Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 15 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 219,502 0.09% 63,644 0.03%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 137,300 0.05% 328,700 0.13%
           
 
TOTAL: 392,202 0.16% 392,344 0.16%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 129,096 0.02% 23,831 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 129,096 0.02% 23,831 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 11,832 0.09% 0 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 39.1650 USD
USD 0.01 Class C ordinary Purchase 1 38.1000 USD
USD 0.01 Class A ordinary Purchase 2 39.1425 USD
USD 0.01 Class C ordinary Purchase 2 38.1400 USD
USD 0.01 Class C ordinary Purchase 2 38.1350 USD
USD 0.01 Class C ordinary Purchase 4 38.1137 USD
USD 0.01 Class A ordinary Purchase 98 39.0700 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.9600 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.9400 USD
USD 0.01 Class C ordinary Purchase 100 38.3400 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.9000 USD
USD 0.01 Class C ordinary Purchase 100 38.3100 USD
USD 0.01 Class C ordinary Purchase 165 38.2230 USD
USD 0.01 Class A ordinary Purchase 189 39.0352 USD
USD 0.01 Class C ordinary Purchase 199 38.2900 USD
USD 0.01 Class C ordinary Purchase 200 38.3200 USD
USD 0.01 Class C ordinary Purchase 200 38.1700 USD
USD 0.01 Class A ordinary Purchase 200 39.0650 USD
USD 0.01 Class A ordinary Purchase 200 39.1300 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.8400 USD
USD 0.01 Class A ordinary Purchase 300 39.1600 USD
USD 0.01 Class C ordinary Purchase 300 38.1266 USD
USD 0.01 Class A ordinary Purchase 400 39.4175 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 37.8800 USD
USD 0.01 Class A ordinary Purchase 700 39.3842 USD
USD 0.01 Class C ordinary Purchase 800 38.2637 USD
USD 0.01 Class C ordinary Purchase 809 38.1145 USD
USD 0.01 Class A ordinary Purchase 880 39.1809 USD
USD 0.01 Class A ordinary Purchase 900 39.1605 USD
USD 0.01 Class C ordinary Purchase 900 38.2955 USD
USD 0.01 Class A ordinary Purchase 1,000 39.1008 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,110 37.8613 USD
USD 0.01 Class C ordinary Purchase 1,200 38.1270 USD
USD 0.01 Class C ordinary Purchase 1,328 38.1591 USD
USD 0.01 Class C ordinary Purchase 1,872 38.1872 USD
USD 0.01 Class C ordinary Purchase 2,000 38.0861 USD
USD 0.01 Class C ordinary Purchase 2,300 38.2254 USD
USD 0.01 Class A ordinary Purchase 2,330 39.1576 USD
USD 0.01 Class A ordinary Purchase 2,489 39.3583 USD
USD 0.01 Class A ordinary Purchase 2,502 39.1450 USD
USD 0.01 Class A ordinary Purchase 2,592 39.3390 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,681 37.9399 USD
USD 0.01 Class A ordinary Purchase 3,200 39.2536 USD
USD 0.01 Class A ordinary Purchase 3,200 39.1214 USD
USD 0.01 Class A ordinary Purchase 4,719 39.3483 USD
USD 0.01 Class C ordinary Purchase 4,806 38.0873 USD
USD 0.01 Class C ordinary Purchase 5,333 38.1061 USD
USD 0.01 Class C ordinary Purchase 5,600 38.1883 USD
USD 0.01 Class C ordinary Purchase 6,800 38.1498 USD
USD 0.01 Class A ordinary Purchase 7,000 39.3415 USD
USD 0.01 Class A ordinary Purchase 8,900 39.1546 USD
USD 0.01 Class A ordinary Purchase 8,902 39.1750 USD
USD 0.01 Class A ordinary Purchase 9,700 39.1427 USD
USD 0.01 Class A ordinary Purchase 9,920 39.1440 USD
USD 0.01 Class A ordinary Purchase 14,000 39.1975 USD
USD 0.01 Class A ordinary Purchase 14,364 39.0200 USD
USD 0.01 Class A ordinary Purchase 17,500 39.1555 USD
USD 0.01 Class A ordinary Purchase 21,830 39.1486 USD
USD 0.01 Class A ordinary Purchase 24,336 39.0380 USD
USD 0.01 Class C ordinary Purchase 25,256 38.0182 USD
USD 0.01 Class A ordinary Purchase 32,532 39.2308 USD
USD 0.01 Class A ordinary Purchase 50,822 39.2638 USD
USD 0.01 Class C ordinary Purchase 52,468 38.1567 USD
USD 0.01 Class C ordinary Purchase 52,951 38.1842 USD
USD 0.01 Class C ordinary Purchase 208,540 38.0200 USD
USD 0.01 Class A ordinary Sale 1 39.1300 USD
USD 0.01 Class C ordinary Sale 2 38.1050 USD
USD 0.01 Class C ordinary Sale 3 38.1133 USD
USD 0.01 Class A ordinary Sale 8 39.4693 USD
USD 0.01 Class C ordinary Sale 100 38.0601 USD
USD 0.01 Class A ordinary Sale 100 39.0650 USD
USD 0.01 Class A ordinary Sale 100 39.2900 USD
USD 0.01 Class C ordinary Sale 100 38.1600 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.4000 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.0000 USD
USD 0.01 Class A ordinary Sale 189 39.0352 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.8400 USD
USD 0.01 Class A ordinary Sale 200 39.0550 USD
USD 0.01 Class A ordinary Sale 200 39.1487 USD
USD 0.01 Class A ordinary Sale 200 39.1050 USD
USD 0.01 Class C ordinary Sale 200 38.0725 USD
USD 0.01 Class A ordinary Sale 200 39.1350 USD
USD 0.01 Class A ordinary Sale 397 39.2104 USD
USD 0.01 Class A ordinary Sale 400 39.1025 USD
USD 0.01 Class C ordinary Sale 400 38.1175 USD
USD 0.01 Class C ordinary Sale 400 38.0650 USD
USD 0.01 Class A ordinary Sale 400 39.1043 USD
USD 0.01 LiLAC Class C ordinary Sale 581 37.6822 USD
USD 0.01 Class C ordinary Sale 600 38.4000 USD
USD 0.01 Class A ordinary Sale 700 39.4242 USD
USD 0.01 Class A ordinary Sale 800 39.4800 USD
USD 0.01 LiLAC Class C ordinary Sale 829 38.0370 USD
USD 0.01 Class A ordinary Sale 1,000 39.1570 USD
USD 0.01 Class A ordinary Sale 1,000 39.4300 USD
USD 0.01 Class A ordinary Sale 1,437 39.2040 USD
USD 0.01 Class C ordinary Sale 1,500 38.0795 USD
USD 0.01 Class C ordinary Sale 2,231 38.2300 USD
USD 0.01 Class C ordinary Sale 2,355 38.2165 USD
USD 0.01 Class C ordinary Sale 2,400 38.1257 USD
USD 0.01 Class C ordinary Sale 2,600 38.2974 USD
USD 0.01 Class C ordinary Sale 2,767 38.1975 USD
USD 0.01 Class C ordinary Sale 2,802 38.1227 USD
USD 0.01 Class C ordinary Sale 2,843 38.1436 USD
USD 0.01 LiLAC Class C ordinary Sale 2,981 37.9392 USD
USD 0.01 Class C ordinary Sale 3,200 38.0871 USD
USD 0.01 Class C ordinary Sale 3,306 38.1434 USD
USD 0.01 Class A ordinary Sale 3,535 39.2209 USD
USD 0.01 Class C ordinary Sale 3,700 38.2275 USD
USD 0.01 Class C ordinary Sale 4,200 38.1673 USD
USD 0.01 Class A ordinary Sale 4,500 39.2844 USD
USD 0.01 Class C ordinary Sale 5,000 38.1290 USD
USD 0.01 Class A ordinary Sale 5,300 39.1353 USD
USD 0.01 Class C ordinary Sale 7,000 38.2156 USD
USD 0.01 Class A ordinary Sale 8,500 39.2375 USD
USD 0.01 Class A ordinary Sale 8,900 39.1750 USD
USD 0.01 Class A ordinary Sale 9,100 39.1918 USD
USD 0.01 Class A ordinary Sale 12,400 39.1552 USD
USD 0.01 Class A ordinary Sale 13,196 39.2601 USD
USD 0.01 Class C ordinary Sale 13,753 38.1984 USD
USD 0.01 Class A ordinary Sale 14,390 39.0200 USD
USD 0.01 Class A ordinary Sale 14,961 39.1243 USD
USD 0.01 Class A ordinary Sale 24,336 39.0380 USD
USD 0.01 Class C ordinary Sale 25,256 38.0182 USD
USD 0.01 Class C ordinary Sale 26,606 38.1514 USD
USD 0.01 Class A ordinary Sale 30,236 39.2622 USD
USD 0.01 Class A ordinary Sale 39,630 39.1461 USD
USD 0.01 Class A ordinary Sale 50,822 39.2638 USD
USD 0.01 Class C ordinary Sale 52,468 38.1567 USD
USD 0.01 Class C ordinary Sale 208,602 38.0200 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Purchasing 2,200 42.5000 USD American Jul 15, 2016 1.0500 USD
  Call Options Purchasing 300 45 USD American Jul 15, 2016 0.6000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 18, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 300 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -2,500 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -14,900 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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