Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 19 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 269,086 0.11% 132,955 0.05%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 20,700 0.01% 66,300 0.03%
           
 
TOTAL: 325,186 0.13% 199,255 0.08%
Class of relevant security:       USD 0.01 Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 207,640 0.04% 94,110 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 207,640 0.04% 94,110 0.02%
Class of relevant security:       USD 0.01 LiLAC Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,828 0.09% 66 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 11,828 0.09% 66 0.00%
Class of relevant security:       USD 0.01 LiLAC Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 211 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 211 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 38.7600 USD
USD 0.01 Class C ordinary Purchase 1 37.9100 USD
USD 0.01 Class C ordinary Purchase 1 37.9050 USD
USD 0.01 Class A ordinary Purchase 2 38.7550 USD
USD 0.01 Class A ordinary Purchase 2 38.7325 USD
USD 0.01 Class C ordinary Purchase 3 37.9616 USD
USD 0.01 Class A ordinary Purchase 6 38.9300 USD
USD 0.01 Class A ordinary Purchase 72 39.1200 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.2900 USD
USD 0.01 Class A ordinary Purchase 100 38.9000 USD
USD 0.01 Class A ordinary Purchase 100 39.2600 USD
USD 0.01 Class A ordinary Purchase 100 39.3100 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.9600 USD
USD 0.01 Class A ordinary Purchase 100 39.3200 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.2675 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.3300 USD
USD 0.01 Class A ordinary Purchase 109 38.7310 USD
USD 0.01 Class A ordinary Purchase 112 38.7342 USD
USD 0.01 Class C ordinary Purchase 166 38.3500 USD
USD 0.01 Class C ordinary Purchase 180 37.9400 USD
USD 0.01 Class A ordinary Purchase 200 39.1150 USD
USD 0.01 Class A ordinary Purchase 200 38.9500 USD
USD 0.01 Class A ordinary Purchase 228 38.9252 USD
USD 0.01 Class C ordinary Purchase 300 38.5200 USD
USD 0.01 Class C ordinary Purchase 300 38.1233 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 37.7266 USD
USD 0.01 Class C ordinary Purchase 300 38.4639 USD
USD 0.01 Class C ordinary Purchase 400 37.9625 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 34.9920 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 37.8420 USD
USD 0.01 Class A ordinary Purchase 542 38.7298 USD
USD 0.01 LiLAC Class A ordinary Purchase 700 35.0528 USD
USD 0.01 Class C ordinary Purchase 1,127 38.2481 USD
USD 0.01 Class C ordinary Purchase 1,327 38.2183 USD
USD 0.01 Class C ordinary Purchase 1,400 38.1800 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,600 34.6975 USD
USD 0.01 Class C ordinary Purchase 1,844 37.9746 USD
USD 0.01 LiLAC Class A ordinary Purchase 2,000 34.8655 USD
USD 0.01 Class A ordinary Purchase 2,141 38.9782 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,193 37.9469 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,200 37.7868 USD
USD 0.01 Class C ordinary Purchase 2,300 38.1189 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,300 38.1030 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,465 37.8328 USD
USD 0.01 Class C ordinary Purchase 2,500 38.3239 USD
USD 0.01 Class C ordinary Purchase 2,702 38.4282 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,000 34.5950 USD
USD 0.01 Class A ordinary Purchase 3,578 38.9409 USD
USD 0.01 LiLAC Class C ordinary Purchase 4,000 37.7228 USD
USD 0.01 Class A ordinary Purchase 4,100 38.8815 USD
USD 0.01 Class A ordinary Purchase 5,193 39.0591 USD
USD 0.01 Class A ordinary Purchase 5,800 39.1872 USD
USD 0.01 Class A ordinary Purchase 6,226 39.0012 USD
USD 0.01 Class A ordinary Purchase 6,400 38.7831 USD
USD 0.01 Class C ordinary Purchase 6,600 37.9296 USD
USD 0.01 Class A ordinary Purchase 8,072 39.1065 USD
USD 0.01 Class A ordinary Purchase 9,489 38.9624 USD
USD 0.01 Class A ordinary Purchase 13,356 39.0868 USD
USD 0.01 Class A ordinary Purchase 13,891 39.1518 USD
USD 0.01 Class C ordinary Purchase 16,536 38.3614 USD
USD 0.01 Class A ordinary Purchase 17,100 38.8796 USD
USD 0.01 Class A ordinary Purchase 20,280 39.1880 USD
USD 0.01 Class A ordinary Purchase 20,581 39.0018 USD
USD 0.01 Class C ordinary Purchase 20,800 38.4136 USD
USD 0.01 Class A ordinary Purchase 23,114 39.1032 USD
USD 0.01 Class A ordinary Purchase 24,100 38.9787 USD
USD 0.01 Class A ordinary Purchase 26,935 38.7500 USD
USD 0.01 Class A ordinary Purchase 29,165 38.9684 USD
USD 0.01 Class C ordinary Purchase 47,523 38.0810 USD
USD 0.01 Class A ordinary Purchase 57,996 39.1124 USD
USD 0.01 Class C ordinary Purchase 71,100 38.3157 USD
USD 0.01 Class C ordinary Purchase 163,325 37.9500 USD
USD 0.01 Class C ordinary Sale 1 37.9100 USD
USD 0.01 Class A ordinary Sale 3 38.9300 USD
USD 0.01 Class A ordinary Sale 3 38.8900 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.6200 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.1300 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.5900 USD
USD 0.01 Class C ordinary Sale 100 38.4900 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.2300 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.2700 USD
USD 0.01 Class A ordinary Sale 100 38.7250 USD
USD 0.01 Class A ordinary Sale 109 38.7310 USD
USD 0.01 Class A ordinary Sale 128 39.1100 USD
USD 0.01 Class C ordinary Sale 144 37.9734 USD
USD 0.01 Class C ordinary Sale 180 37.9400 USD
USD 0.01 Class A ordinary Sale 200 38.8750 USD
USD 0.01 Class A ordinary Sale 200 38.9400 USD
USD 0.01 Class A ordinary Sale 200 38.7325 USD
USD 0.01 LiLAC Class A ordinary Sale 200 34.3000 USD
USD 0.01 Class A ordinary Sale 200 39.0100 USD
USD 0.01 Class C ordinary Sale 300 38.2600 USD
USD 0.01 Class C ordinary Sale 400 38.5725 USD
USD 0.01 Class A ordinary Sale 409 38.7300 USD
USD 0.01 Class A ordinary Sale 500 38.8040 USD
USD 0.01 Class C ordinary Sale 600 37.9383 USD
USD 0.01 Class A ordinary Sale 600 38.9433 USD
USD 0.01 Class C ordinary Sale 600 37.9741 USD
USD 0.01 LiLAC Class C ordinary Sale 600 37.9450 USD
USD 0.01 Class A ordinary Sale 630 39.0047 USD
USD 0.01 Class A ordinary Sale 633 38.7400 USD
USD 0.01 Class A ordinary Sale 900 38.8516 USD
USD 0.01 Class A ordinary Sale 1,062 38.9673 USD
USD 0.01 Class C ordinary Sale 1,100 37.9750 USD
USD 0.01 LiLAC Class C ordinary Sale 1,165 38.0120 USD
USD 0.01 Class A ordinary Sale 1,189 39.0322 USD
USD 0.01 LiLAC Class C ordinary Sale 1,300 37.6723 USD
USD 0.01 Class A ordinary Sale 1,382 38.9489 USD
USD 0.01 Class C ordinary Sale 1,400 38.1507 USD
USD 0.01 Class A ordinary Sale 1,497 38.7985 USD
USD 0.01 Class C ordinary Sale 1,500 38.2326 USD
USD 0.01 Class C ordinary Sale 1,503 37.9813 USD
USD 0.01 Class C ordinary Sale 1,700 38.1826 USD
USD 0.01 LiLAC Class C ordinary Sale 1,793 37.9250 USD
USD 0.01 Class A ordinary Sale 1,870 39.1798 USD
USD 0.01 LiLAC Class C ordinary Sale 2,000 37.7910 USD
USD 0.01 Class C ordinary Sale 2,243 38.0055 USD
USD 0.01 LiLAC Class C ordinary Sale 2,300 37.7694 USD
USD 0.01 Class A ordinary Sale 2,478 39.0077 USD
USD 0.01 Class A ordinary Sale 2,500 39.1264 USD
USD 0.01 Class C ordinary Sale 2,606 38.1578 USD
USD 0.01 LiLAC Class A ordinary Sale 2,700 34.6062 USD
USD 0.01 Class C ordinary Sale 2,800 38.2921 USD
USD 0.01 Class C ordinary Sale 3,083 38.3370 USD
USD 0.01 Class C ordinary Sale 3,200 38.3021 USD
USD 0.01 Class C ordinary Sale 3,600 38.2802 USD
USD 0.01 Class A ordinary Sale 4,400 39.0192 USD
USD 0.01 Class A ordinary Sale 4,700 39.0091 USD
USD 0.01 LiLAC Class A ordinary Sale 4,800 34.8499 USD
USD 0.01 Class C ordinary Sale 4,833 38.0414 USD
USD 0.01 LiLAC Class C ordinary Sale 4,900 37.8966 USD
USD 0.01 Class C ordinary Sale 4,975 38.2933 USD
USD 0.01 Class C ordinary Sale 5,286 38.0806 USD
USD 0.01 Class C ordinary Sale 5,600 38.1946 USD
USD 0.01 Class A ordinary Sale 6,400 38.7831 USD
USD 0.01 Class A ordinary Sale 6,433 38.8381 USD
USD 0.01 Class C ordinary Sale 6,600 37.9296 USD
USD 0.01 Class A ordinary Sale 7,361 38.8000 USD
USD 0.01 Class A ordinary Sale 9,900 39.0796 USD
USD 0.01 Class A ordinary Sale 10,685 38.9984 USD
USD 0.01 Class C ordinary Sale 11,250 38.1203 USD
USD 0.01 Class A ordinary Sale 13,200 38.8628 USD
USD 0.01 Class C ordinary Sale 16,719 38.0259 USD
USD 0.01 Class A ordinary Sale 17,500 39.0358 USD
USD 0.01 Class C ordinary Sale 19,492 38.3683 USD
USD 0.01 Class C ordinary Sale 20,060 38.3236 USD
USD 0.01 Class A ordinary Sale 20,280 39.1880 USD
USD 0.01 Class C ordinary Sale 20,800 38.4136 USD
USD 0.01 Class A ordinary Sale 23,000 38.9858 USD
USD 0.01 Class A ordinary Sale 23,260 38.7500 USD
USD 0.01 Class C ordinary Sale 34,165 38.3399 USD
USD 0.01 Class A ordinary Sale 60,715 39.1168 USD
USD 0.01 Class A ordinary Sale 71,100 39.0862 USD
USD 0.01 Class C ordinary Sale 155,115 37.9500 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Put Options Purchasing 100 35 USD American May 20, 2016 0.2000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 20, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -2,500 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 300 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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