Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 19 Jan 2016
(f) In addition to the company in 1(c) above, is the discloser making YES
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 192,119 0.08% 127,372 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 87,300 0.03% 176,900 0.07%
           
 
TOTAL: 404,119 0.16% 304,272 0.12%
Class of relevant security:       USD 0.01 Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 143,337 0.02% 26,806 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 143,337 0.02% 26,806 0.00%
Class of relevant security:       USD 0.01 LiLAC Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,875 0.09% 8,235 0.06%
           
(2) Cash-settled derivatives:
8,235 0.06% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 20,110 0.15% 8,235 0.06%
Class of relevant security:       USD 0.01 LiLAC Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 55 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 55 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 33.3200 USD
USD 0.01 Class C ordinary Purchase 6 31.7400 USD
USD 0.01 Class C ordinary Purchase 8 31.7181 USD
USD 0.01 Class C ordinary Purchase 10 31.7319 USD
USD 0.01 Class C ordinary Purchase 10 31.7210 USD
USD 0.01 Class C ordinary Purchase 23 32.0400 USD
USD 0.01 LiLAC Class C ordinary Purchase 82 38.1280 USD
USD 0.01 Class C ordinary Purchase 91 32.0100 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.7500 USD
USD 0.01 Class C ordinary Purchase 100 31.7100 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.5900 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.0750 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.0300 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.7300 USD
USD 0.01 LiLAC Class C ordinary Purchase 110 38.0000 USD
USD 0.01 Class C ordinary Purchase 156 32.1225 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 38.0450 USD
USD 0.01 Class A ordinary Purchase 200 32.8675 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.8620 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.7000 USD
USD 0.01 Class C ordinary Purchase 200 32.1800 USD
USD 0.01 LiLAC Class C ordinary Purchase 201 38.1165 USD
USD 0.01 Class A ordinary Purchase 204 32.9868 USD
USD 0.01 Class C ordinary Purchase 300 32.1233 USD
USD 0.01 Class A ordinary Purchase 303 32.9724 USD
USD 0.01 Class C ordinary Purchase 400 32.0056 USD
USD 0.01 Class C ordinary Purchase 400 31.8900 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 35.6175 USD
USD 0.01 Class A ordinary Purchase 400 32.7937 USD
USD 0.01 Class A ordinary Purchase 410 33.0900 USD
USD 0.01 LiLAC Class A ordinary Purchase 456 35.7603 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 38.0679 USD
USD 0.01 Class A ordinary Purchase 500 33.1560 USD
USD 0.01 Class A ordinary Purchase 550 33.0727 USD
USD 0.01 LiLAC Class C ordinary Purchase 600 38.0066 USD
USD 0.01 Class A ordinary Purchase 600 32.8716 USD
USD 0.01 Class A ordinary Purchase 764 33.2018 USD
USD 0.01 Class C ordinary Purchase 897 32.1304 USD
USD 0.01 Class A ordinary Purchase 900 33.1250 USD
USD 0.01 Class A ordinary Purchase 920 33.2321 USD
USD 0.01 Class A ordinary Purchase 1,300 32.9288 USD
USD 0.01 Class A ordinary Purchase 1,412 33.0388 USD
USD 0.01 Class A ordinary Purchase 1,637 33.1529 USD
USD 0.01 Class A ordinary Purchase 2,000 32.9050 USD
USD 0.01 Class C ordinary Purchase 2,000 31.9370 USD
USD 0.01 Class C ordinary Purchase 2,150 31.4076 USD
USD 0.01 Class C ordinary Purchase 2,500 32.0150 USD
USD 0.01 Class A ordinary Purchase 2,500 33.2199 USD
USD 0.01 Class A ordinary Purchase 3,351 32.9808 USD
USD 0.01 Class A ordinary Purchase 3,468 33.0748 USD
USD 0.01 Class A ordinary Purchase 4,503 32.8800 USD
USD 0.01 Class A ordinary Purchase 4,709 33.1013 USD
USD 0.01 Class A ordinary Purchase 5,000 32.6251 USD
USD 0.01 Class C ordinary Purchase 5,162 31.5487 USD
USD 0.01 Class C ordinary Purchase 5,616 32.0367 USD
USD 0.01 Class A ordinary Purchase 6,479 33.0411 USD
USD 0.01 LiLAC Class C ordinary Purchase 6,701 38.0393 USD
USD 0.01 Class C ordinary Purchase 6,950 31.7038 USD
USD 0.01 Class C ordinary Purchase 7,300 31.9356 USD
USD 0.01 LiLAC Class A ordinary Purchase 7,361 35.6971 USD
USD 0.01 Class A ordinary Purchase 7,656 33.0132 USD
USD 0.01 Class A ordinary Purchase 7,700 32.9422 USD
USD 0.01 Class A ordinary Purchase 9,500 32.9159 USD
USD 0.01 Class C ordinary Purchase 10,286 31.9806 USD
USD 0.01 Class C ordinary Purchase 10,872 31.9431 USD
USD 0.01 Class A ordinary Purchase 11,598 32.7927 USD
USD 0.01 Class A ordinary Purchase 15,967 32.9277 USD
USD 0.01 Class A ordinary Purchase 22,028 33.5405 USD
USD 0.01 Class A ordinary Purchase 24,715 33.0780 USD
USD 0.01 Class C ordinary Purchase 26,600 31.8743 USD
USD 0.01 Class A ordinary Purchase 26,900 33.1100 USD
USD 0.01 Class A ordinary Purchase 26,900 33.1700 USD
USD 0.01 Class C ordinary Purchase 27,758 31.9059 USD
USD 0.01 Class A ordinary Purchase 30,603 33.0091 USD
USD 0.01 Class C ordinary Purchase 43,600 31.9900 USD
USD 0.01 Class C ordinary Purchase 46,958 31.8972 USD
USD 0.01 Class C ordinary Purchase 48,652 32.0000 USD
USD 0.01 Class A ordinary Purchase 59,526 32.9619 USD
USD 0.01 Class C ordinary Purchase 60,728 31.9382 USD
USD 0.01 Class C ordinary Purchase 67,871 31.8350 USD
USD 0.01 Class A ordinary Purchase 95,638 32.9797 USD
USD 0.01 Class C ordinary Purchase 97,860 31.8474 USD
USD 0.01 Class C ordinary Purchase 100,000 31.9651 USD
USD 0.01 Class C ordinary Purchase 134,186 31.7200 USD
USD 0.01 Class A ordinary Sale 1 33.3200 USD
USD 0.01 Class C ordinary Sale 3 31.7400 USD
USD 0.01 Class C ordinary Sale 6 31.7375 USD
USD 0.01 Class C ordinary Sale 9 31.7805 USD
USD 0.01 LiLAC Class C ordinary Sale 10 38.0000 USD
USD 0.01 Class A ordinary Sale 19 33.6200 USD
USD 0.01 Class C ordinary Sale 23 32.0400 USD
USD 0.01 Class A ordinary Sale 26 33.1501 USD
USD 0.01 Class C ordinary Sale 67 32.1200 USD
USD 0.01 LiLAC Class C ordinary Sale 82 38.1280 USD
USD 0.01 Class A ordinary Sale 100 32.7950 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.7900 USD
USD 0.01 Class A ordinary Sale 100 33.2600 USD
USD 0.01 Class A ordinary Sale 100 32.9700 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.5900 USD
USD 0.01 Class C ordinary Sale 101 31.7000 USD
USD 0.01 Class A ordinary Sale 150 33.1933 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.8300 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.7800 USD
USD 0.01 Class A ordinary Sale 200 33.0750 USD
USD 0.01 Class A ordinary Sale 200 32.7900 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.7500 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.1350 USD
USD 0.01 LiLAC Class C ordinary Sale 201 38.0120 USD
USD 0.01 LiLAC Class C ordinary Sale 220 38.1618 USD
USD 0.01 LiLAC Class A ordinary Sale 256 35.6746 USD
USD 0.01 LiLAC Class C ordinary Sale 300 38.0550 USD
USD 0.01 Class C ordinary Sale 300 31.8600 USD
USD 0.01 Class C ordinary Sale 300 31.8083 USD
USD 0.01 Class A ordinary Sale 300 33.2500 USD
USD 0.01 LiLAC Class A ordinary Sale 300 35.6333 USD
USD 0.01 Class A ordinary Sale 400 32.7937 USD
USD 0.01 Class C ordinary Sale 400 31.8900 USD
USD 0.01 LiLAC Class C ordinary Sale 400 38.1200 USD
USD 0.01 LiLAC Class A ordinary Sale 500 35.7708 USD
USD 0.01 Class A ordinary Sale 500 32.8660 USD
USD 0.01 Class A ordinary Sale 550 33.0727 USD
USD 0.01 LiLAC Class C ordinary Sale 600 38.0066 USD
USD 0.01 Class A ordinary Sale 600 32.7875 USD
USD 0.01 LiLAC Class A ordinary Sale 600 35.6666 USD
USD 0.01 LiLAC Class C ordinary Sale 680 38.1020 USD
USD 0.01 Class C ordinary Sale 700 31.7157 USD
USD 0.01 Class C ordinary Sale 735 31.9100 USD
USD 0.01 Class C ordinary Sale 900 31.7422 USD
USD 0.01 LiLAC Class A ordinary Sale 901 35.4222 USD
USD 0.01 LiLAC Class C ordinary Sale 961 37.7875 USD
USD 0.01 Class C ordinary Sale 993 31.9516 USD
USD 0.01 LiLAC Class C ordinary Sale 1,120 38.0378 USD
USD 0.01 Class A ordinary Sale 1,250 32.8036 USD
USD 0.01 Class C ordinary Sale 1,300 31.7100 USD
USD 0.01 Class A ordinary Sale 1,300 33.0340 USD
USD 0.01 Class C ordinary Sale 1,400 31.8167 USD
USD 0.01 Class C ordinary Sale 1,400 31.9253 USD
USD 0.01 Class A ordinary Sale 1,400 32.9747 USD
USD 0.01 Class A ordinary Sale 1,500 32.9534 USD
USD 0.01 Class A ordinary Sale 1,508 32.7933 USD
USD 0.01 LiLAC Class C ordinary Sale 1,540 38.0423 USD
USD 0.01 LiLAC Class A ordinary Sale 1,600 35.8037 USD
USD 0.01 Class A ordinary Sale 1,800 32.8147 USD
USD 0.01 Class A ordinary Sale 1,921 32.8619 USD
USD 0.01 Class A ordinary Sale 1,932 32.9808 USD
USD 0.01 Class C ordinary Sale 1,950 31.6254 USD
USD 0.01 Class C ordinary Sale 1,971 31.7304 USD
USD 0.01 Class C ordinary Sale 2,000 31.7360 USD
USD 0.01 LiLAC Class C ordinary Sale 2,280 38.1046 USD
USD 0.01 Class A ordinary Sale 2,400 32.8268 USD
USD 0.01 Class C ordinary Sale 2,951 31.7256 USD
USD 0.01 Class C ordinary Sale 2,975 31.9439 USD
USD 0.01 Class C ordinary Sale 3,000 31.9270 USD
USD 0.01 Class A ordinary Sale 3,010 32.9672 USD
USD 0.01 Class C ordinary Sale 3,100 31.9762 USD
USD 0.01 Class C ordinary Sale 3,400 31.5288 USD
USD 0.01 LiLAC Class A ordinary Sale 3,960 35.7122 USD
USD 0.01 Class A ordinary Sale 4,000 32.9594 USD
USD 0.01 Class A ordinary Sale 4,503 32.8800 USD
USD 0.01 Class C ordinary Sale 4,533 31.9337 USD
USD 0.01 Class A ordinary Sale 4,718 32.7612 USD
USD 0.01 Class A ordinary Sale 4,881 33.0892 USD
USD 0.01 Class A ordinary Sale 5,200 32.9227 USD
USD 0.01 Class A ordinary Sale 5,462 33.0449 USD
USD 0.01 Class C ordinary Sale 6,886 31.9654 USD
USD 0.01 Class C ordinary Sale 7,000 31.8108 USD
USD 0.01 Class A ordinary Sale 7,600 32.9367 USD
USD 0.01 Class C ordinary Sale 8,100 31.8805 USD
USD 0.01 Class C ordinary Sale 8,240 31.7736 USD
USD 0.01 Class C ordinary Sale 8,305 31.9331 USD
USD 0.01 Class C ordinary Sale 8,400 31.9791 USD
USD 0.01 Class A ordinary Sale 10,850 33.1035 USD
USD 0.01 Class C ordinary Sale 12,700 31.8227 USD
USD 0.01 Class C ordinary Sale 13,800 31.9053 USD
USD 0.01 Class C ordinary Sale 14,782 31.9766 USD
USD 0.01 Class C ordinary Sale 15,500 31.8496 USD
USD 0.01 Class C ordinary Sale 20,189 31.9604 USD
USD 0.01 Class A ordinary Sale 26,900 33.1100 USD
USD 0.01 Class A ordinary Sale 26,900 33.1700 USD
USD 0.01 Class A ordinary Sale 28,000 33.1094 USD
USD 0.01 Class A ordinary Sale 29,500 33.4317 USD
USD 0.01 Class A ordinary Sale 33,675 32.8842 USD
USD 0.01 Class C ordinary Sale 35,916 31.8077 USD
USD 0.01 Class A ordinary Sale 40,146 33.0639 USD
USD 0.01 Class C ordinary Sale 43,600 31.9900 USD
USD 0.01 Class C ordinary Sale 48,652 32.0000 USD
USD 0.01 Class A ordinary Sale 59,526 32.9619 USD
USD 0.01 Class C ordinary Sale 60,728 31.9382 USD
USD 0.01 Class C ordinary Sale 89,171 31.9215 USD
USD 0.01 Class A ordinary Sale 95,638 32.9797 USD
USD 0.01 Class C ordinary Sale 97,860 31.8474 USD
USD 0.01 Class C ordinary Sale 136,719 31.7200 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 400 32.5000 USD American Jul 15, 2016 3.9000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Jan 20, 2016
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 7,600 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -9,200 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -13,100 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -5,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -143,800 47.5000 American Apr 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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