FORM 8.3 - Liberty Global Plc

FORM 8.3 - Liberty Global Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose Liberty Global Plc
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 18 Feb 2016
(f) In addition to the company in 1(c) above, is the discloser making Yes
  disclosures in respect of any other party to the offer? Cable & Wireless Communications Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 249,495 0.10% 128,062 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 84,600 0.03% 338,600 0.13%
           
 
TOTAL: 458,795 0.18% 466,662 0.18%
Class of relevant security:       USD 0.01 Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 154,353 0.03% 10,642 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 154,353 0.03% 10,642 0.00%
Class of relevant security:       USD 0.01 LiLAC Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,875 0.09% 8,235 0.07%
           
(2) Cash-settled derivatives:
8,235 0.07% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 20,110 0.16% 8,235 0.07%
Class of relevant security:       USD 0.01 LiLAC Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19 0.00% 2 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 19 0.00% 2 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 5 36.1900 USD
USD 0.01 Class C ordinary Purchase 20 36.2800 USD
USD 0.01 LiLAC Class A ordinary Purchase 60 33.8400 USD
USD 0.01 Class A ordinary Purchase 71 37.1697 USD
USD 0.01 LiLAC Class A ordinary Purchase 73 33.6200 USD
USD 0.01 Class A ordinary Purchase 78 37.1302 USD
USD 0.01 Class A ordinary Purchase 100 37.3100 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.8800 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 35.9600 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.6100 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.5300 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 35.9800 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.4600 USD
USD 0.01 Class A ordinary Purchase 100 37.2600 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 36.0800 USD
USD 0.01 Class A ordinary Purchase 100 37.2100 USD
USD 0.01 Class C ordinary Purchase 100 36.2200 USD
USD 0.01 Class A ordinary Purchase 100 37.1500 USD
USD 0.01 Class A ordinary Purchase 151 37.2980 USD
USD 0.01 LiLAC Class C ordinary Purchase 176 36.0900 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 35.7450 USD
USD 0.01 Class A ordinary Purchase 200 37.1450 USD
USD 0.01 Class A ordinary Purchase 200 37.1512 USD
USD 0.01 Class A ordinary Purchase 226 37.1976 USD
USD 0.01 Class C ordinary Purchase 278 36.2100 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 36.0733 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 35.8416 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.8566 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.5333 USD
USD 0.01 LiLAC Class C ordinary Purchase 314 36.0188 USD
USD 0.01 Class A ordinary Purchase 348 37.1400 USD
USD 0.01 LiLAC Class C ordinary Purchase 386 35.8906 USD
USD 0.01 Class A ordinary Purchase 400 37.1100 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 35.8375 USD
USD 0.01 Class A ordinary Purchase 450 37.1900 USD
USD 0.01 Class A ordinary Purchase 465 37.1755 USD
USD 0.01 LiLAC Class A ordinary Purchase 540 33.5103 USD
USD 0.01 LiLAC Class C ordinary Purchase 700 36.3185 USD
USD 0.01 Class A ordinary Purchase 723 37.4754 USD
USD 0.01 Class A ordinary Purchase 848 37.2001 USD
USD 0.01 LiLAC Class A ordinary Purchase 970 33.6219 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 36.1715 USD
USD 0.01 Class A ordinary Purchase 1,200 37.2049 USD
USD 0.01 Class A ordinary Purchase 1,300 37.1528 USD
USD 0.01 Class C ordinary Purchase 1,400 36.1644 USD
USD 0.01 Class C ordinary Purchase 2,000 36.2410 USD
USD 0.01 Class A ordinary Purchase 2,300 37.1804 USD
USD 0.01 Class A ordinary Purchase 2,387 37.2121 USD
USD 0.01 Class A ordinary Purchase 2,600 37.2061 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,612 35.9488 USD
USD 0.01 Class C ordinary Purchase 3,100 36.2184 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,164 33.6592 USD
USD 0.01 Class A ordinary Purchase 3,200 37.1093 USD
USD 0.01 Class C ordinary Purchase 3,361 36.1206 USD
USD 0.01 Class C ordinary Purchase 3,720 35.8902 USD
USD 0.01 Class A ordinary Purchase 3,800 37.1891 USD
USD 0.01 Class A ordinary Purchase 3,922 37.1773 USD
USD 0.01 Class A ordinary Purchase 3,926 37.1898 USD
USD 0.01 Class C ordinary Purchase 4,000 36.1804 USD
USD 0.01 Class A ordinary Purchase 5,000 37.2245 USD
USD 0.01 Class A ordinary Purchase 6,200 37.2208 USD
USD 0.01 Class A ordinary Purchase 6,583 37.1972 USD
USD 0.01 Class A ordinary Purchase 6,800 37.1075 USD
USD 0.01 Class C ordinary Purchase 6,848 36.1044 USD
USD 0.01 Class A ordinary Purchase 7,110 37.1644 USD
USD 0.01 Class C ordinary Purchase 8,055 36.1003 USD
USD 0.01 Class C ordinary Purchase 8,931 36.1513 USD
USD 0.01 Class C ordinary Purchase 9,400 36.1696 USD
USD 0.01 Class C ordinary Purchase 10,095 36.2399 USD
USD 0.01 Class C ordinary Purchase 16,647 36.1362 USD
USD 0.01 Class A ordinary Purchase 17,053 37.1978 USD
USD 0.01 Class C ordinary Purchase 18,800 35.9124 USD
USD 0.01 Class C ordinary Purchase 24,566 36.0973 USD
USD 0.01 Class C ordinary Purchase 28,000 36.2064 USD
USD 0.01 Class A ordinary Purchase 28,700 37.1600 USD
USD 0.01 Class A ordinary Purchase 73,668 37.1966 USD
USD 0.01 Class C ordinary Purchase 93,748 36.1527 USD
USD 0.01 Class A ordinary Purchase 97,730 37.2471 USD
USD 0.01 Class C ordinary Purchase 158,370 36.1253 USD
USD 0.01 Class C ordinary Purchase 263,444 36.2500 USD
USD 0.01 LiLAC Class A ordinary Sale 1 34.4000 USD
USD 0.01 Class C ordinary Sale 5 36.1900 USD
USD 0.01 Class A ordinary Sale 5 37.4300 USD
USD 0.01 LiLAC Class C ordinary Sale 42 35.9000 USD
USD 0.01 LiLAC Class A ordinary Sale 95 34.2600 USD
USD 0.01 Class C ordinary Sale 100 35.9500 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.9600 USD
USD 0.01 Class A ordinary Sale 100 37.1200 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.5300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.2200 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.0350 USD
USD 0.01 Class A ordinary Sale 132 37.1651 USD
USD 0.01 Class A ordinary Sale 136 37.1758 USD
USD 0.01 LiLAC Class C ordinary Sale 200 35.7450 USD
USD 0.01 Class C ordinary Sale 200 36.2600 USD
USD 0.01 LiLAC Class C ordinary Sale 200 36.2250 USD
USD 0.01 LiLAC Class C ordinary Sale 276 36.0864 USD
USD 0.01 Class C ordinary Sale 277 36.1311 USD
USD 0.01 LiLAC Class C ordinary Sale 300 35.8416 USD
USD 0.01 Class A ordinary Sale 300 37.2116 USD
USD 0.01 Class C ordinary Sale 300 36.1633 USD
USD 0.01 Class A ordinary Sale 300 37.1400 USD
USD 0.01 Class A ordinary Sale 300 37.0891 USD
USD 0.01 LiLAC Class C ordinary Sale 300 36.3900 USD
USD 0.01 Class C ordinary Sale 300 36.2433 USD
USD 0.01 Class C ordinary Sale 320 36.2800 USD
USD 0.01 Class A ordinary Sale 400 37.1100 USD
USD 0.01 LiLAC Class C ordinary Sale 400 36.1575 USD
USD 0.01 LiLAC Class C ordinary Sale 458 36.2385 USD
USD 0.01 Class C ordinary Sale 478 36.2100 USD
USD 0.01 LiLAC Class C ordinary Sale 500 35.9480 USD
USD 0.01 Class A ordinary Sale 501 37.1300 USD
USD 0.01 Class A ordinary Sale 572 37.2318 USD
USD 0.01 Class A ordinary Sale 578 37.3861 USD
USD 0.01 LiLAC Class C ordinary Sale 600 36.1417 USD
USD 0.01 Class A ordinary Sale 650 37.2030 USD
USD 0.01 Class C ordinary Sale 700 35.9100 USD
USD 0.01 Class A ordinary Sale 775 37.1564 USD
USD 0.01 Class C ordinary Sale 808 36.2649 USD
USD 0.01 LiLAC Class A ordinary Sale 1,000 33.6710 USD
USD 0.01 Class A ordinary Sale 1,000 37.1310 USD
USD 0.01 Class A ordinary Sale 1,019 37.2480 USD
USD 0.01 Class A ordinary Sale 1,100 37.0918 USD
USD 0.01 Class C ordinary Sale 1,112 36.2130 USD
USD 0.01 Class C ordinary Sale 1,174 36.2510 USD
USD 0.01 Class C ordinary Sale 1,200 36.2425 USD
USD 0.01 Class C ordinary Sale 1,298 36.1456 USD
USD 0.01 Class A ordinary Sale 1,487 37.1843 USD
USD 0.01 Class C ordinary Sale 1,500 36.2393 USD
USD 0.01 Class C ordinary Sale 1,795 36.0899 USD
USD 0.01 Class C ordinary Sale 1,900 36.2171 USD
USD 0.01 Class A ordinary Sale 1,970 37.3342 USD
USD 0.01 Class C ordinary Sale 2,000 36.0430 USD
USD 0.01 Class C ordinary Sale 2,096 35.8922 USD
USD 0.01 Class A ordinary Sale 2,196 37.1500 USD
USD 0.01 Class A ordinary Sale 2,200 37.1804 USD
USD 0.01 Class C ordinary Sale 2,268 35.9215 USD
USD 0.01 Class A ordinary Sale 2,800 37.2503 USD
USD 0.01 Class C ordinary Sale 2,839 36.1899 USD
USD 0.01 LiLAC Class C ordinary Sale 3,112 35.9245 USD
USD 0.01 Class A ordinary Sale 3,200 37.1472 USD
USD 0.01 Class A ordinary Sale 3,200 37.1093 USD
USD 0.01 Class C ordinary Sale 3,720 35.8902 USD
USD 0.01 Class C ordinary Sale 3,800 36.2156 USD
USD 0.01 Class C ordinary Sale 4,012 36.1305 USD
USD 0.01 Class C ordinary Sale 4,153 36.2192 USD
USD 0.01 Class A ordinary Sale 4,200 37.1029 USD
USD 0.01 LiLAC Class A ordinary Sale 4,612 33.6248 USD
USD 0.01 Class C ordinary Sale 4,700 36.1722 USD
USD 0.01 Class C ordinary Sale 4,977 36.1501 USD
USD 0.01 Class C ordinary Sale 5,173 36.1420 USD
USD 0.01 Class A ordinary Sale 5,204 37.2663 USD
USD 0.01 Class A ordinary Sale 5,300 37.2209 USD
USD 0.01 Class A ordinary Sale 5,500 37.2346 USD
USD 0.01 Class C ordinary Sale 5,609 36.2406 USD
USD 0.01 Class C ordinary Sale 5,836 35.9639 USD
USD 0.01 Class C ordinary Sale 6,848 36.1044 USD
USD 0.01 Class C ordinary Sale 7,500 36.1575 USD
USD 0.01 Class A ordinary Sale 7,700 37.2060 USD
USD 0.01 Class A ordinary Sale 7,810 37.2056 USD
USD 0.01 Class A ordinary Sale 7,852 37.1898 USD
USD 0.01 Class C ordinary Sale 8,600 35.9101 USD
USD 0.01 Class A ordinary Sale 8,808 37.1655 USD
USD 0.01 Class C ordinary Sale 13,254 36.2052 USD
USD 0.01 Class C ordinary Sale 13,773 36.1709 USD
USD 0.01 Class A ordinary Sale 15,309 37.1527 USD
USD 0.01 Class C ordinary Sale 20,747 36.1397 USD
USD 0.01 Class C ordinary Sale 28,279 36.1847 USD
USD 0.01 Class A ordinary Sale 28,666 37.1600 USD
USD 0.01 Class A ordinary Sale 29,586 37.2004 USD
USD 0.01 Class C ordinary Sale 31,340 36.0845 USD
USD 0.01 Class A ordinary Sale 33,192 37.1901 USD
USD 0.01 Class C ordinary Sale 46,718 36.0693 USD
USD 0.01 Class C ordinary Sale 71,925 36.1505 USD
USD 0.01 Class C ordinary Sale 93,748 36.1527 USD
USD 0.01 Class A ordinary Sale 97,730 37.2471 USD
USD 0.01 Class C ordinary Sale 263,444 36.2500 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Feb 19, 2016
Contact name: Rajesh Muthanna
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -13,800 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -17,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -20,300 32.5000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -23,600 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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