Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 22 Jan 2016 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES | |||
 | disclosures in respect of any other party to the offer? | CABLE & WIRELESS COMMUNICATIONS |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | |||||
Interests | Short Positions | ||||||||||
 | Number | (%) | Number |  | (%) | ||||||
(1) | Â | Relevant securities owned | |||||||||
and/or controlled: | 224,078 | 0.09% | 142,772 | 0.06% | |||||||
 |  |  |  |  | |||||||
(2) | Cash-settled derivatives: | ||||||||||
124,700 | 0.05% | 0 | 0.00% | ||||||||
 |  |  |  |  | |||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 86,800 | 0.03% | 271,500 | 0.11% | |||||||
 |  |  |  |  | |||||||
(4) | |||||||||||
TOTAL: | 435,578 | 0.17% | 414,272 | 0.16% | |||||||
 | |||||||||||
Class of relevant security: | USD 0.01 Class C ordinary | Â | Â | ||||||||
Interests | Short Positions | ||||||||||
 | Number | (%) | Number | (%) | |||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 150,801 | 0.03% | 49,702 | 0.01% | |||||||
 |  |  |  |  | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  | |||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  | |||||||
(4) | |||||||||||
TOTAL: | 150,801 | 0.03% | 49,702 | 0.01% | |||||||
 | |||||||||||
Class of relevant security: | USD 0.01 LiLAC Class A ordinary | Â | Â | ||||||||
Interests | Short Positions | ||||||||||
 | Number | (%) | Number | (%) | |||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 11,875 | 0.09% | 8,235 | 0.06% | |||||||
 |  |  |  |  | |||||||
(2) | Cash-settled derivatives: | ||||||||||
8,235 | 0.06% | 0 | 0.00% | ||||||||
 |  |  |  |  | |||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  | |||||||
(4) | |||||||||||
TOTAL: | 20,110 | 0.15% | 8,235 | 0.06% | |||||||
 | |||||||||||
Class of relevant security: | USD 0.01 LiLAC Class C ordinary | Â | Â | ||||||||
Interests | Short Positions | ||||||||||
 | Number | (%) | Number | (%) | |||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 0 | 0.00% | 435 | 0.00% | |||||||
 |  |  |  |  | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  | |||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  | |||||||
(4) | |||||||||||
TOTAL: | 0 | 0.00% | 435 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
USD 0.01 Class A ordinary | Purchase | 1 | 33.8800 USD | ||||
USD 0.01 Class C ordinary | Purchase | 3 | 32.6433 USD | ||||
USD 0.01 Class C ordinary | Purchase | 5 | 32.6150 USD | ||||
USD 0.01 Class C ordinary | Purchase | 7 | 32.6092 USD | ||||
USD 0.01 Class A ordinary | Purchase | 14 | 33.5500 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 30 | 33.7500 USD | ||||
USD 0.01 Class C ordinary | Purchase | 62 | 32.5969 USD | ||||
USD 0.01 Class A ordinary | Purchase | 73 | 33.7000 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 97 | 36.2500 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.7400 USD | ||||
USD 0.01 Class A ordinary | Purchase | 100 | 33.5800 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 36.7100 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 182 | 36.0997 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 195 | 33.4900 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 36.3900 USD | ||||
USD 0.01 Class A ordinary | Purchase | 200 | 33.6800 USD | ||||
USD 0.01 Class A ordinary | Purchase | 200 | 33.9100 USD | ||||
USD 0.01 Class A ordinary | Purchase | 200 | 33.6600 USD | ||||
USD 0.01 Class A ordinary | Purchase | 200 | 33.6775 USD | ||||
USD 0.01 Class A ordinary | Purchase | 250 | 33.5688 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 250 | 33.5000 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 300 | 33.4863 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 300 | 33.4966 USD | ||||
USD 0.01 Class C ordinary | Purchase | 300 | 32.7200 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 300 | 33.7300 USD | ||||
USD 0.01 Class A ordinary | Purchase | 300 | 33.7066 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 300 | 33.4833 USD | ||||
USD 0.01 Class C ordinary | Purchase | 406 | 32.7198 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 500 | 36.2920 USD | ||||
USD 0.01 Class A ordinary | Purchase | 500 | 33.6980 USD | ||||
USD 0.01 Class A ordinary | Purchase | 532 | 33.7163 USD | ||||
USD 0.01 Class A ordinary | Purchase | 569 | 33.6789 USD | ||||
USD 0.01 Class C ordinary | Purchase | 600 | 32.4400 USD | ||||
USD 0.01 Class A ordinary | Purchase | 654 | 33.6894 USD | ||||
USD 0.01 Class A ordinary | Purchase | 860 | 33.6904 USD | ||||
USD 0.01 Class A ordinary | Purchase | 900 | 33.6388 USD | ||||
USD 0.01 Class A ordinary | Purchase | 900 | 33.6688 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 1,060 | 34.0235 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 1,100 | 36.3604 USD | ||||
USD 0.01 Class C ordinary | Purchase | 1,100 | 32.7072 USD | ||||
USD 0.01 Class A ordinary | Purchase | 1,150 | 33.6791 USD | ||||
USD 0.01 Class A ordinary | Purchase | 1,181 | 33.7101 USD | ||||
USD 0.01 Class C ordinary | Purchase | 1,200 | 32.6900 USD | ||||
USD 0.01 Class C ordinary | Purchase | 1,204 | 32.7179 USD | ||||
USD 0.01 Class A ordinary | Purchase | 1,463 | 33.6883 USD | ||||
USD 0.01 Class C ordinary | Purchase | 1,500 | 32.5140 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 1,540 | 33.9338 USD | ||||
USD 0.01 LiLAC Class A ordinary | Purchase | 2,050 | 33.8373 USD | ||||
USD 0.01 LiLAC Class C ordinary | Purchase | 2,087 | 36.5093 USD | ||||
USD 0.01 Class C ordinary | Purchase | 2,240 | 32.5731 USD | ||||
USD 0.01 Class C ordinary | Purchase | 2,300 | 32.6118 USD | ||||
USD 0.01 Class A ordinary | Purchase | 2,605 | 33.6713 USD | ||||
USD 0.01 Class A ordinary | Purchase | 2,900 | 33.7060 USD | ||||
USD 0.01 Class A ordinary | Purchase | 3,000 | 33.7220 USD | ||||
USD 0.01 Class A ordinary | Purchase | 3,100 | 33.6882 USD | ||||
USD 0.01 Class C ordinary | Purchase | 3,115 | 32.5893 USD | ||||
USD 0.01 Class C ordinary | Purchase | 3,200 | 32.7487 USD | ||||
USD 0.01 Class C ordinary | Purchase | 3,258 | 32.5556 USD | ||||
USD 0.01 Class C ordinary | Purchase | 3,700 | 32.5729 USD | ||||
USD 0.01 Class C ordinary | Purchase | 3,891 | 32.6008 USD | ||||
USD 0.01 Class C ordinary | Purchase | 5,015 | 31.7300 USD | ||||
USD 0.01 Class C ordinary | Purchase | 5,497 | 32.4728 USD | ||||
USD 0.01 Class C ordinary | Purchase | 5,600 | 32.6437 USD | ||||
USD 0.01 Class C ordinary | Purchase | 6,024 | 32.5932 USD | ||||
USD 0.01 Class C ordinary | Purchase | 7,000 | 32.6068 USD | ||||
USD 0.01 Class A ordinary | Purchase | 7,837 | 33.7072 USD | ||||
USD 0.01 Class C ordinary | Purchase | 11,000 | 32.6834 USD | ||||
USD 0.01 Class A ordinary | Purchase | 11,800 | 33.8301 USD | ||||
USD 0.01 Class C ordinary | Purchase | 12,615 | 32.5832 USD | ||||
USD 0.01 Class A ordinary | Purchase | 12,883 | 33.7128 USD | ||||
USD 0.01 Class A ordinary | Purchase | 13,492 | 33.6914 USD | ||||
USD 0.01 Class A ordinary | Purchase | 14,000 | 33.6617 USD | ||||
USD 0.01 Class C ordinary | Purchase | 14,794 | 32.5949 USD | ||||
USD 0.01 Class C ordinary | Purchase | 15,400 | 32.7159 USD | ||||
USD 0.01 Class A ordinary | Purchase | 17,623 | 33.7142 USD | ||||
USD 0.01 Class C ordinary | Purchase | 18,086 | 32.5642 USD | ||||
USD 0.01 Class C ordinary | Purchase | 18,561 | 32.6183 USD | ||||
USD 0.01 Class C ordinary | Purchase | 22,010 | 32.5351 USD | ||||
USD 0.01 Class C ordinary | Purchase | 27,625 | 32.5812 USD | ||||
USD 0.01 Class A ordinary | Purchase | 30,437 | 33.6684 USD | ||||
USD 0.01 Class A ordinary | Purchase | 35,882 | 33.6830 USD | ||||
USD 0.01 Class C ordinary | Purchase | 40,560 | 32.6362 USD | ||||
USD 0.01 Class C ordinary | Purchase | 50,000 | 32.4050 USD | ||||
USD 0.01 Class C ordinary | Purchase | 88,252 | 32.5862 USD | ||||
USD 0.01 Class A ordinary | Purchase | 99,475 | 33.7257 USD | ||||
USD 0.01 Class A ordinary | Purchase | 105,624 | 33.6522 USD | ||||
USD 0.01 Class C ordinary | Purchase | 108,772 | 32.6177 USD | ||||
USD 0.01 Class C ordinary | Purchase | 190,070 | 32.5834 USD | ||||
USD 0.01 Class C ordinary | Purchase | 221,568 | 32.7100 USD | ||||
USD 0.01 Class C ordinary | Sale | 3 | 32.5600 USD | ||||
USD 0.01 Class C ordinary | Sale | 4 | 32.5850 USD | ||||
USD 0.01 Class C ordinary | Sale | 6 | 32.5891 USD | ||||
USD 0.01 Class C ordinary | Sale | 7 | 32.5935 USD | ||||
USD 0.01 Class A ordinary | Sale | 14 | 33.5500 USD | ||||
USD 0.01 Class A ordinary | Sale | 27 | 33.4900 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 30 | 33.7500 USD | ||||
USD 0.01 Class C ordinary | Sale | 31 | 32.5800 USD | ||||
USD 0.01 Class C ordinary | Sale | 31 | 32.5969 USD | ||||
USD 0.01 Class A ordinary | Sale | 38 | 33.6800 USD | ||||
USD 0.01 Class A ordinary | Sale | 52 | 33.7900 USD | ||||
USD 0.01 Class C ordinary | Sale | 72 | 32.3800 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 82 | 36.2578 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 97 | 36.2500 USD | ||||
USD 0.01 Class C ordinary | Sale | 100 | 32.4100 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 100 | 35.9700 USD | ||||
USD 0.01 Class A ordinary | Sale | 100 | 33.6100 USD | ||||
USD 0.01 Class A ordinary | Sale | 100 | 33.5800 USD | ||||
USD 0.01 Class C ordinary | Sale | 100 | 32.4800 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.7100 USD | ||||
USD 0.01 Class C ordinary | Sale | 121 | 32.5900 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 200 | 36.3900 USD | ||||
USD 0.01 Class A ordinary | Sale | 200 | 33.7501 USD | ||||
USD 0.01 Class A ordinary | Sale | 200 | 33.5700 USD | ||||
USD 0.01 Class A ordinary | Sale | 200 | 33.8150 USD | ||||
USD 0.01 Class A ordinary | Sale | 265 | 33.7064 USD | ||||
USD 0.01 Class A ordinary | Sale | 300 | 33.6903 USD | ||||
USD 0.01 Class C ordinary | Sale | 312 | 32.5123 USD | ||||
USD 0.01 Class A ordinary | Sale | 327 | 33.6894 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 381 | 36.0200 USD | ||||
USD 0.01 Class A ordinary | Sale | 400 | 33.6675 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 400 | 33.6300 USD | ||||
USD 0.01 Class A ordinary | Sale | 400 | 33.6000 USD | ||||
USD 0.01 Class A ordinary | Sale | 414 | 33.8000 USD | ||||
USD 0.01 Class C ordinary | Sale | 500 | 32.6780 USD | ||||
USD 0.01 Class A ordinary | Sale | 500 | 33.7100 USD | ||||
USD 0.01 Class C ordinary | Sale | 500 | 32.6320 USD | ||||
USD 0.01 Class A ordinary | Sale | 600 | 33.6725 USD | ||||
USD 0.01 Class C ordinary | Sale | 600 | 32.4400 USD | ||||
USD 0.01 Class A ordinary | Sale | 791 | 33.6653 USD | ||||
USD 0.01 Class A ordinary | Sale | 836 | 33.5858 USD | ||||
USD 0.01 Class C ordinary | Sale | 900 | 32.4349 USD | ||||
USD 0.01 Class A ordinary | Sale | 1,000 | 33.6650 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,200 | 32.5945 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,200 | 32.7000 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 1,345 | 33.4910 USD | ||||
USD 0.01 Class A ordinary | Sale | 1,400 | 33.6735 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,600 | 32.6198 USD | ||||
USD 0.01 Class A ordinary | Sale | 1,700 | 33.6629 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 1,750 | 33.8728 USD | ||||
USD 0.01 Class A ordinary | Sale | 1,800 | 33.6766 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,874 | 32.6903 USD | ||||
USD 0.01 Class C ordinary | Sale | 1,900 | 32.6234 USD | ||||
USD 0.01 Class C ordinary | Sale | 2,000 | 32.6250 USD | ||||
USD 0.01 Class A ordinary | Sale | 2,500 | 33.6976 USD | ||||
USD 0.01 Class C ordinary | Sale | 2,506 | 32.5366 USD | ||||
USD 0.01 Class A ordinary | Sale | 2,570 | 33.6734 USD | ||||
USD 0.01 Class A ordinary | Sale | 2,700 | 33.6716 USD | ||||
USD 0.01 LiLAC Class A ordinary | Sale | 2,900 | 33.9493 USD | ||||
USD 0.01 Class A ordinary | Sale | 3,000 | 33.7220 USD | ||||
USD 0.01 Class C ordinary | Sale | 3,000 | 32.6016 USD | ||||
USD 0.01 Class C ordinary | Sale | 3,100 | 32.5816 USD | ||||
USD 0.01 Class C ordinary | Sale | 3,300 | 32.7127 USD | ||||
USD 0.01 Class C ordinary | Sale | 3,330 | 32.5967 USD | ||||
USD 0.01 Class C ordinary | Sale | 3,500 | 32.5919 USD | ||||
USD 0.01 LiLAC Class C ordinary | Sale | 3,687 | 36.4354 USD | ||||
USD 0.01 Class A ordinary | Sale | 3,700 | 33.6957 USD | ||||
USD 0.01 Class C ordinary | Sale | 3,939 | 32.5795 USD | ||||
USD 0.01 Class A ordinary | Sale | 4,800 | 33.6831 USD | ||||
USD 0.01 Class C ordinary | Sale | 5,015 | 31.7300 USD | ||||
USD 0.01 Class A ordinary | Sale | 5,866 | 33.7022 USD | ||||
USD 0.01 Class C ordinary | Sale | 5,900 | 32.6377 USD | ||||
USD 0.01 Class C ordinary | Sale | 6,396 | 32.5281 USD | ||||
USD 0.01 Class A ordinary | Sale | 7,600 | 33.6700 USD | ||||
USD 0.01 Class C ordinary | Sale | 8,235 | 32.6880 USD | ||||
USD 0.01 Class C ordinary | Sale | 9,640 | 32.6567 USD | ||||
USD 0.01 Class A ordinary | Sale | 9,900 | 33.6568 USD | ||||
USD 0.01 Class A ordinary | Sale | 10,700 | 33.6586 USD | ||||
USD 0.01 Class A ordinary | Sale | 11,800 | 33.8301 USD | ||||
USD 0.01 Class C ordinary | Sale | 12,636 | 32.5505 USD | ||||
USD 0.01 Class C ordinary | Sale | 14,100 | 32.6578 USD | ||||
USD 0.01 Class C ordinary | Sale | 14,794 | 32.5949 USD | ||||
USD 0.01 Class A ordinary | Sale | 15,400 | 33.7023 USD | ||||
USD 0.01 Class A ordinary | Sale | 20,796 | 33.6928 USD | ||||
USD 0.01 Class C ordinary | Sale | 50,000 | 32.4050 USD | ||||
USD 0.01 Class A ordinary | Sale | 105,624 | 33.6522 USD | ||||
USD 0.01 Class C ordinary | Sale | 108,772 | 32.6177 USD | ||||
USD 0.01 Class C ordinary | Sale | 125,538 | 32.5803 USD | ||||
USD 0.01 Class A ordinary | Sale | 150,464 | 33.7162 USD | ||||
USD 0.01 Class C ordinary | Sale | 221,568 | 32.7100 USD | ||||
USD 0.01 Class C ordinary | Sale | 277,300 | 32.5932 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | Jan 25, 2016 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 35.0000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Purchased | 7,100 | 42.5000 | American | Jul 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Purchased | -20,300 | 32.5000 | American | Feb 19, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -4,400 | 45.0000 | American | Feb 19, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -25,700 | 42.5000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -143,800 | 47.5000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -9,200 | 37.5000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -42,600 | 40.0000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -1,100 | 35.0000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -13,100 | 45.0000 | American | Apr 15, 2016 | |||||||
USD 0.01 Class A ordinary | Call Options | Written | -9,700 | 40.0000 | American | Jul 15, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160125005954/en/