Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 28 Jan 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 207,180 0.08% 127,372 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 83,000 0.03% 288,700 0.11%
           
 
TOTAL: 414,880 0.16% 416,072 0.16%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 113,568 0.02% 20,036 0.00%
           
(2) Cash-settled derivatives:
3,000 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 116,568 0.02% 20,036 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,875 0.09% 8,235 0.06%
           
(2) Cash-settled derivatives:
8,235 0.06% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 20,110 0.15% 8,235 0.06%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 54 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 54 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 15 32.5900 USD
USD 0.01 Class C ordinary Purchase 15 32.4821 USD
USD 0.01 Class A ordinary Purchase 54 34.0700 USD
USD 0.01 Class C ordinary Purchase 65 32.6550 USD
USD 0.01 Class C ordinary Purchase 70 32.7600 USD
USD 0.01 Class C ordinary Purchase 100 32.6399 USD
USD 0.01 Class A ordinary Purchase 100 34.0800 USD
USD 0.01 Class A ordinary Purchase 100 34.2650 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.4400 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 35.0400 USD
USD 0.01 Class C ordinary Purchase 100 32.7900 USD
USD 0.01 Class C ordinary Purchase 145 32.5837 USD
USD 0.01 Class A ordinary Purchase 200 33.7050 USD
USD 0.01 Class A ordinary Purchase 200 33.6950 USD
USD 0.01 Class C ordinary Purchase 200 32.6000 USD
USD 0.01 LiLAC Class C ordinary Purchase 250 35.0940 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 33.2600 USD
USD 0.01 Class A ordinary Purchase 300 33.8350 USD
USD 0.01 Class A ordinary Purchase 336 33.7300 USD
USD 0.01 Class C ordinary Purchase 400 32.6500 USD
USD 0.01 Class C ordinary Purchase 400 32.4425 USD
USD 0.01 Class C ordinary Purchase 500 32.4900 USD
USD 0.01 Class A ordinary Purchase 600 33.7116 USD
USD 0.01 Class A ordinary Purchase 700 33.8346 USD
USD 0.01 LiLAC Class C ordinary Purchase 801 35.0949 USD
USD 0.01 Class C ordinary Purchase 810 32.6600 USD
USD 0.01 Class C ordinary Purchase 1,100 32.6091 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,100 33.5281 USD
USD 0.01 Class A ordinary Purchase 1,161 33.9823 USD
USD 0.01 Class A ordinary Purchase 1,200 33.8212 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,500 33.5287 USD
USD 0.01 Class A ordinary Purchase 1,777 33.9588 USD
USD 0.01 Class A ordinary Purchase 2,357 33.8829 USD
USD 0.01 Class A ordinary Purchase 2,372 33.8931 USD
USD 0.01 Class C ordinary Purchase 2,700 32.5275 USD
USD 0.01 Class C ordinary Purchase 2,800 32.5268 USD
USD 0.01 Class C ordinary Purchase 3,300 32.6348 USD
USD 0.01 LiLAC Class C ordinary Purchase 3,801 35.1729 USD
USD 0.01 Class C ordinary Purchase 4,600 32.5032 USD
USD 0.01 LiLAC Class A ordinary Purchase 5,375 33.4299 USD
USD 0.01 Class C ordinary Purchase 7,751 32.7230 USD
USD 0.01 Class C ordinary Purchase 13,500 32.5233 USD
USD 0.01 Class C ordinary Purchase 15,635 32.4563 USD
USD 0.01 Class A ordinary Purchase 15,866 33.8583 USD
USD 0.01 Class C ordinary Purchase 26,579 32.6230 USD
USD 0.01 Class A ordinary Purchase 41,722 33.8468 USD
USD 0.01 Class A ordinary Purchase 50,020 33.7533 USD
USD 0.01 Class A ordinary Purchase 67,940 34.1573 USD
USD 0.01 Class A ordinary Purchase 68,110 33.6410 USD
USD 0.01 Class C ordinary Purchase 70,398 32.4594 USD
USD 0.01 Class C ordinary Purchase 70,770 32.8579 USD
USD 0.01 Class C ordinary Purchase 76,400 32.5448 USD
USD 0.01 Class A ordinary Purchase 87,641 33.8494 USD
USD 0.01 Class C ordinary Purchase 232,686 32.5980 USD
USD 0.01 Class C ordinary Purchase 518,246 32.4976 USD
USD 0.01 Class C ordinary Sale 30 32.4821 USD
USD 0.01 Class C ordinary Sale 45 32.7700 USD
USD 0.01 Class C ordinary Sale 100 32.3100 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.3000 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.4400 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.6600 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.7000 USD
USD 0.01 Class A ordinary Sale 100 33.7100 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.7600 USD
USD 0.01 Class A ordinary Sale 100 33.8600 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.1800 USD
USD 0.01 LiLAC Class C ordinary Sale 139 35.1793 USD
USD 0.01 Class A ordinary Sale 154 34.0765 USD
USD 0.01 LiLAC Class C ordinary Sale 161 35.2151 USD
USD 0.01 LiLAC Class C ordinary Sale 200 35.2700 USD
USD 0.01 LiLAC Class A ordinary Sale 200 33.6500 USD
USD 0.01 LiLAC Class A ordinary Sale 200 33.2400 USD
USD 0.01 LiLAC Class A ordinary Sale 200 33.4950 USD
USD 0.01 LiLAC Class C ordinary Sale 200 35.3100 USD
USD 0.01 Class A ordinary Sale 200 34.3600 USD
USD 0.01 Class A ordinary Sale 200 33.8400 USD
USD 0.01 Class C ordinary Sale 200 32.4150 USD
USD 0.01 Class A ordinary Sale 200 33.8700 USD
USD 0.01 Class C ordinary Sale 200 32.6200 USD
USD 0.01 Class A ordinary Sale 300 34.0300 USD
USD 0.01 LiLAC Class C ordinary Sale 300 35.1400 USD
USD 0.01 Class A ordinary Sale 300 33.7133 USD
USD 0.01 Class A ordinary Sale 300 33.9900 USD
USD 0.01 Class A ordinary Sale 300 33.8350 USD
USD 0.01 Class A ordinary Sale 350 33.9536 USD
USD 0.01 Class A ordinary Sale 350 33.8346 USD
USD 0.01 LiLAC Class A ordinary Sale 398 33.3904 USD
USD 0.01 Class A ordinary Sale 400 33.7000 USD
USD 0.01 Class C ordinary Sale 400 32.4900 USD
USD 0.01 LiLAC Class C ordinary Sale 401 35.1647 USD
USD 0.01 Class C ordinary Sale 405 32.6600 USD
USD 0.01 Class A ordinary Sale 500 34.2360 USD
USD 0.01 Class A ordinary Sale 535 33.7300 USD
USD 0.01 Class C ordinary Sale 560 32.3000 USD
USD 0.01 Class C ordinary Sale 600 32.6716 USD
USD 0.01 Class A ordinary Sale 600 33.5983 USD
USD 0.01 LiLAC Class A ordinary Sale 700 33.3302 USD
USD 0.01 LiLAC Class C ordinary Sale 700 35.3057 USD
USD 0.01 LiLAC Class C ordinary Sale 750 35.0500 USD
USD 0.01 Class C ordinary Sale 858 32.6500 USD
USD 0.01 Class A ordinary Sale 900 33.8572 USD
USD 0.01 Class A ordinary Sale 954 33.8388 USD
USD 0.01 Class A ordinary Sale 1,015 34.3372 USD
USD 0.01 LiLAC Class A ordinary Sale 1,100 33.5281 USD
USD 0.01 LiLAC Class A ordinary Sale 1,200 33.4841 USD
USD 0.01 LiLAC Class A ordinary Sale 1,377 33.4307 USD
USD 0.01 Class C ordinary Sale 1,521 32.6308 USD
USD 0.01 Class C ordinary Sale 1,570 32.5561 USD
USD 0.01 Class A ordinary Sale 1,600 33.6978 USD
USD 0.01 Class A ordinary Sale 1,857 33.8686 USD
USD 0.01 LiLAC Class C ordinary Sale 2,001 35.1038 USD
USD 0.01 Class A ordinary Sale 2,220 33.7190 USD
USD 0.01 LiLAC Class A ordinary Sale 2,500 33.4409 USD
USD 0.01 Class C ordinary Sale 2,800 32.5150 USD
USD 0.01 Class C ordinary Sale 3,000 32.3902 USD
USD 0.01 Class C ordinary Sale 3,239 32.6921 USD
USD 0.01 Class C ordinary Sale 3,400 32.5832 USD
USD 0.01 Class C ordinary Sale 3,434 32.5133 USD
USD 0.01 Class A ordinary Sale 3,500 33.7886 USD
USD 0.01 Class A ordinary Sale 4,444 33.8408 USD
USD 0.01 Class C ordinary Sale 4,800 32.5637 USD
USD 0.01 Class C ordinary Sale 6,100 32.4728 USD
USD 0.01 Class C ordinary Sale 6,427 32.5009 USD
USD 0.01 Class A ordinary Sale 7,110 33.7636 USD
USD 0.01 Class A ordinary Sale 7,990 33.7361 USD
USD 0.01 Class A ordinary Sale 8,000 33.8375 USD
USD 0.01 Class C ordinary Sale 9,088 32.4431 USD
USD 0.01 Class A ordinary Sale 9,469 33.9029 USD
USD 0.01 Class A ordinary Sale 11,218 33.8263 USD
USD 0.01 Class A ordinary Sale 12,876 33.8948 USD
USD 0.01 Class C ordinary Sale 12,940 32.6674 USD
USD 0.01 Class C ordinary Sale 13,500 32.5257 USD
USD 0.01 Class A ordinary Sale 14,452 33.9177 USD
USD 0.01 Class A ordinary Sale 18,616 33.8783 USD
USD 0.01 Class C ordinary Sale 19,716 32.4774 USD
USD 0.01 Class C ordinary Sale 23,700 32.4753 USD
USD 0.01 Class C ordinary Sale 25,000 32.5368 USD
USD 0.01 Class A ordinary Sale 26,800 33.8113 USD
USD 0.01 Class A ordinary Sale 30,300 33.7637 USD
USD 0.01 Class C ordinary Sale 34,230 32.6507 USD
USD 0.01 Class A ordinary Sale 37,995 33.8141 USD
USD 0.01 Class C ordinary Sale 40,589 32.6084 USD
USD 0.01 Class C ordinary Sale 51,400 32.5487 USD
USD 0.01 Class C ordinary Sale 55,329 32.4914 USD
USD 0.01 Class C ordinary Sale 64,700 32.5471 USD
USD 0.01 Class A ordinary Sale 67,940 34.1573 USD
USD 0.01 Class A ordinary Sale 68,110 33.6410 USD
USD 0.01 Class C ordinary Sale 70,398 32.4594 USD
USD 0.01 Class C ordinary Sale 70,770 32.8579 USD
USD 0.01 Class C ordinary Sale 70,929 32.6393 USD
USD 0.01 Class C ordinary Sale 80,419 32.5733 USD
USD 0.01 Class C ordinary Sale 86,899 32.4704 USD
USD 0.01 Class C ordinary Sale 283,442 32.4977 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.01 Class C ordinary SWAP Long 3,000 32.3602 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 400 32.5000 USD American Apr 15, 2016 3.1000 USD
  Call Options Selling 1,200 35 USD American Apr 15, 2016 1.9166 USD
  Call Options Selling 1,200 37.5000 USD American Apr 15, 2016 1.1875 USD
  Call Options Selling 500 40 USD American Apr 15, 2016 0.7500 USD
  Call Options Selling 100 40 USD American Jul 15, 2016 1.4500 USD
  Call Options Selling 200 42.5000 USD American Apr 15, 2016 0.4500 USD
  Call Options Selling 13,000 47.5000 USD American Apr 15, 2016 0.2000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Jan 29, 2016
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -10,400 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -13,100 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -20,300 32.5000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -2,300 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -26,100 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,500 40.0000 American Apr 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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