Form 8.3 - Liberty Global Plc

Form 8.3 - Liberty Global Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose Liberty Global Plc
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 16 Feb 2016
(f) In addition to the company in 1(c) above, is the discloser making Yes
  disclosures in respect of any other party to the offer? Cable & Wireless Communications Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 232,778 0.09% 127,572 0.05%
         
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 83,600 0.03% 338,600 0.13%
         
 
TOTAL: 441,078 0.17% 466,172 0.18%
   
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 138,940 0.02% 6,489 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 138,940 0.02% 6,489 0.00%
   
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,876 0.09% 8,235 0.07%
         
(2) Cash-settled derivatives:
8,235 0.07% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 20,111 0.16% 8,235 0.07%
   
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19 0.00% 2 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 19 0.00% 2 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 4 33.9487 USD
USD 0.01 Class C ordinary Purchase 5 33.9840 USD
USD 0.01 Class C ordinary Purchase 5 33.9340 USD
USD 0.01 Class A ordinary Purchase 9 34.8700 USD
USD 0.01 Class C ordinary Purchase 9 33.9699 USD
USD 0.01 Class A ordinary Purchase 11 35.2900 USD
USD 0.01 Class C ordinary Purchase 19 33.0400 USD
USD 0.01 Class C ordinary Purchase 36 33.8400 USD
USD 0.01 Class A ordinary Purchase 50 35.4200 USD
USD 0.01 Class A ordinary Purchase 50 35.0200 USD
USD 0.01 Class A ordinary Purchase 77 35.1000 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.1950 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 35.6500 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 35.4900 USD
USD 0.01 Class C ordinary Purchase 100 33.6550 USD
USD 0.01 Class A ordinary Purchase 100 35.0000 USD
USD 0.01 Class A ordinary Purchase 100 34.8699 USD
USD 0.01 Class A ordinary Purchase 100 34.7800 USD
USD 0.01 Class C ordinary Purchase 100 33.4400 USD
USD 0.01 Class C ordinary Purchase 120 33.9700 USD
USD 0.01 Class C ordinary Purchase 171 33.4900 USD
USD 0.01 Class C ordinary Purchase 200 33.5900 USD
USD 0.01 Class C ordinary Purchase 200 33.5950 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 35.5233 USD
USD 0.01 Class A ordinary Purchase 300 34.8933 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.3500 USD
USD 0.01 Class C ordinary Purchase 400 33.6625 USD
USD 0.01 Class A ordinary Purchase 400 35.0600 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 35.3625 USD
USD 0.01 Class A ordinary Purchase 400 35.4150 USD
USD 0.01 Class A ordinary Purchase 500 34.3020 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 33.3580 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 33.3520 USD
USD 0.01 Class A ordinary Purchase 600 35.3125 USD
USD 0.01 LiLAC Class C ordinary Purchase 622 35.5695 USD
USD 0.01 LiLAC Class A ordinary Purchase 700 33.2171 USD
USD 0.01 LiLAC Class A ordinary Purchase 940 33.1389 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,000 33.3070 USD
USD 0.01 Class A ordinary Purchase 1,081 35.0286 USD
USD 0.01 Class C ordinary Purchase 1,103 31.5500 USD
USD 0.01 Class A ordinary Purchase 1,300 34.8902 USD
USD 0.01 Class A ordinary Purchase 1,386 34.8641 USD
USD 0.01 Class A ordinary Purchase 1,401 34.9445 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,694 33.0418 USD
USD 0.01 Class C ordinary Purchase 2,400 33.3670 USD
USD 0.01 Class A ordinary Purchase 2,500 35.3594 USD
USD 0.01 Class C ordinary Purchase 3,211 33.5165 USD
USD 0.01 Class C ordinary Purchase 4,100 33.6819 USD
USD 0.01 LiLAC Class A ordinary Purchase 5,002 33.1133 USD
USD 0.01 Class A ordinary Purchase 5,800 35.2895 USD
USD 0.01 Class C ordinary Purchase 5,851 33.6923 USD
USD 0.01 Class C ordinary Purchase 7,215 33.9092 USD
USD 0.01 Class C ordinary Purchase 9,029 33.6132 USD
USD 0.01 Class C ordinary Purchase 9,417 33.5178 USD
USD 0.01 Class A ordinary Purchase 9,799 34.3403 USD
USD 0.01 Class A ordinary Purchase 10,201 34.4917 USD
USD 0.01 Class A ordinary Purchase 11,148 35.0345 USD
USD 0.01 Class A ordinary Purchase 11,346 35.0358 USD
USD 0.01 Class C ordinary Purchase 12,000 33.0717 USD
USD 0.01 Class A ordinary Purchase 12,900 34.9208 USD
USD 0.01 Class A ordinary Purchase 16,700 34.9799 USD
USD 0.01 Class C ordinary Purchase 17,057 33.7352 USD
USD 0.01 Class A ordinary Purchase 17,643 34.4651 USD
USD 0.01 Class A ordinary Purchase 19,839 34.7423 USD
USD 0.01 Class C ordinary Purchase 22,800 33.5634 USD
USD 0.01 Class C ordinary Purchase 26,285 33.4517 USD
USD 0.01 Class C ordinary Purchase 26,300 33.5586 USD
USD 0.01 Class A ordinary Purchase 44,668 34.8623 USD
USD 0.01 Class C ordinary Purchase 78,358 33.6851 USD
USD 0.01 Class C ordinary Purchase 100,000 33.0350 USD
USD 0.01 Class A ordinary Purchase 119,444 34.8947 USD
USD 0.01 Class C ordinary Purchase 128,250 33.9600 USD
USD 0.01 Class C ordinary Sale 2 33.9500 USD
USD 0.01 Class C ordinary Sale 2 33.9525 USD
USD 0.01 Class C ordinary Sale 3 33.9050 USD
USD 0.01 Class C ordinary Sale 3 33.9150 USD
USD 0.01 Class C ordinary Sale 3 33.9400 USD
USD 0.01 Class A ordinary Sale 7 35.3100 USD
USD 0.01 Class C ordinary Sale 19 33.0400 USD
USD 0.01 Class C ordinary Sale 50 33.9803 USD
USD 0.01 Class A ordinary Sale 50 35.4200 USD
USD 0.01 Class C ordinary Sale 87 32.7700 USD
USD 0.01 Class A ordinary Sale 90 34.4900 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.0700 USD
USD 0.01 Class C ordinary Sale 100 33.1000 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.1950 USD
USD 0.01 Class A ordinary Sale 100 34.4400 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.7000 USD
USD 0.01 Class A ordinary Sale 118 35.0700 USD
USD 0.01 Class C ordinary Sale 120 33.9700 USD
USD 0.01 Class C ordinary Sale 151 33.9800 USD
USD 0.01 Class C ordinary Sale 165 33.6600 USD
USD 0.01 Class C ordinary Sale 171 33.4900 USD
USD 0.01 Class C ordinary Sale 184 33.5435 USD
USD 0.01 Class A ordinary Sale 200 35.2250 USD
USD 0.01 Class C ordinary Sale 200 33.5800 USD
USD 0.01 LiLAC Class C ordinary Sale 200 35.5500 USD
USD 0.01 LiLAC Class C ordinary Sale 200 35.1750 USD
USD 0.01 Class A ordinary Sale 300 34.4766 USD
USD 0.01 Class A ordinary Sale 300 35.2183 USD
USD 0.01 Class A ordinary Sale 307 35.3000 USD
USD 0.01 LiLAC Class C ordinary Sale 322 35.6094 USD
USD 0.01 Class C ordinary Sale 400 33.9837 USD
USD 0.01 Class C ordinary Sale 400 33.5688 USD
USD 0.01 Class A ordinary Sale 400 35.4150 USD
USD 0.01 Class A ordinary Sale 497 34.5444 USD
USD 0.01 Class A ordinary Sale 500 35.0140 USD
USD 0.01 Class A ordinary Sale 500 34.6980 USD
USD 0.01 Class A ordinary Sale 550 34.9200 USD
USD 0.01 Class C ordinary Sale 700 33.8171 USD
USD 0.01 Class A ordinary Sale 785 35.2516 USD
USD 0.01 LiLAC Class C ordinary Sale 800 35.5363 USD
USD 0.01 Class A ordinary Sale 800 35.2712 USD
USD 0.01 Class A ordinary Sale 800 34.8900 USD
USD 0.01 Class A ordinary Sale 800 35.3418 USD
USD 0.01 Class A ordinary Sale 803 34.5422 USD
USD 0.01 LiLAC Class A ordinary Sale 840 33.1471 USD
USD 0.01 Class C ordinary Sale 906 33.9300 USD
USD 0.01 Class C ordinary Sale 1,103 31.5500 USD
USD 0.01 Class C ordinary Sale 1,300 33.5692 USD
USD 0.01 Class A ordinary Sale 1,700 34.9600 USD
USD 0.01 Class C ordinary Sale 1,969 33.9554 USD
USD 0.01 Class A ordinary Sale 2,000 35.2825 USD
USD 0.01 Class C ordinary Sale 2,225 33.9302 USD
USD 0.01 Class A ordinary Sale 2,500 35.3148 USD
USD 0.01 Class C ordinary Sale 2,600 33.5776 USD
USD 0.01 Class C ordinary Sale 2,700 33.4755 USD
USD 0.01 Class A ordinary Sale 2,772 34.8641 USD
USD 0.01 Class C ordinary Sale 2,958 33.6012 USD
USD 0.01 Class C ordinary Sale 3,200 33.9301 USD
USD 0.01 Class C ordinary Sale 3,852 33.3240 USD
USD 0.01 Class C ordinary Sale 4,600 33.4110 USD
USD 0.01 Class C ordinary Sale 4,692 33.3657 USD
USD 0.01 Class A ordinary Sale 6,100 34.9699 USD
USD 0.01 Class C ordinary Sale 6,100 33.5847 USD
USD 0.01 Class A ordinary Sale 7,802 34.8910 USD
USD 0.01 LiLAC Class A ordinary Sale 9,696 33.1605 USD
USD 0.01 Class A ordinary Sale 9,800 34.9566 USD
USD 0.01 Class C ordinary Sale 11,700 33.8573 USD
USD 0.01 Class A ordinary Sale 11,836 34.9984 USD
USD 0.01 Class A ordinary Sale 12,300 34.9094 USD
USD 0.01 Class A ordinary Sale 12,539 34.9527 USD
USD 0.01 Class C ordinary Sale 13,917 33.4950 USD
USD 0.01 Class C ordinary Sale 15,496 33.1589 USD
USD 0.01 Class A ordinary Sale 20,000 34.4175 USD
USD 0.01 Class C ordinary Sale 20,000 33.5505 USD
USD 0.01 Class C ordinary Sale 20,600 33.5746 USD
USD 0.01 Class A ordinary Sale 22,900 35.0249 USD
USD 0.01 Class A ordinary Sale 67,083 34.8348 USD
USD 0.01 Class C ordinary Sale 100,000 33.0350 USD
USD 0.01 Class A ordinary Sale 101,320 34.8078 USD
USD 0.01 Class C ordinary Sale 106,506 33.6631 USD
USD 0.01 Class C ordinary Sale 128,250 33.9600 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Feb 17, 2016
Contact name: Rajesh Muthanna
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -13,800 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -17,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -20,300 32.5000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -23,600 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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