Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 22 Jan 2016
(f) In addition to the company in 1(c) above, is the discloser making YES
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary        
Interests Short Positions
  Number (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 224,078 0.09% 142,772 0.06%
         
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 86,800 0.03% 271,500 0.11%
         
(4)
TOTAL: 435,578 0.17% 414,272 0.16%
 
Class of relevant security: USD 0.01 Class C ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 150,801 0.03% 49,702 0.01%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 150,801 0.03% 49,702 0.01%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,875 0.09% 8,235 0.06%
         
(2) Cash-settled derivatives:
8,235 0.06% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 20,110 0.15% 8,235 0.06%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 435 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 0 0.00% 435 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 33.8800 USD
USD 0.01 Class C ordinary Purchase 3 32.6433 USD
USD 0.01 Class C ordinary Purchase 5 32.6150 USD
USD 0.01 Class C ordinary Purchase 7 32.6092 USD
USD 0.01 Class A ordinary Purchase 14 33.5500 USD
USD 0.01 LiLAC Class A ordinary Purchase 30 33.7500 USD
USD 0.01 Class C ordinary Purchase 62 32.5969 USD
USD 0.01 Class A ordinary Purchase 73 33.7000 USD
USD 0.01 LiLAC Class C ordinary Purchase 97 36.2500 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.7400 USD
USD 0.01 Class A ordinary Purchase 100 33.5800 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 36.7100 USD
USD 0.01 LiLAC Class C ordinary Purchase 182 36.0997 USD
USD 0.01 LiLAC Class A ordinary Purchase 195 33.4900 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 36.3900 USD
USD 0.01 Class A ordinary Purchase 200 33.6800 USD
USD 0.01 Class A ordinary Purchase 200 33.9100 USD
USD 0.01 Class A ordinary Purchase 200 33.6600 USD
USD 0.01 Class A ordinary Purchase 200 33.6775 USD
USD 0.01 Class A ordinary Purchase 250 33.5688 USD
USD 0.01 LiLAC Class A ordinary Purchase 250 33.5000 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.4863 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.4966 USD
USD 0.01 Class C ordinary Purchase 300 32.7200 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.7300 USD
USD 0.01 Class A ordinary Purchase 300 33.7066 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.4833 USD
USD 0.01 Class C ordinary Purchase 406 32.7198 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 36.2920 USD
USD 0.01 Class A ordinary Purchase 500 33.6980 USD
USD 0.01 Class A ordinary Purchase 532 33.7163 USD
USD 0.01 Class A ordinary Purchase 569 33.6789 USD
USD 0.01 Class C ordinary Purchase 600 32.4400 USD
USD 0.01 Class A ordinary Purchase 654 33.6894 USD
USD 0.01 Class A ordinary Purchase 860 33.6904 USD
USD 0.01 Class A ordinary Purchase 900 33.6388 USD
USD 0.01 Class A ordinary Purchase 900 33.6688 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,060 34.0235 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,100 36.3604 USD
USD 0.01 Class C ordinary Purchase 1,100 32.7072 USD
USD 0.01 Class A ordinary Purchase 1,150 33.6791 USD
USD 0.01 Class A ordinary Purchase 1,181 33.7101 USD
USD 0.01 Class C ordinary Purchase 1,200 32.6900 USD
USD 0.01 Class C ordinary Purchase 1,204 32.7179 USD
USD 0.01 Class A ordinary Purchase 1,463 33.6883 USD
USD 0.01 Class C ordinary Purchase 1,500 32.5140 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,540 33.9338 USD
USD 0.01 LiLAC Class A ordinary Purchase 2,050 33.8373 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,087 36.5093 USD
USD 0.01 Class C ordinary Purchase 2,240 32.5731 USD
USD 0.01 Class C ordinary Purchase 2,300 32.6118 USD
USD 0.01 Class A ordinary Purchase 2,605 33.6713 USD
USD 0.01 Class A ordinary Purchase 2,900 33.7060 USD
USD 0.01 Class A ordinary Purchase 3,000 33.7220 USD
USD 0.01 Class A ordinary Purchase 3,100 33.6882 USD
USD 0.01 Class C ordinary Purchase 3,115 32.5893 USD
USD 0.01 Class C ordinary Purchase 3,200 32.7487 USD
USD 0.01 Class C ordinary Purchase 3,258 32.5556 USD
USD 0.01 Class C ordinary Purchase 3,700 32.5729 USD
USD 0.01 Class C ordinary Purchase 3,891 32.6008 USD
USD 0.01 Class C ordinary Purchase 5,015 31.7300 USD
USD 0.01 Class C ordinary Purchase 5,497 32.4728 USD
USD 0.01 Class C ordinary Purchase 5,600 32.6437 USD
USD 0.01 Class C ordinary Purchase 6,024 32.5932 USD
USD 0.01 Class C ordinary Purchase 7,000 32.6068 USD
USD 0.01 Class A ordinary Purchase 7,837 33.7072 USD
USD 0.01 Class C ordinary Purchase 11,000 32.6834 USD
USD 0.01 Class A ordinary Purchase 11,800 33.8301 USD
USD 0.01 Class C ordinary Purchase 12,615 32.5832 USD
USD 0.01 Class A ordinary Purchase 12,883 33.7128 USD
USD 0.01 Class A ordinary Purchase 13,492 33.6914 USD
USD 0.01 Class A ordinary Purchase 14,000 33.6617 USD
USD 0.01 Class C ordinary Purchase 14,794 32.5949 USD
USD 0.01 Class C ordinary Purchase 15,400 32.7159 USD
USD 0.01 Class A ordinary Purchase 17,623 33.7142 USD
USD 0.01 Class C ordinary Purchase 18,086 32.5642 USD
USD 0.01 Class C ordinary Purchase 18,561 32.6183 USD
USD 0.01 Class C ordinary Purchase 22,010 32.5351 USD
USD 0.01 Class C ordinary Purchase 27,625 32.5812 USD
USD 0.01 Class A ordinary Purchase 30,437 33.6684 USD
USD 0.01 Class A ordinary Purchase 35,882 33.6830 USD
USD 0.01 Class C ordinary Purchase 40,560 32.6362 USD
USD 0.01 Class C ordinary Purchase 50,000 32.4050 USD
USD 0.01 Class C ordinary Purchase 88,252 32.5862 USD
USD 0.01 Class A ordinary Purchase 99,475 33.7257 USD
USD 0.01 Class A ordinary Purchase 105,624 33.6522 USD
USD 0.01 Class C ordinary Purchase 108,772 32.6177 USD
USD 0.01 Class C ordinary Purchase 190,070 32.5834 USD
USD 0.01 Class C ordinary Purchase 221,568 32.7100 USD
USD 0.01 Class C ordinary Sale 3 32.5600 USD
USD 0.01 Class C ordinary Sale 4 32.5850 USD
USD 0.01 Class C ordinary Sale 6 32.5891 USD
USD 0.01 Class C ordinary Sale 7 32.5935 USD
USD 0.01 Class A ordinary Sale 14 33.5500 USD
USD 0.01 Class A ordinary Sale 27 33.4900 USD
USD 0.01 LiLAC Class A ordinary Sale 30 33.7500 USD
USD 0.01 Class C ordinary Sale 31 32.5800 USD
USD 0.01 Class C ordinary Sale 31 32.5969 USD
USD 0.01 Class A ordinary Sale 38 33.6800 USD
USD 0.01 Class A ordinary Sale 52 33.7900 USD
USD 0.01 Class C ordinary Sale 72 32.3800 USD
USD 0.01 LiLAC Class C ordinary Sale 82 36.2578 USD
USD 0.01 LiLAC Class C ordinary Sale 97 36.2500 USD
USD 0.01 Class C ordinary Sale 100 32.4100 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.9700 USD
USD 0.01 Class A ordinary Sale 100 33.6100 USD
USD 0.01 Class A ordinary Sale 100 33.5800 USD
USD 0.01 Class C ordinary Sale 100 32.4800 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.7100 USD
USD 0.01 Class C ordinary Sale 121 32.5900 USD
USD 0.01 LiLAC Class C ordinary Sale 200 36.3900 USD
USD 0.01 Class A ordinary Sale 200 33.7501 USD
USD 0.01 Class A ordinary Sale 200 33.5700 USD
USD 0.01 Class A ordinary Sale 200 33.8150 USD
USD 0.01 Class A ordinary Sale 265 33.7064 USD
USD 0.01 Class A ordinary Sale 300 33.6903 USD
USD 0.01 Class C ordinary Sale 312 32.5123 USD
USD 0.01 Class A ordinary Sale 327 33.6894 USD
USD 0.01 LiLAC Class C ordinary Sale 381 36.0200 USD
USD 0.01 Class A ordinary Sale 400 33.6675 USD
USD 0.01 LiLAC Class A ordinary Sale 400 33.6300 USD
USD 0.01 Class A ordinary Sale 400 33.6000 USD
USD 0.01 Class A ordinary Sale 414 33.8000 USD
USD 0.01 Class C ordinary Sale 500 32.6780 USD
USD 0.01 Class A ordinary Sale 500 33.7100 USD
USD 0.01 Class C ordinary Sale 500 32.6320 USD
USD 0.01 Class A ordinary Sale 600 33.6725 USD
USD 0.01 Class C ordinary Sale 600 32.4400 USD
USD 0.01 Class A ordinary Sale 791 33.6653 USD
USD 0.01 Class A ordinary Sale 836 33.5858 USD
USD 0.01 Class C ordinary Sale 900 32.4349 USD
USD 0.01 Class A ordinary Sale 1,000 33.6650 USD
USD 0.01 Class C ordinary Sale 1,200 32.5945 USD
USD 0.01 Class C ordinary Sale 1,200 32.7000 USD
USD 0.01 LiLAC Class A ordinary Sale 1,345 33.4910 USD
USD 0.01 Class A ordinary Sale 1,400 33.6735 USD
USD 0.01 Class C ordinary Sale 1,600 32.6198 USD
USD 0.01 Class A ordinary Sale 1,700 33.6629 USD
USD 0.01 LiLAC Class A ordinary Sale 1,750 33.8728 USD
USD 0.01 Class A ordinary Sale 1,800 33.6766 USD
USD 0.01 Class C ordinary Sale 1,874 32.6903 USD
USD 0.01 Class C ordinary Sale 1,900 32.6234 USD
USD 0.01 Class C ordinary Sale 2,000 32.6250 USD
USD 0.01 Class A ordinary Sale 2,500 33.6976 USD
USD 0.01 Class C ordinary Sale 2,506 32.5366 USD
USD 0.01 Class A ordinary Sale 2,570 33.6734 USD
USD 0.01 Class A ordinary Sale 2,700 33.6716 USD
USD 0.01 LiLAC Class A ordinary Sale 2,900 33.9493 USD
USD 0.01 Class A ordinary Sale 3,000 33.7220 USD
USD 0.01 Class C ordinary Sale 3,000 32.6016 USD
USD 0.01 Class C ordinary Sale 3,100 32.5816 USD
USD 0.01 Class C ordinary Sale 3,300 32.7127 USD
USD 0.01 Class C ordinary Sale 3,330 32.5967 USD
USD 0.01 Class C ordinary Sale 3,500 32.5919 USD
USD 0.01 LiLAC Class C ordinary Sale 3,687 36.4354 USD
USD 0.01 Class A ordinary Sale 3,700 33.6957 USD
USD 0.01 Class C ordinary Sale 3,939 32.5795 USD
USD 0.01 Class A ordinary Sale 4,800 33.6831 USD
USD 0.01 Class C ordinary Sale 5,015 31.7300 USD
USD 0.01 Class A ordinary Sale 5,866 33.7022 USD
USD 0.01 Class C ordinary Sale 5,900 32.6377 USD
USD 0.01 Class C ordinary Sale 6,396 32.5281 USD
USD 0.01 Class A ordinary Sale 7,600 33.6700 USD
USD 0.01 Class C ordinary Sale 8,235 32.6880 USD
USD 0.01 Class C ordinary Sale 9,640 32.6567 USD
USD 0.01 Class A ordinary Sale 9,900 33.6568 USD
USD 0.01 Class A ordinary Sale 10,700 33.6586 USD
USD 0.01 Class A ordinary Sale 11,800 33.8301 USD
USD 0.01 Class C ordinary Sale 12,636 32.5505 USD
USD 0.01 Class C ordinary Sale 14,100 32.6578 USD
USD 0.01 Class C ordinary Sale 14,794 32.5949 USD
USD 0.01 Class A ordinary Sale 15,400 33.7023 USD
USD 0.01 Class A ordinary Sale 20,796 33.6928 USD
USD 0.01 Class C ordinary Sale 50,000 32.4050 USD
USD 0.01 Class A ordinary Sale 105,624 33.6522 USD
USD 0.01 Class C ordinary Sale 108,772 32.6177 USD
USD 0.01 Class C ordinary Sale 125,538 32.5803 USD
USD 0.01 Class A ordinary Sale 150,464 33.7162 USD
USD 0.01 Class C ordinary Sale 221,568 32.7100 USD
USD 0.01 Class C ordinary Sale 277,300 32.5932 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Jan 25, 2016
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 7,100 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -20,300 32.5000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -25,700 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -143,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -42,600 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -1,100 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -13,100 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,700 40.0000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
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