Purchase 100 30.6300 USD
USD 0.01 Class A ordinary Purchase 100 32.6180 USD
USD 0.01 Class C ordinary Purchase 100 30.7000 USD
USD 0.01 Class C ordinary Purchase 100 31.4200 USD
USD 0.01 LiLAC Class A ordinary Purchase 104 32.1773 USD
USD 0.01 Class A ordinary Purchase 118 32.6875 USD
USD 0.01 Class C ordinary Purchase 126 30.6859 USD
USD 0.01 Class C ordinary Purchase 164 31.3468 USD
USD 0.01 LiLAC Class C ordinary Purchase 168 33.9100 USD
USD 0.01 Class A ordinary Purchase 200 32.8000 USD
USD 0.01 Class A ordinary Purchase 200 32.7550 USD
USD 0.01 Class A ordinary Purchase 200 32.5950 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 34.5655 USD
USD 0.01 Class C ordinary Purchase 200 31.3397 USD
USD 0.01 Class C ordinary Purchase 209 31.0537 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 32.2333 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 34.5400 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 32.3433 USD
USD 0.01 Class C ordinary Purchase 352 31.4300 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 34.5200 USD
USD 0.01 Class A ordinary Purchase 430 32.8097 USD
USD 0.01 Class A ordinary Purchase 470 32.7323 USD
USD 0.01 Class A ordinary Purchase 500 32.5020 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 32.2900 USD
USD 0.01 LiLAC Class A ordinary Purchase 600 32.2600 USD
USD 0.01 LiLAC Class A ordinary Purchase 600 32.2516 USD
USD 0.01 Class A ordinary Purchase 600 32.7758 USD
USD 0.01 Class A ordinary Purchase 684 32.0712 USD
USD 0.01 Class A ordinary Purchase 684 32.0711 USD
USD 0.01 Class A ordinary Purchase 700 32.6857 USD
USD 0.01 Class C ordinary Purchase 766 31.0900 USD
USD 0.01 Class C ordinary Purchase 800 31.0125 USD
USD 0.01 LiLAC Class A ordinary Purchase 800 32.1875 USD
USD 0.01 Class C ordinary Purchase 1,023 30.9616 USD
USD 0.01 Class C ordinary Purchase 1,103 30.3200 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,118 32.2416 USD
USD 0.01 Class C ordinary Purchase 1,260 31.4268 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,280 34.4197 USD
USD 0.01 Class C ordinary Purchase 1,288 31.4307 USD
USD 0.01 Class C ordinary Purchase 1,300 31.1338 USD
USD 0.01 Class C ordinary Purchase 1,400 30.6900 USD
USD 0.01 Class A ordinary Purchase 1,416 31.9470 USD
USD 0.01 Class A ordinary Purchase 1,500 32.4520 USD
USD 0.01 Class C ordinary Purchase 1,689 30.9956 USD
USD 0.01 Class C ordinary Purchase 1,689 30.9955 USD
USD 0.01 Class A ordinary Purchase 1,700 32.7634 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,800 32.2911 USD
USD 0.01 Class A ordinary Purchase 1,800 32.7965 USD
USD 0.01 Class A ordinary Purchase 2,002 32.6025 USD
USD 0.01 Class A ordinary Purchase 2,100 32.5123 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,300 34.4982 USD
USD 0.01 Class C ordinary Purchase 2,500 31.0742 USD
USD 0.01 Class C ordinary Purchase 2,600 31.0246 USD
USD 0.01 Class A ordinary Purchase 2,607 32.5345 USD
USD 0.01 Class C ordinary Purchase 2,776 30.8416 USD
USD 0.01 Class C ordinary Purchase 2,832 31.1921 USD
USD 0.01 Class A ordinary Purchase 2,976 32.2824 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,004 32.2231 USD
USD 0.01 Class C ordinary Purchase 3,816 31.1853 USD
USD 0.01 Class C ordinary Purchase 3,997 30.9864 USD
USD 0.01 Class A ordinary Purchase 5,000 32.6193 USD
USD 0.01 Class C ordinary Purchase 5,223 31.1235 USD
USD 0.01 Class A ordinary Purchase 5,486 32.8300 USD
USD 0.01 Class A ordinary Purchase 5,500 32.2993 USD
USD 0.01 Class C ordinary Purchase 5,800 31.0677 USD
USD 0.01 Class C ordinary Purchase 8,038 31.0670 USD
USD 0.01 Class A ordinary Purchase 8,800 32.4336 USD
USD 0.01 Class A ordinary Purchase 11,535 31.7439 USD
USD 0.01 Class C ordinary Purchase 15,649 31.2237 USD
USD 0.01 Class A ordinary Purchase 16,283 32.2026 USD
USD 0.01 Class A ordinary Purchase 19,300 32.1716 USD
USD 0.01 Class A ordinary Purchase 19,349 32.5348 USD
USD 0.01 Class A ordinary Purchase 20,300 32.4339 USD
USD 0.01 Class A ordinary Purchase 20,442 32.3443 USD
USD 0.01 Class C ordinary Purchase 22,074 31.1388 USD
USD 0.01 Class A ordinary Purchase 24,168 32.5060 USD
USD 0.01 Class C ordinary Purchase 33,523 30.8414 USD
USD 0.01 Class C ordinary Purchase 60,500 31.2365 USD
USD 0.01 Class A ordinary Purchase 64,863 32.4130 USD
USD 0.01 Class C ordinary Purchase 99,202 31.1887 USD
USD 0.01 Class C ordinary Purchase 107,017 31.5500 USD
USD 0.01 Class C ordinary Purchase 205,710 31.3019 USD
USD 0.01 Class C ordinary Sale 26 30.6700 USD
USD 0.01 Class A ordinary Sale 36 32.7300 USD
USD 0.01 Class A ordinary Sale 54 32.8300 USD
USD 0.01 LiLAC Class C ordinary Sale 65 34.4700 USD
USD 0.01 LiLAC Class A ordinary Sale 68 32.1800 USD
USD 0.01 Class A ordinary Sale 83 32.1400 USD
USD 0.01 Class C ordinary Sale 83 30.9600 USD
USD 0.01 Class A ordinary Sale 84 32.0500 USD
USD 0.01 Class C ordinary Sale 95 30.2600 USD
USD 0.01 Class A ordinary Sale 100 31.5100 USD
USD 0.01 Class C ordinary Sale 100 31.3300 USD
USD 0.01 Class C ordinary Sale 100 31.2700 USD
USD 0.01 Class C ordinary Sale 100 30.9350 USD
USD 0.01 Class C ordinary Sale 100 30.4800 USD
USD 0.01 Class A ordinary Sale 100 32.8400 USD
USD 0.01 Class A ordinary Sale 100 32.6180 USD
USD 0.01 Class A ordinary Sale 100 31.9000 USD
USD 0.01 Class C ordinary Sale 115 30.8700 USD
USD 0.01 Class A ordinary Sale 118 32.6875 USD
USD 0.01 Class C ordinary Sale 164 31.3468 USD
USD 0.01 LiLAC Class C ordinary Sale 168 33.9100 USD
USD 0.01 Class A ordinary Sale 200 32.8100 USD
USD 0.01 Class A ordinary Sale 200 31.8501 USD
USD 0.01 LiLAC Class A ordinary Sale 200 32.2750 USD
USD 0.01 LiLAC Class A ordinary Sale 200 32.4000 USD
USD 0.01 Class A ordinary Sale 200 32.7550 USD
USD 0.01 LiLAC Class A ordinary Sale 204 32.2031 USD
USD 0.01 Class C ordinary Sale 214 31.5693 USD
USD 0.01 Class A ordinary Sale 214 32.6600 USD
USD 0.01 Class C ordinary Sale 300 31.1003 USD
USD 0.01 Class C ordinary Sale 300 31.5466 USD
USD 0.01 Class A ordinary Sale 300 31.8966 USD
USD 0.01 Class A ordinary Sale 300 31.9066 USD
USD 0.01 Class C ordinary Sale 300 31.0116 USD
USD 0.01 LiLAC Class C ordinary Sale 328 34.5300 USD
USD 0.01 Class C ordinary Sale 383 31.0900 USD
USD 0.01 LiLAC Class C ordinary Sale 400 34.5200 USD
USD 0.01 LiLAC Class C ordinary Sale 400 34.4150 USD
USD 0.01 Class A ordinary Sale 448 31.9779 USD
USD 0.01 Class A ordinary Sale 500 32.8325 USD
USD 0.01 Class C ordinary Sale 512 31.5700 USD
USD 0.01 LiLAC Class C ordinary Sale 600 34.4766 USD
USD 0.01 Class A ordinary Sale 600 32.0741 USD
USD 0.01 Class A ordinary Sale 684 32.0711 USD
USD 0.01 LiLAC Class A ordinary Sale 700 32.2957 USD
USD 0.01 Class A ordinary Sale 810 31.9086 USD
USD 0.01 LiLAC Class C ordinary Sale 815 34.4180 USD
USD 0.01 Class C ordinary Sale 888 31.5683 USD
USD 0.01 Class C ordinary Sale 893 31.0699 USD
USD 0.01 Class C ordinary Sale 1,103 30.3200 USD
USD 0.01 Class A ordinary Sale 1,200 32.5568 USD
USD 0.01 Class A ordinary Sale 1,200 32.7516 USD
USD 0.01 Class C ordinary Sale 1,289 30.9965 USD
USD 0.01 Class A ordinary Sale 1,352 32.2176 USD
USD 0.01 Class A ordinary Sale 1,383 32.7700 USD
USD 0.01 Class A ordinary Sale 1,404 31.5459 USD
USD 0.01 Class A ordinary Sale 1,416 31.9470 USD
USD 0.01 Class A ordinary Sale 1,439 31.5114 USD
USD 0.01 Class A ordinary Sale 1,488 32.2444 USD
USD 0.01 Class A ordinary Sale 1,488 32.2824 USD
USD 0.01 Class A ordinary Sale 1,496 31.8997 USD
USD 0.01 Class C ordinary Sale 1,500 30.9620 USD
USD 0.01 Class C ordinary Sale 1,500 30.6900 USD
USD 0.01 LiLAC Class A ordinary Sale 1,500 32.2053 USD
USD 0.01 Class C ordinary Sale 1,689 30.9955 USD
USD 0.01 Class A ordinary Sale 1,700 31.6205 USD
USD 0.01 LiLAC Class C ordinary Sale 1,700 34.5059 USD
USD 0.01 Class C ordinary Sale 1,800 31.0233 USD
USD 0.01 Class A ordinary Sale 1,891 32.7058 USD
USD 0.01 Class C ordinary Sale 1,900 31.2631 USD
USD 0.01 LiLAC Class A ordinary Sale 2,300 32.2730 USD
USD 0.01 Class C ordinary Sale 2,837 30.9987 USD
USD 0.01 Class A ordinary Sale 2,858 32.5411 USD
USD 0.01 Class C ordinary Sale 3,000 31.4287 USD
USD 0.01 Class A ordinary Sale 3,100 32.6006 USD
USD 0.01 Class C ordinary Sale 3,300 31.0628 USD
USD 0.01 Class A ordinary Sale 3,894 31.9082 USD
USD 0.01 Class C ordinary Sale 3,900 30.9725 USD
USD 0.01 LiLAC Class A ordinary Sale 4,022 32.2334 USD
USD 0.01 Class C ordinary Sale 4,281 31.1130 USD
USD 0.01 Class A ordinary Sale 4,300 32.2274 USD
USD 0.01 Class C ordinary Sale 5,957 30.8050 USD
USD 0.01 Class A ordinary Sale 6,300 32.3841 USD
USD 0.01 Class A ordinary Sale 6,500 32.7959 USD
USD 0.01 Class A ordinary Sale 8,726 32.7090 USD
USD 0.01 Class A ordinary Sale 8,804 32.5886 USD
USD 0.01 Class A ordinary Sale 9,757 31.5228 USD
USD 0.01 Class A ordinary Sale 16,600 32.4437 USD
USD 0.01 Class C ordinary Sale 17,243 31.0016 USD
USD 0.01 Class C ordinary Sale 18,553 30.7566 USD
USD 0.01 Class A ordinary Sale 23,200 32.2095 USD
USD 0.01 Class C ordinary Sale 32,400 31.2829 USD
USD 0.01 Class C ordinary Sale 94,252 31.5500 USD
USD 0.01 Class A ordinary Sale 119,317 32.4433 USD
USD 0.01 Class C ordinary Sale 177,303 31.1829 USD
USD 0.01 Class C ordinary Sale 205,710 31.3018 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Feb 15, 2016
Contact name: Rajesh Muthanna
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -20,300 32.5000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -23,600 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -13,800 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -17,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,700 40.0000 American Apr 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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