Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

LIBERTY GLOBAL PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 219,284 0.09% 121,240 0.05%
           
(2) Cash-settled derivatives:
88,000 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 120,800 0.05% 322,600 0.13%
           
 
TOTAL: 428,084 0.17% 443,840 0.18%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 179,400 0.03% 55,095 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 179,400 0.03% 55,095 0.01%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,905 0.09% 6,409 0.05%
           
(2) Cash-settled derivatives:
6,400 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 18,305 0.14% 6,409 0.05%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 660 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 660 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 1 37.0700 USD
USD 0.01 Class C ordinary Purchase 2 37.1125 USD
USD 0.01 Class C ordinary Purchase 3 37.1016 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.7000 USD
USD 0.01 Class A ordinary Purchase 100 37.6900 USD
USD 0.01 Class C ordinary Purchase 100 36.8100 USD
USD 0.01 Class A ordinary Purchase 100 38.0000 USD
USD 0.01 Class A ordinary Purchase 100 38.0499 USD
USD 0.01 Class C ordinary Purchase 100 36.8700 USD
USD 0.01 Class A ordinary Purchase 101 38.0302 USD
USD 0.01 LiLAC Class C ordinary Purchase 154 37.9100 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.6150 USD
USD 0.01 Class A ordinary Purchase 200 38.0250 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.7950 USD
USD 0.01 Class C ordinary Purchase 200 37.1050 USD
USD 0.01 Class A ordinary Purchase 300 38.0341 USD
USD 0.01 Class C ordinary Purchase 300 37.1066 USD
USD 0.01 Class A ordinary Purchase 300 37.8100 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.2700 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 35.2050 USD
USD 0.01 Class C ordinary Purchase 400 36.9625 USD
USD 0.01 Class A ordinary Purchase 401 38.0300 USD
USD 0.01 Class C ordinary Purchase 460 36.9212 USD
USD 0.01 Class A ordinary Purchase 500 38.0480 USD
USD 0.01 Class C ordinary Purchase 500 37.0940 USD
USD 0.01 LiLAC Class C ordinary Purchase 600 37.7166 USD
USD 0.01 Class A ordinary Purchase 601 38.0233 USD
USD 0.01 Class C ordinary Purchase 749 37.1033 USD
USD 0.01 LiLAC Class A ordinary Purchase 774 35.2276 USD
USD 0.01 Class C ordinary Purchase 849 37.0900 USD
USD 0.01 Class A ordinary Purchase 900 38.0577 USD
USD 0.01 Class A ordinary Purchase 946 38.0002 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,000 35.2200 USD
USD 0.01 Class A ordinary Purchase 1,149 38.0397 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,178 37.6287 USD
USD 0.01 Class A ordinary Purchase 1,200 38.0152 USD
USD 0.01 Class C ordinary Purchase 1,400 36.8929 USD
USD 0.01 Class A ordinary Purchase 1,600 37.9953 USD
USD 0.01 Class C ordinary Purchase 1,800 37.0475 USD
USD 0.01 Class A ordinary Purchase 1,800 37.8812 USD
USD 0.01 Class C ordinary Purchase 3,000 37.0795 USD
USD 0.01 Class C ordinary Purchase 3,063 37.1021 USD
USD 0.01 Class A ordinary Purchase 3,101 38.0332 USD
USD 0.01 Class A ordinary Purchase 3,872 38.0256 USD
USD 0.01 Class A ordinary Purchase 3,872 38.0387 USD
USD 0.01 Class A ordinary Purchase 3,982 37.9673 USD
USD 0.01 Class C ordinary Purchase 4,200 37.0757 USD
USD 0.01 Class C ordinary Purchase 5,101 37.1000 USD
USD 0.01 Class A ordinary Purchase 8,834 37.9783 USD
USD 0.01 Class C ordinary Purchase 9,179 37.0930 USD
USD 0.01 Class C ordinary Purchase 20,726 36.9413 USD
USD 0.01 Class C ordinary Purchase 40,311 37.0802 USD
USD 0.01 Class C ordinary Purchase 265,405 37.1500 USD
USD 0.01 Class C ordinary Sale 1 37.0750 USD
USD 0.01 Class A ordinary Sale 59 37.8900 USD
USD 0.01 Class C ordinary Sale 100 36.8300 USD
USD 0.01 Class C ordinary Sale 100 37.1900 USD
USD 0.01 Class A ordinary Sale 100 37.8100 USD
USD 0.01 Class A ordinary Sale 100 37.7915 USD
USD 0.01 LiLAC Class C ordinary Sale 154 37.9100 USD
USD 0.01 Class A ordinary Sale 180 38.0388 USD
USD 0.01 Class A ordinary Sale 200 37.8650 USD
USD 0.01 Class C ordinary Sale 200 37.2000 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.2500 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.7950 USD
USD 0.01 Class C ordinary Sale 200 36.9900 USD
USD 0.01 Class C ordinary Sale 281 36.9440 USD
USD 0.01 Class A ordinary Sale 300 37.7633 USD
USD 0.01 LiLAC Class A ordinary Sale 300 35.2000 USD
USD 0.01 Class A ordinary Sale 300 37.9833 USD
USD 0.01 Class A ordinary Sale 371 37.7596 USD
USD 0.01 Class A ordinary Sale 400 37.8000 USD
USD 0.01 Class A ordinary Sale 400 38.0950 USD
USD 0.01 Class A ordinary Sale 490 37.9755 USD
USD 0.01 LiLAC Class A ordinary Sale 500 35.2200 USD
USD 0.01 Class C ordinary Sale 500 37.0920 USD
USD 0.01 Class A ordinary Sale 600 37.9100 USD
USD 0.01 Class C ordinary Sale 650 36.9923 USD
USD 0.01 Class A ordinary Sale 693 37.9397 USD
USD 0.01 Class A ordinary Sale 700 38.0035 USD
USD 0.01 Class C ordinary Sale 749 37.1033 USD
USD 0.01 Class C ordinary Sale 749 37.0900 USD
USD 0.01 Class A ordinary Sale 832 38.0071 USD
USD 0.01 Class A ordinary Sale 900 38.0038 USD
USD 0.01 Class A ordinary Sale 900 37.9680 USD
USD 0.01 Class A ordinary Sale 987 37.9725 USD
USD 0.01 Class C ordinary Sale 1,049 37.1023 USD
USD 0.01 Class A ordinary Sale 1,100 38.0127 USD
USD 0.01 Class C ordinary Sale 1,100 37.0790 USD
USD 0.01 Class A ordinary Sale 1,300 37.8223 USD
USD 0.01 Class C ordinary Sale 1,300 36.8976 USD
USD 0.01 LiLAC Class A ordinary Sale 1,474 35.2301 USD
USD 0.01 Class C ordinary Sale 1,619 36.9691 USD
USD 0.01 Class C ordinary Sale 1,800 37.0902 USD
USD 0.01 LiLAC Class C ordinary Sale 2,078 37.6562 USD
USD 0.01 Class C ordinary Sale 2,600 36.9803 USD
USD 0.01 Class C ordinary Sale 3,000 37.0538 USD
USD 0.01 Class C ordinary Sale 3,100 37.0771 USD
USD 0.01 Class C ordinary Sale 3,314 36.9795 USD
USD 0.01 Class C ordinary Sale 3,700 37.0735 USD
USD 0.01 Class A ordinary Sale 3,872 38.0256 USD
USD 0.01 Class A ordinary Sale 3,872 38.0387 USD
USD 0.01 Class A ordinary Sale 4,000 37.9757 USD
USD 0.01 Class A ordinary Sale 4,472 38.0380 USD
USD 0.01 Class A ordinary Sale 7,829 38.0004 USD
USD 0.01 Class C ordinary Sale 11,162 36.8993 USD
USD 0.01 Class C ordinary Sale 54,854 37.0858 USD
USD 0.01 Class C ordinary Sale 265,405 37.1500 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 22, 2016
Contact name: Femi Badmos
Telephone number: 020 35551125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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