FORM 8.3 - LIBERTY GLOBAL PLC

FORM 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 211,324 0.08% 54,942 0.02%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 134,800 0.05% 328,700 0.13%
           
 
TOTAL: 381,524 0.15% 383,642 0.15%
Class of relevant security:       USD 0.01 Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 129,096 0.02% 23,271 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 129,096 0.02% 23,271 0.00%
Class of relevant security:       USD 0.01 LiLAC Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 11,832 0.09% 0 0.00%
Class of relevant security:       USD 0.01 LiLAC Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 2 38.5675 USD
USD 0.01 Class C ordinary Purchase 2 38.5550 USD
USD 0.01 Class C ordinary Purchase 3 38.5700 USD
USD 0.01 Class C ordinary Purchase 20 38.2900 USD
USD 0.01 Class C ordinary Purchase 55 38.3400 USD
USD 0.01 LiLAC Class C ordinary Purchase 62 37.9300 USD
USD 0.01 Class A ordinary Purchase 95 39.4397 USD
USD 0.01 Class A ordinary Purchase 100 39.4100 USD
USD 0.01 Class A ordinary Purchase 100 39.2100 USD
USD 0.01 Class A ordinary Purchase 100 39.0600 USD
USD 0.01 Class C ordinary Purchase 100 38.3800 USD
USD 0.01 Class A ordinary Purchase 100 39.3200 USD
USD 0.01 Class A ordinary Purchase 101 39.4401 USD
USD 0.01 Class A ordinary Purchase 101 39.4500 USD
USD 0.01 LiLAC Class C ordinary Purchase 175 38.0200 USD
USD 0.01 Class A ordinary Purchase 200 39.4275 USD
USD 0.01 Class C ordinary Purchase 200 38.3300 USD
USD 0.01 Class A ordinary Purchase 200 39.4050 USD
USD 0.01 Class A ordinary Purchase 200 39.4125 USD
USD 0.01 Class A ordinary Purchase 200 39.4149 USD
USD 0.01 Class A ordinary Purchase 242 39.1900 USD
USD 0.01 Class A ordinary Purchase 300 39.2158 USD
USD 0.01 Class C ordinary Purchase 300 38.3366 USD
USD 0.01 Class C ordinary Purchase 400 38.5562 USD
USD 0.01 Class A ordinary Purchase 400 39.4231 USD
USD 0.01 Class A ordinary Purchase 500 39.3520 USD
USD 0.01 LiLAC Class C ordinary Purchase 600 38.0250 USD
USD 0.01 Class A ordinary Purchase 600 39.2266 USD
USD 0.01 Class C ordinary Purchase 1,000 38.4140 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 38.1092 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,129 38.1088 USD
USD 0.01 Class C ordinary Purchase 1,378 38.2996 USD
USD 0.01 Class A ordinary Purchase 1,500 39.4207 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,562 38.1143 USD
USD 0.01 Class A ordinary Purchase 1,697 39.2800 USD
USD 0.01 Class C ordinary Purchase 2,100 38.4575 USD
USD 0.01 Class A ordinary Purchase 2,105 39.4147 USD
USD 0.01 Class A ordinary Purchase 2,401 39.3074 USD
USD 0.01 Class A ordinary Purchase 2,600 39.4650 USD
USD 0.01 Class C ordinary Purchase 3,159 38.5292 USD
USD 0.01 Class A ordinary Purchase 3,623 39.2690 USD
USD 0.01 Class A ordinary Purchase 3,800 39.2931 USD
USD 0.01 Class C ordinary Purchase 3,859 38.5790 USD
USD 0.01 Class A ordinary Purchase 3,900 39.3214 USD
USD 0.01 Class C ordinary Purchase 3,959 38.5500 USD
USD 0.01 Class C ordinary Purchase 4,324 38.3902 USD
USD 0.01 LiLAC Class C ordinary Purchase 6,634 38.0692 USD
USD 0.01 Class A ordinary Purchase 7,242 39.4590 USD
USD 0.01 Class A ordinary Purchase 7,742 39.4400 USD
USD 0.01 Class A ordinary Purchase 8,544 39.2781 USD
USD 0.01 Class A ordinary Purchase 8,972 39.2755 USD
USD 0.01 Class C ordinary Purchase 9,500 38.4989 USD
USD 0.01 Class C ordinary Purchase 12,260 37.9300 USD
USD 0.01 Class C ordinary Purchase 12,400 38.4977 USD
USD 0.01 Class C ordinary Purchase 13,399 38.4043 USD
USD 0.01 Class A ordinary Purchase 14,096 39.2467 USD
USD 0.01 Class C ordinary Purchase 14,422 38.4291 USD
USD 0.01 Class C ordinary Purchase 15,299 38.5007 USD
USD 0.01 Class A ordinary Purchase 22,740 38.7600 USD
USD 0.01 Class A ordinary Purchase 41,340 39.2955 USD
USD 0.01 Class C ordinary Purchase 207,216 38.5200 USD
USD 0.01 Class A ordinary Sale 2 39.4500 USD
USD 0.01 Class C ordinary Sale 4 38.5550 USD
USD 0.01 Class C ordinary Sale 20 38.2900 USD
USD 0.01 Class A ordinary Sale 50 39.4200 USD
USD 0.01 Class C ordinary Sale 59 38.5501 USD
USD 0.01 LiLAC Class C ordinary Sale 62 37.9300 USD
USD 0.01 Class C ordinary Sale 100 38.5400 USD
USD 0.01 Class C ordinary Sale 100 38.5300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.6500 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.0200 USD
USD 0.01 Class C ordinary Sale 200 38.4700 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.1600 USD
USD 0.01 Class A ordinary Sale 200 39.4350 USD
USD 0.01 Class A ordinary Sale 200 39.4275 USD
USD 0.01 Class A ordinary Sale 200 39.4050 USD
USD 0.01 Class A ordinary Sale 241 39.2235 USD
USD 0.01 Class A ordinary Sale 250 39.4340 USD
USD 0.01 LiLAC Class C ordinary Sale 300 38.0600 USD
USD 0.01 Class C ordinary Sale 300 38.4300 USD
USD 0.01 Class C ordinary Sale 301 38.4034 USD
USD 0.01 Class C ordinary Sale 400 38.4225 USD
USD 0.01 Class C ordinary Sale 416 38.5001 USD
USD 0.01 Class C ordinary Sale 500 38.5380 USD
USD 0.01 LiLAC Class C ordinary Sale 500 38.0760 USD
USD 0.01 Class A ordinary Sale 600 39.4029 USD
USD 0.01 Class A ordinary Sale 662 39.2661 USD
USD 0.01 Class A ordinary Sale 690 39.3134 USD
USD 0.01 Class A ordinary Sale 800 39.4168 USD
USD 0.01 Class A ordinary Sale 808 39.3611 USD
USD 0.01 Class A ordinary Sale 900 39.3138 USD
USD 0.01 LiLAC Class C ordinary Sale 1,000 38.1092 USD
USD 0.01 Class A ordinary Sale 1,000 39.2217 USD
USD 0.01 Class A ordinary Sale 1,000 39.3662 USD
USD 0.01 Class C ordinary Sale 1,013 38.5287 USD
USD 0.01 Class C ordinary Sale 1,199 38.4934 USD
USD 0.01 Class C ordinary Sale 1,500 38.5296 USD
USD 0.01 Class C ordinary Sale 1,600 38.5431 USD
USD 0.01 Class C ordinary Sale 1,600 38.5100 USD
USD 0.01 Class C ordinary Sale 1,715 38.4719 USD
USD 0.01 Class C ordinary Sale 1,800 38.4850 USD
USD 0.01 Class A ordinary Sale 2,300 39.2806 USD
USD 0.01 Class A ordinary Sale 2,600 39.4650 USD
USD 0.01 Class C ordinary Sale 2,879 38.4788 USD
USD 0.01 Class A ordinary Sale 3,100 39.2933 USD
USD 0.01 Class C ordinary Sale 3,859 38.5790 USD
USD 0.01 Class C ordinary Sale 4,000 38.4304 USD
USD 0.01 Class C ordinary Sale 4,359 38.5762 USD
USD 0.01 Class C ordinary Sale 5,700 38.5316 USD
USD 0.01 Class C ordinary Sale 5,759 38.5500 USD
USD 0.01 Class C ordinary Sale 5,776 38.4873 USD
USD 0.01 Class C ordinary Sale 5,900 38.4526 USD
USD 0.01 Class A ordinary Sale 7,242 39.4590 USD
USD 0.01 Class A ordinary Sale 7,644 39.4400 USD
USD 0.01 Class A ordinary Sale 8,042 39.4552 USD
USD 0.01 LiLAC Class C ordinary Sale 8,900 38.0813 USD
USD 0.01 Class C ordinary Sale 9,000 38.4981 USD
USD 0.01 Class A ordinary Sale 9,099 39.2545 USD
USD 0.01 Class C ordinary Sale 12,260 37.9300 USD
USD 0.01 Class A ordinary Sale 14,096 39.2467 USD
USD 0.01 Class C ordinary Sale 14,422 38.4291 USD
USD 0.01 Class C ordinary Sale 15,201 38.3838 USD
USD 0.01 Class A ordinary Sale 22,740 38.7600 USD
USD 0.01 Class A ordinary Sale 55,777 39.2943 USD
USD 0.01 Class C ordinary Sale 207,217 38.5200 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 14, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -2,500 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -14,900 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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