Form 8.3 - LIBERTY GLOBAL PLC
Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 18 Mar 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| Â | disclosures in respect of any other party to the offer? | CABLE & WIRELESS COMMUNICATIONS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 219,248 | 0.09% | 121,747 | 0.05% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 88,000 | 0.03% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 153,300 | 0.06% | 318,800 | 0.13% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 460,548 | 0.18% | 440,547 | 0.17% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 Class C ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 180,811 | 0.03% | 56,323 | 0.01% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 180,811 | 0.03% | 56,323 | 0.01% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class A ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,905 | 0.09% | 6,873 | 0.05% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,400 | 0.05% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 18,305 | 0.14% | 6,873 | 0.05% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 660 | 0.00% | 811 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 660 | 0.00% | 811 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.01 Class A ordinary | Purchase | 1 | 38.0000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1 | 37.0450 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2 | 37.9300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4 | 37.0525 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 5 | 37.1700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 11 | 36.9700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 25 | 38.3500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 27 | 37.7400 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 50 | 34.9000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 37.2700 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 37.5100 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 37.3700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 37.2600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 38.2000 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 38.0300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 38.0200 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 36.8200 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 101 | 38.1726 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 130 | 36.8319 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 133 | 34.9500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 182 | 37.0500 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 198 | 38.0476 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 37.9650 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 37.1600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 250 | 38.4040 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 258 | 37.9900 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 300 | 36.9433 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 350 | 38.3300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 400 | 37.0481 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 37.9881 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 37.9043 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 488 | 37.1724 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 500 | 37.3520 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 500 | 37.3546 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 37.2398 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 600 | 35.5800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 600 | 36.7800 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 634 | 35.2460 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 687 | 36.7874 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 800 | 37.2475 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 900 | 36.8255 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 917 | 35.3359 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 997 | 38.2012 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,000 | 35.0180 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,101 | 37.9609 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,142 | 37.3600 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,200 | 37.1816 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,212 | 38.0521 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,300 | 37.7592 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,378 | 37.6903 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,400 | 38.0467 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,493 | 36.9616 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,575 | 38.3352 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,600 | 37.4950 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,600 | 38.1712 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,615 | 38.1786 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,800 | 38.0790 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,800 | 37.0880 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,806 | 38.0826 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,209 | 38.1194 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,388 | 37.6420 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,390 | 37.0702 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,600 | 36.8562 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,167 | 36.8623 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 3,326 | 34.9521 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,468 | 38.1283 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,560 | 38.0500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,800 | 37.3065 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,000 | 38.0978 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4,300 | 37.2561 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,601 | 38.0504 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 4,623 | 37.3621 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,900 | 38.3320 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,277 | 38.0136 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,277 | 37.9972 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7,224 | 37.0779 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 7,508 | 38.0486 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 11,582 | 37.0821 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 15,271 | 38.2339 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 25,374 | 37.1253 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 31,737 | 38.1356 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 46,170 | 37.3697 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 90,348 | 38.4520 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 92,572 | 37.5815 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 321,162 | 37.0800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1 | 38.0000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2 | 37.9300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3 | 37.0583 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3 | 37.0400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5 | 37.1700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5 | 38.0720 USD | ||||
| USD 0.01 Class C ordinary | Sale | 11 | 36.9700 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 27 | 37.7400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 30 | 36.8300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 35 | 38.2012 USD | ||||
| USD 0.01 Class A ordinary | Sale | 35 | 38.2013 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 56 | 34.9500 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 66 | 35.2300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 67 | 37.9600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 37.5100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 36.8325 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 38.0300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 38.0250 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 37.5300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 38.2750 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 36.8000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 34.9350 USD | ||||
| USD 0.01 Class C ordinary | Sale | 184 | 37.0500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 37.7800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 37.9650 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 38.0400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 38.2000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 38.1866 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 400 | 37.5275 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 38.2200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 38.3550 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 400 | 35.0150 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 37.4300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 482 | 37.3600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 500 | 37.4760 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 37.9010 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 37.7501 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 38.2265 USD | ||||
| USD 0.01 Class C ordinary | Sale | 500 | 37.6803 USD | ||||
| USD 0.01 Class C ordinary | Sale | 581 | 37.0487 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 600 | 35.0201 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 600 | 35.5800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 680 | 38.0495 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 684 | 35.2208 USD | ||||
| USD 0.01 Class C ordinary | Sale | 700 | 37.2185 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 38.0728 USD | ||||
| USD 0.01 Class A ordinary | Sale | 800 | 38.1037 USD | ||||
| USD 0.01 Class A ordinary | Sale | 876 | 38.2020 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 917 | 35.3358 USD | ||||
| USD 0.01 Class A ordinary | Sale | 926 | 38.3393 USD | ||||
| USD 0.01 Class A ordinary | Sale | 962 | 38.1898 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,000 | 37.3533 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,008 | 37.0824 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,078 | 37.7210 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,100 | 37.7554 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,124 | 37.9900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,200 | 38.0614 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,400 | 37.3478 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,500 | 38.3300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,548 | 38.2893 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,600 | 37.4950 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,600 | 38.1275 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,600 | 38.1712 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,700 | 38.0822 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,801 | 34.9661 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,888 | 37.6318 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,895 | 34.9521 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,000 | 37.4362 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,124 | 38.0386 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,209 | 38.1194 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,300 | 38.3361 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2,402 | 37.3592 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,635 | 37.3796 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2,710 | 37.3621 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,900 | 38.3318 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,585 | 37.4540 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,600 | 37.2634 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,740 | 37.3802 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,800 | 37.1270 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,088 | 37.1281 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,153 | 38.0200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,277 | 37.9972 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,287 | 37.0821 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,635 | 38.0479 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,637 | 38.0742 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,703 | 38.2509 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,877 | 38.0115 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,684 | 37.3856 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,815 | 38.2607 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,671 | 38.0478 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8,932 | 37.2890 USD | ||||
| USD 0.01 Class A ordinary | Sale | 10,157 | 38.0500 USD | ||||
| USD 0.01 Class A ordinary | Sale | 11,832 | 38.0777 USD | ||||
| USD 0.01 Class C ordinary | Sale | 12,941 | 37.0779 USD | ||||
| USD 0.01 Class A ordinary | Sale | 15,939 | 38.0900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 16,457 | 38.1837 USD | ||||
| USD 0.01 Class C ordinary | Sale | 25,179 | 36.9981 USD | ||||
| USD 0.01 Class C ordinary | Sale | 32,261 | 37.3143 USD | ||||
| USD 0.01 Class C ordinary | Sale | 38,901 | 37.3671 USD | ||||
| USD 0.01 Class A ordinary | Sale | 90,348 | 38.4520 USD | ||||
| USD 0.01 Class C ordinary | Sale | 92,572 | 37.5815 USD | ||||
| USD 0.01 Class C ordinary | Sale | 290,214 | 37.0800 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Call Options | Selling | 1,000 | 37.5000 USD | American | Mar 18, 2016 | 0.7500 USD | ||||||||
| Â | Put Options | Selling | 1,900 | 30 USD | American | Apr 15, 2016 | 0.0400 USD |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | Mar 21, 2016 | ||
| Contact name: | Pinar Coktas | ||
| Telephone number: | 020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -600 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -22,500 | 42.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 2,000 | 30.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -1,000 | 37.5000 | American | Mar 18, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Mar 18, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,000 | 42.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -16,200 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -18,700 | 45.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -44,700 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -21,000 | 27.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 600 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -21,000 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,700 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -200 | 35.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,500 | 35.0000 | American | Apr 15, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160321005918/en/
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