Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 Jan 2016
(f) In addition to the company in 1(c) above, is the discloser making YES
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 206,857 0.08% 127,372 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 86,800 0.03% 271,500 0.11%
           
 
TOTAL: 418,357 0.17% 398,872 0.16%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 140,416 0.02% 40,227 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 140,416 0.02% 40,227 0.01%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,875 0.09% 8,235 0.06%
           
(2) Cash-settled derivatives:
8,235 0.06% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 20,110 0.15% 8,235 0.06%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 54 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 54 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 3 31.8566 USD
USD 0.01 Class C ordinary Purchase 9 31.8266 USD
USD 0.01 Class C ordinary Purchase 9 31.8244 USD
USD 0.01 Class C ordinary Purchase 11 31.8245 USD
USD 0.01 Class A ordinary Purchase 12 32.8042 USD
USD 0.01 Class C ordinary Purchase 42 32.0900 USD
USD 0.01 Class A ordinary Purchase 49 32.8799 USD
USD 0.01 LiLAC Class C ordinary Purchase 79 36.0068 USD
USD 0.01 Class A ordinary Purchase 93 33.2100 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 36.1700 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 35.8000 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 35.9000 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.7800 USD
USD 0.01 Class A ordinary Purchase 166 32.8041 USD
USD 0.01 Class C ordinary Purchase 200 31.5400 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 36.2300 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 34.0500 USD
USD 0.01 LiLAC Class C ordinary Purchase 225 35.9333 USD
USD 0.01 Class C ordinary Purchase 230 31.8800 USD
USD 0.01 Class C ordinary Purchase 300 31.7899 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.7833 USD
USD 0.01 Class A ordinary Purchase 500 32.9770 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 33.2160 USD
USD 0.01 LiLAC Class C ordinary Purchase 564 36.3055 USD
USD 0.01 LiLAC Class C ordinary Purchase 598 35.9165 USD
USD 0.01 LiLAC Class A ordinary Purchase 600 33.4600 USD
USD 0.01 Class A ordinary Purchase 700 33.3157 USD
USD 0.01 LiLAC Class A ordinary Purchase 952 33.6947 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,100 35.7195 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,100 35.8854 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,101 36.3355 USD
USD 0.01 Class A ordinary Purchase 1,198 32.6957 USD
USD 0.01 Class C ordinary Purchase 1,300 31.9761 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,737 35.6953 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,747 35.8563 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,987 33.8736 USD
USD 0.01 Class A ordinary Purchase 2,000 32.9480 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,062 36.1985 USD
USD 0.01 Class C ordinary Purchase 2,062 31.7938 USD
USD 0.01 LiLAC Class A ordinary Purchase 2,200 33.5850 USD
USD 0.01 LiLAC Class A ordinary Purchase 2,400 33.7312 USD
USD 0.01 Class A ordinary Purchase 2,700 32.9277 USD
USD 0.01 Class C ordinary Purchase 2,750 31.7959 USD
USD 0.01 Class A ordinary Purchase 2,900 32.8813 USD
USD 0.01 Class C ordinary Purchase 3,443 31.3017 USD
USD 0.01 Class C ordinary Purchase 3,700 31.7982 USD
USD 0.01 LiLAC Class C ordinary Purchase 3,732 36.4593 USD
USD 0.01 LiLAC Class A ordinary Purchase 4,031 33.4313 USD
USD 0.01 Class A ordinary Purchase 4,500 32.7437 USD
USD 0.01 LiLAC Class C ordinary Purchase 4,551 36.0675 USD
USD 0.01 Class A ordinary Purchase 4,700 32.6038 USD
USD 0.01 Class C ordinary Purchase 5,015 31.3300 USD
USD 0.01 Class A ordinary Purchase 6,200 32.8646 USD
USD 0.01 Class C ordinary Purchase 8,600 31.8618 USD
USD 0.01 Class C ordinary Purchase 12,551 31.6968 USD
USD 0.01 Class A ordinary Purchase 20,370 32.5129 USD
USD 0.01 Class C ordinary Purchase 20,400 31.7552 USD
USD 0.01 Class A ordinary Purchase 23,200 33.0480 USD
USD 0.01 Class A ordinary Purchase 23,316 33.1408 USD
USD 0.01 Class C ordinary Purchase 24,202 31.9718 USD
USD 0.01 Class A ordinary Purchase 27,592 32.7685 USD
USD 0.01 Class A ordinary Purchase 31,432 32.9020 USD
USD 0.01 Class C ordinary Purchase 32,526 31.8313 USD
USD 0.01 Class A ordinary Purchase 33,052 32.8752 USD
USD 0.01 Class A ordinary Purchase 35,151 32.7465 USD
USD 0.01 Class C ordinary Purchase 42,680 31.7838 USD
USD 0.01 Class A ordinary Purchase 45,851 32.9252 USD
USD 0.01 Class C ordinary Purchase 46,422 31.6768 USD
USD 0.01 Class C ordinary Purchase 47,488 31.7239 USD
USD 0.01 Class C ordinary Purchase 51,818 31.6019 USD
USD 0.01 Class C ordinary Purchase 120,401 31.7300 USD
USD 0.01 Class C ordinary Purchase 167,639 31.7611 USD
USD 0.01 Class A ordinary Purchase 184,361 32.8582 USD
USD 0.01 Class C ordinary Sale 2 31.7950 USD
USD 0.01 Class C ordinary Sale 3 31.8283 USD
USD 0.01 Class C ordinary Sale 4 31.8350 USD
USD 0.01 Class C ordinary Sale 4 31.8150 USD
USD 0.01 LiLAC Class C ordinary Sale 18 36.1997 USD
USD 0.01 Class C ordinary Sale 42 32.0900 USD
USD 0.01 Class C ordinary Sale 100 31.7700 USD
USD 0.01 Class C ordinary Sale 100 31.9900 USD
USD 0.01 Class A ordinary Sale 100 32.1300 USD
USD 0.01 Class C ordinary Sale 100 32.2000 USD
USD 0.01 Class A ordinary Sale 100 32.8701 USD
USD 0.01 Class A ordinary Sale 100 32.8750 USD
USD 0.01 Class A ordinary Sale 100 32.9600 USD
USD 0.01 Class A ordinary Sale 100 32.9700 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.4900 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.6200 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.7800 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.9000 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.9400 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.5400 USD
USD 0.01 Class C ordinary Sale 150 31.4321 USD
USD 0.01 Class A ordinary Sale 154 32.8042 USD
USD 0.01 Class A ordinary Sale 166 32.8041 USD
USD 0.01 Class A ordinary Sale 183 32.9179 USD
USD 0.01 Class C ordinary Sale 184 31.7617 USD
USD 0.01 LiLAC Class A ordinary Sale 200 33.8600 USD
USD 0.01 LiLAC Class C ordinary Sale 200 35.4850 USD
USD 0.01 Class C ordinary Sale 200 32.2300 USD
USD 0.01 Class C ordinary Sale 200 31.5400 USD
USD 0.01 Class A ordinary Sale 200 33.2650 USD
USD 0.01 Class C ordinary Sale 200 31.6700 USD
USD 0.01 LiLAC Class A ordinary Sale 200 33.8100 USD
USD 0.01 Class C ordinary Sale 208 31.7800 USD
USD 0.01 Class C ordinary Sale 209 31.7608 USD
USD 0.01 Class C ordinary Sale 300 31.7735 USD
USD 0.01 LiLAC Class C ordinary Sale 300 35.8366 USD
USD 0.01 Class C ordinary Sale 300 31.8933 USD
USD 0.01 Class C ordinary Sale 368 31.7745 USD
USD 0.01 LiLAC Class C ordinary Sale 437 35.7307 USD
USD 0.01 LiLAC Class A ordinary Sale 500 33.3960 USD
USD 0.01 LiLAC Class C ordinary Sale 503 36.0695 USD
USD 0.01 Class A ordinary Sale 597 32.5270 USD
USD 0.01 LiLAC Class A ordinary Sale 600 33.4600 USD
USD 0.01 Class A ordinary Sale 600 32.8591 USD
USD 0.01 Class C ordinary Sale 600 31.6983 USD
USD 0.01 LiLAC Class A ordinary Sale 620 33.4925 USD
USD 0.01 Class C ordinary Sale 650 31.4100 USD
USD 0.01 Class C ordinary Sale 800 31.8912 USD
USD 0.01 LiLAC Class C ordinary Sale 800 36.2500 USD
USD 0.01 LiLAC Class C ordinary Sale 800 35.6756 USD
USD 0.01 Class C ordinary Sale 900 31.3744 USD
USD 0.01 LiLAC Class A ordinary Sale 934 33.4385 USD
USD 0.01 LiLAC Class C ordinary Sale 1,100 35.7195 USD
USD 0.01 Class A ordinary Sale 1,100 32.8693 USD
USD 0.01 Class A ordinary Sale 1,219 33.0574 USD
USD 0.01 Class A ordinary Sale 1,383 33.1041 USD
USD 0.01 Class C ordinary Sale 1,400 31.7623 USD
USD 0.01 Class A ordinary Sale 1,420 32.6323 USD
USD 0.01 Class C ordinary Sale 1,600 31.9662 USD
USD 0.01 Class C ordinary Sale 1,600 31.7518 USD
USD 0.01 Class A ordinary Sale 1,600 32.9353 USD
USD 0.01 Class A ordinary Sale 1,700 32.8000 USD
USD 0.01 Class A ordinary Sale 1,800 32.8600 USD
USD 0.01 LiLAC Class A ordinary Sale 1,877 33.4138 USD
USD 0.01 Class C ordinary Sale 1,900 31.7586 USD
USD 0.01 Class A ordinary Sale 1,986 32.7874 USD
USD 0.01 LiLAC Class A ordinary Sale 2,200 33.4540 USD
USD 0.01 Class A ordinary Sale 2,300 32.8056 USD
USD 0.01 Class A ordinary Sale 2,615 32.6365 USD
USD 0.01 Class A ordinary Sale 2,651 32.7456 USD
USD 0.01 Class C ordinary Sale 2,700 31.8063 USD
USD 0.01 LiLAC Class C ordinary Sale 3,048 36.0169 USD
USD 0.01 Class A ordinary Sale 3,069 32.8074 USD
USD 0.01 Class C ordinary Sale 3,106 31.6411 USD
USD 0.01 Class A ordinary Sale 3,300 32.9067 USD
USD 0.01 Class C ordinary Sale 3,700 31.7955 USD
USD 0.01 Class A ordinary Sale 3,722 32.7771 USD
USD 0.01 LiLAC Class C ordinary Sale 4,031 35.8878 USD
USD 0.01 Class C ordinary Sale 4,600 31.8341 USD
USD 0.01 Class C ordinary Sale 4,800 31.5279 USD
USD 0.01 Class C ordinary Sale 5,002 31.5425 USD
USD 0.01 Class C ordinary Sale 5,015 31.3300 USD
USD 0.01 Class A ordinary Sale 5,574 32.8332 USD
USD 0.01 LiLAC Class A ordinary Sale 5,839 33.7873 USD
USD 0.01 Class C ordinary Sale 6,100 31.7739 USD
USD 0.01 Class C ordinary Sale 6,200 31.9103 USD
USD 0.01 LiLAC Class C ordinary Sale 7,559 36.3556 USD
USD 0.01 Class C ordinary Sale 9,479 31.4083 USD
USD 0.01 Class C ordinary Sale 11,733 31.6114 USD
USD 0.01 Class C ordinary Sale 12,400 31.7148 USD
USD 0.01 Class A ordinary Sale 12,828 32.7527 USD
USD 0.01 Class C ordinary Sale 13,355 31.7321 USD
USD 0.01 Class A ordinary Sale 13,356 32.7293 USD
USD 0.01 Class A ordinary Sale 13,692 32.3769 USD
USD 0.01 Class C ordinary Sale 14,149 31.7485 USD
USD 0.01 Class C ordinary Sale 20,693 31.6195 USD
USD 0.01 Class A ordinary Sale 23,316 33.1408 USD
USD 0.01 Class C ordinary Sale 24,202 31.9718 USD
USD 0.01 Class C ordinary Sale 25,321 31.6581 USD
USD 0.01 Class A ordinary Sale 31,432 32.9020 USD
USD 0.01 Class C ordinary Sale 32,526 31.8313 USD
USD 0.01 Class C ordinary Sale 120,401 31.7300 USD
USD 0.01 Class C ordinary Sale 272,700 31.7555 USD
USD 0.01 Class A ordinary Sale 301,454 32.8587 USD

(b)       Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c)       Stock-settled derivative transactions (including options)

(i)       Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 5,900 37.5000 USD American Apr 15, 2016 1.1000 USD
  Call Options Selling 40,300 40 USD American Apr 15, 2016 0.6702 USD
  Call Options Selling 16,500 42.5000 USD American Apr 15, 2016 0.4500 USD
  Call Options Selling 500 42.5000 USD American Jul 15, 2016 0.9500 USD
  Put Options Purchasing 1,000 17.5000 USD American Jul 15, 2016 0.1500 USD
  Put Options Purchasing 20,300 32.5000 USD American Feb 19, 2016 1.5467 USD

(ii)      Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Jan 22, 2016
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 7,100 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -20,300 32.5000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -143,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -13,100 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,700 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -42,600 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -1,100 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -25,700 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today