Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 22 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 219,168 0.09% 122,239 0.05%
           
(2) Cash-settled derivatives:
88,000 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 121,300 0.05% 322,600 0.13%
           
(4)
TOTAL: 428,468 0.17% 444,839 0.18%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 182,231 0.03% 52,193 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 182,231 0.03% 52,193 0.01%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,909 0.09% 6,400 0.05%
           
(2) Cash-settled derivatives:
6,400 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 18,309 0.14% 6,400 0.05%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 660 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 660 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 4 37.0550 USD
USD 0.01 Class A ordinary Purchase 10 37.8800 USD
USD 0.01 LiLAC Class A ordinary Purchase 13 34.8100 USD
USD 0.01 Class C ordinary Purchase 31 37.0500 USD
USD 0.01 Class C ordinary Purchase 35 36.8500 USD
USD 0.01 Class A ordinary Purchase 39 37.6699 USD
USD 0.01 LiLAC Class A ordinary Purchase 65 35.2700 USD
USD 0.01 LiLAC Class C ordinary Purchase 66 37.5500 USD
USD 0.01 Class C ordinary Purchase 68 37.0000 USD
USD 0.01 LiLAC Class C ordinary Purchase 75 37.9400 USD
USD 0.01 Class C ordinary Purchase 85 36.8400 USD
USD 0.01 Class A ordinary Purchase 100 37.9100 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.0500 USD
USD 0.01 Class C ordinary Purchase 100 37.0750 USD
USD 0.01 Class C ordinary Purchase 100 37.0497 USD
USD 0.01 Class A ordinary Purchase 100 37.8200 USD
USD 0.01 LiLAC Class C ordinary Purchase 130 37.6515 USD
USD 0.01 LiLAC Class A ordinary Purchase 133 35.2426 USD
USD 0.01 Class A ordinary Purchase 150 37.8300 USD
USD 0.01 Class A ordinary Purchase 150 37.8400 USD
USD 0.01 Class C ordinary Purchase 200 37.0900 USD
USD 0.01 Class C ordinary Purchase 200 36.9200 USD
USD 0.01 LiLAC Class C ordinary Purchase 204 37.7900 USD
USD 0.01 LiLAC Class A ordinary Purchase 233 35.2610 USD
USD 0.01 Class A ordinary Purchase 250 37.8360 USD
USD 0.01 Class C ordinary Purchase 255 37.1078 USD
USD 0.01 LiLAC Class A ordinary Purchase 268 35.1555 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.1866 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 37.8266 USD
USD 0.01 Class C ordinary Purchase 300 36.9067 USD
USD 0.01 LiLAC Class A ordinary Purchase 317 35.2941 USD
USD 0.01 Class A ordinary Purchase 388 37.9049 USD
USD 0.01 Class A ordinary Purchase 400 37.9162 USD
USD 0.01 Class A ordinary Purchase 400 37.9050 USD
USD 0.01 Class C ordinary Purchase 450 37.0799 USD
USD 0.01 Class C ordinary Purchase 500 37.0520 USD
USD 0.01 Class A ordinary Purchase 500 37.8910 USD
USD 0.01 Class C ordinary Purchase 500 37.0180 USD
USD 0.01 Class C ordinary Purchase 543 37.0800 USD
USD 0.01 Class C ordinary Purchase 664 37.1000 USD
USD 0.01 Class A ordinary Purchase 680 37.9000 USD
USD 0.01 Class A ordinary Purchase 698 37.8700 USD
USD 0.01 LiLAC Class A ordinary Purchase 700 35.2114 USD
USD 0.01 Class A ordinary Purchase 800 37.8350 USD
USD 0.01 Class A ordinary Purchase 800 37.9037 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,100 37.7785 USD
USD 0.01 Class C ordinary Purchase 1,265 36.8158 USD
USD 0.01 Class C ordinary Purchase 1,500 36.9347 USD
USD 0.01 Class A ordinary Purchase 1,600 37.8693 USD
USD 0.01 Class A ordinary Purchase 1,600 37.8731 USD
USD 0.01 Class C ordinary Purchase 2,200 37.1060 USD
USD 0.01 Class A ordinary Purchase 2,268 37.8088 USD
USD 0.01 LiLAC Class A ordinary Purchase 2,400 35.2883 USD
USD 0.01 Class C ordinary Purchase 2,700 36.9727 USD
USD 0.01 Class C ordinary Purchase 3,000 37.0603 USD
USD 0.01 Class C ordinary Purchase 3,439 37.0361 USD
USD 0.01 Class C ordinary Purchase 3,600 36.9592 USD
USD 0.01 Class A ordinary Purchase 4,445 37.8251 USD
USD 0.01 Class A ordinary Purchase 4,899 37.8117 USD
USD 0.01 Class A ordinary Purchase 5,899 37.8157 USD
USD 0.01 Class A ordinary Purchase 12,173 37.7865 USD
USD 0.01 Class C ordinary Purchase 12,784 37.0145 USD
USD 0.01 Class A ordinary Purchase 12,918 37.9200 USD
USD 0.01 Class A ordinary Purchase 17,594 37.8036 USD
USD 0.01 Class C ordinary Purchase 17,954 36.9978 USD
USD 0.01 Class C ordinary Purchase 18,910 36.8955 USD
USD 0.01 Class C ordinary Purchase 296,232 37.1100 USD
USD 0.01 Class C ordinary Sale 4 37.0700 USD
USD 0.01 Class A ordinary Sale 4 37.5600 USD
USD 0.01 Class A ordinary Sale 10 37.8800 USD
USD 0.01 Class C ordinary Sale 10 36.7500 USD
USD 0.01 LiLAC Class C ordinary Sale 75 37.9400 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.0500 USD
USD 0.01 Class C ordinary Sale 100 37.0500 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.1600 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.9200 USD
USD 0.01 Class A ordinary Sale 100 37.7803 USD
USD 0.01 Class A ordinary Sale 102 37.8404 USD
USD 0.01 Class A ordinary Sale 150 37.8400 USD
USD 0.01 Class A ordinary Sale 191 37.9064 USD
USD 0.01 LiLAC Class A ordinary Sale 199 35.1500 USD
USD 0.01 Class A ordinary Sale 199 37.7000 USD
USD 0.01 Class C ordinary Sale 200 37.0625 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.6208 USD
USD 0.01 Class C ordinary Sale 200 37.0200 USD
USD 0.01 Class C ordinary Sale 200 37.0100 USD
USD 0.01 Class C ordinary Sale 200 36.9325 USD
USD 0.01 Class A ordinary Sale 201 37.8150 USD
USD 0.01 Class A ordinary Sale 237 37.8602 USD
USD 0.01 Class A ordinary Sale 250 37.8300 USD
USD 0.01 LiLAC Class A ordinary Sale 300 35.2000 USD
USD 0.01 Class A ordinary Sale 300 37.8900 USD
USD 0.01 LiLAC Class A ordinary Sale 300 35.3166 USD
USD 0.01 Class A ordinary Sale 368 37.8491 USD
USD 0.01 Class A ordinary Sale 400 37.8975 USD
USD 0.01 LiLAC Class C ordinary Sale 400 37.7850 USD
USD 0.01 LiLAC Class A ordinary Sale 400 35.2800 USD
USD 0.01 Class C ordinary Sale 402 37.0701 USD
USD 0.01 Class C ordinary Sale 500 36.9940 USD
USD 0.01 Class C ordinary Sale 500 36.8300 USD
USD 0.01 Class A ordinary Sale 500 37.8020 USD
USD 0.01 LiLAC Class C ordinary Sale 500 37.7846 USD
USD 0.01 Class C ordinary Sale 545 37.0800 USD
USD 0.01 Class A ordinary Sale 547 37.8179 USD
USD 0.01 Class A ordinary Sale 600 37.8808 USD
USD 0.01 LiLAC Class C ordinary Sale 600 37.7733 USD
USD 0.01 Class A ordinary Sale 600 37.8966 USD
USD 0.01 Class C ordinary Sale 700 36.9285 USD
USD 0.01 Class A ordinary Sale 800 37.8350 USD
USD 0.01 Class A ordinary Sale 817 37.7997 USD
USD 0.01 Class A ordinary Sale 900 37.8555 USD
USD 0.01 LiLAC Class A ordinary Sale 1,000 35.2240 USD
USD 0.01 LiLAC Class A ordinary Sale 1,016 35.2417 USD
USD 0.01 Class A ordinary Sale 1,047 37.8700 USD
USD 0.01 LiLAC Class A ordinary Sale 1,101 35.3262 USD
USD 0.01 Class A ordinary Sale 1,200 37.8666 USD
USD 0.01 Class C ordinary Sale 1,300 36.9350 USD
USD 0.01 Class C ordinary Sale 1,350 36.9186 USD
USD 0.01 Class A ordinary Sale 1,401 37.8157 USD
USD 0.01 Class C ordinary Sale 1,500 36.9026 USD
USD 0.01 Class C ordinary Sale 1,600 36.9834 USD
USD 0.01 Class A ordinary Sale 1,780 37.9000 USD
USD 0.01 Class C ordinary Sale 2,000 36.9398 USD
USD 0.01 Class C ordinary Sale 2,356 36.8915 USD
USD 0.01 Class A ordinary Sale 2,800 37.8071 USD
USD 0.01 Class C ordinary Sale 5,500 37.0172 USD
USD 0.01 Class A ordinary Sale 12,062 37.9200 USD
USD 0.01 Class C ordinary Sale 13,654 36.8857 USD
USD 0.01 Class C ordinary Sale 17,491 37.0187 USD
USD 0.01 Class C ordinary Sale 17,954 36.9978 USD
USD 0.01 Class A ordinary Sale 42,410 37.8036 USD
USD 0.01 Class C ordinary Sale 294,628 37.1100 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 23, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 500 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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