FORM 8.3 - LIBERTY GLOBAL PLC

FORM 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 23 Feb 2016
(f) In addition to the company in 1(c) above, is the discloser making Yes
  disclosures in respect of any other party to the offer? Cable & Wireless Communications Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 260,113 0.10% 133,607 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 149,400 0.06% 312,700 0.12%
           
 
TOTAL: 534,213 0.21% 446,307 0.18%
Class of relevant security:       USD 0.01 Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 156,362 0.03% 16,868 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 156,362 0.03% 16,868 0.00%
Class of relevant security:       USD 0.01 LiLAC Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,875 0.09% 8,235 0.07%
           
(2) Cash-settled derivatives:
8,235 0.07% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 20,110 0.16% 8,235 0.07%
Class of relevant security:       USD 0.01 LiLAC Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 34 0.00% 2 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 34 0.00% 2 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 10 37.8390 USD
USD 0.01 Class C ordinary Purchase 100 37.1800 USD
USD 0.01 Class C ordinary Purchase 100 37.2300 USD
USD 0.01 Class A ordinary Purchase 100 37.4800 USD
USD 0.01 Class A ordinary Purchase 100 37.7900 USD
USD 0.01 Class A ordinary Purchase 100 37.9400 USD
USD 0.01 Class A ordinary Purchase 100 37.9700 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 35.7435 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.2600 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 32.7300 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.0700 USD
USD 0.01 Class A ordinary Purchase 100 38.0850 USD
USD 0.01 Class A ordinary Purchase 114 37.9689 USD
USD 0.01 LiLAC Class A ordinary Purchase 122 33.0500 USD
USD 0.01 Class A ordinary Purchase 142 37.8757 USD
USD 0.01 Class A ordinary Purchase 193 38.0096 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 35.4100 USD
USD 0.01 Class A ordinary Purchase 200 37.4300 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 32.9150 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 32.9400 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 36.1200 USD
USD 0.01 LiLAC Class C ordinary Purchase 295 35.8515 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 32.8200 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 33.2525 USD
USD 0.01 Class C ordinary Purchase 500 36.5300 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 33.2511 USD
USD 0.01 Class A ordinary Purchase 500 38.0100 USD
USD 0.01 Class C ordinary Purchase 500 37.0000 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 35.5788 USD
USD 0.01 Class A ordinary Purchase 1,000 37.6125 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 35.9630 USD
USD 0.01 Class C ordinary Purchase 1,200 37.0583 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,301 32.9217 USD
USD 0.01 Class A ordinary Purchase 1,400 37.9150 USD
USD 0.01 Class A ordinary Purchase 1,500 37.6660 USD
USD 0.01 Class C ordinary Purchase 1,785 37.2400 USD
USD 0.01 Class C ordinary Purchase 1,900 36.7214 USD
USD 0.01 Class A ordinary Purchase 1,900 37.7542 USD
USD 0.01 Class C ordinary Purchase 2,229 36.7962 USD
USD 0.01 Class A ordinary Purchase 2,789 37.9654 USD
USD 0.01 Class A ordinary Purchase 3,487 37.8487 USD
USD 0.01 Class C ordinary Purchase 4,000 36.8094 USD
USD 0.01 Class A ordinary Purchase 4,400 37.7553 USD
USD 0.01 Class A ordinary Purchase 5,904 37.6401 USD
USD 0.01 Class C ordinary Purchase 8,079 36.8379 USD
USD 0.01 Class C ordinary Purchase 9,100 36.9989 USD
USD 0.01 Class A ordinary Purchase 9,855 37.8990 USD
USD 0.01 Class C ordinary Purchase 11,300 36.8173 USD
USD 0.01 Class C ordinary Purchase 12,400 36.6776 USD
USD 0.01 Class C ordinary Purchase 16,957 36.9362 USD
USD 0.01 Class A ordinary Purchase 18,382 37.8788 USD
USD 0.01 Class A ordinary Purchase 18,500 37.6997 USD
USD 0.01 Class A ordinary Purchase 18,652 37.6962 USD
USD 0.01 Class C ordinary Purchase 25,800 36.9301 USD
USD 0.01 Class C ordinary Purchase 29,000 36.9194 USD
USD 0.01 Class A ordinary Purchase 36,000 37.2805 USD
USD 0.01 Class C ordinary Purchase 36,300 36.8925 USD
USD 0.01 Class C ordinary Purchase 36,832 36.3069 USD
USD 0.01 Class A ordinary Purchase 39,600 37.7889 USD
USD 0.01 Class C ordinary Purchase 40,540 36.6787 USD
USD 0.01 Class A ordinary Purchase 55,314 37.7537 USD
USD 0.01 Class C ordinary Purchase 230,736 36.9900 USD
USD 0.01 Class C ordinary Purchase 251,853 36.6959 USD
USD 0.01 Class A ordinary Sale 10 37.8390 USD
USD 0.01 LiLAC Class C ordinary Sale 52 35.6000 USD
USD 0.01 Class C ordinary Sale 100 36.5301 USD
USD 0.01 Class A ordinary Sale 100 37.8200 USD
USD 0.01 Class A ordinary Sale 100 37.6801 USD
USD 0.01 Class C ordinary Sale 100 36.5400 USD
USD 0.01 LiLAC Class A ordinary Sale 100 32.7300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.6001 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.5300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 35.5200 USD
USD 0.01 Class C ordinary Sale 109 36.5100 USD
USD 0.01 LiLAC Class A ordinary Sale 122 33.0500 USD
USD 0.01 Class A ordinary Sale 161 37.6400 USD
USD 0.01 Class A ordinary Sale 200 38.0100 USD
USD 0.01 Class C ordinary Sale 200 36.8950 USD
USD 0.01 Class C ordinary Sale 200 36.5750 USD
USD 0.01 LiLAC Class A ordinary Sale 200 32.9400 USD
USD 0.01 LiLAC Class C ordinary Sale 200 35.9700 USD
USD 0.01 Class A ordinary Sale 200 37.9500 USD
USD 0.01 Class A ordinary Sale 200 37.9600 USD
USD 0.01 Class A ordinary Sale 282 37.9564 USD
USD 0.01 Class C ordinary Sale 300 36.5333 USD
USD 0.01 LiLAC Class A ordinary Sale 300 32.8200 USD
USD 0.01 Class A ordinary Sale 446 37.8165 USD
USD 0.01 Class A ordinary Sale 500 37.4300 USD
USD 0.01 Class A ordinary Sale 500 37.9680 USD
USD 0.01 Class A ordinary Sale 500 37.9461 USD
USD 0.01 LiLAC Class C ordinary Sale 595 35.9236 USD
USD 0.01 Class C ordinary Sale 600 37.0000 USD
USD 0.01 Class C ordinary Sale 644 36.7032 USD
USD 0.01 Class A ordinary Sale 700 37.6871 USD
USD 0.01 Class C ordinary Sale 779 36.6026 USD
USD 0.01 LiLAC Class C ordinary Sale 800 35.9612 USD
USD 0.01 LiLAC Class C ordinary Sale 800 35.5922 USD
USD 0.01 Class C ordinary Sale 800 36.8043 USD
USD 0.01 Class A ordinary Sale 800 37.9675 USD
USD 0.01 Class A ordinary Sale 900 37.9572 USD
USD 0.01 Class A ordinary Sale 900 37.7844 USD
USD 0.01 Class A ordinary Sale 918 37.9670 USD
USD 0.01 Class C ordinary Sale 1,000 36.5745 USD
USD 0.01 LiLAC Class A ordinary Sale 1,000 33.2525 USD
USD 0.01 Class A ordinary Sale 1,000 37.8622 USD
USD 0.01 Class A ordinary Sale 1,100 37.9579 USD
USD 0.01 Class C ordinary Sale 1,100 36.8777 USD
USD 0.01 Class A ordinary Sale 1,200 37.6816 USD
USD 0.01 Class A ordinary Sale 1,400 37.9150 USD
USD 0.01 Class A ordinary Sale 1,400 37.6360 USD
USD 0.01 LiLAC Class A ordinary Sale 1,601 32.9302 USD
USD 0.01 Class C ordinary Sale 1,664 36.7551 USD
USD 0.01 Class A ordinary Sale 1,714 37.8492 USD
USD 0.01 Class C ordinary Sale 1,785 37.2400 USD
USD 0.01 Class A ordinary Sale 1,800 37.8201 USD
USD 0.01 Class C ordinary Sale 1,800 36.9044 USD
USD 0.01 Class C ordinary Sale 2,400 36.7746 USD
USD 0.01 Class C ordinary Sale 2,429 36.7677 USD
USD 0.01 Class A ordinary Sale 2,435 37.8573 USD
USD 0.01 Class A ordinary Sale 2,782 38.0305 USD
USD 0.01 Class A ordinary Sale 3,100 37.6709 USD
USD 0.01 Class C ordinary Sale 3,400 36.9397 USD
USD 0.01 Class A ordinary Sale 3,527 37.7682 USD
USD 0.01 Class C ordinary Sale 4,125 36.8729 USD
USD 0.01 Class C ordinary Sale 4,344 36.9633 USD
USD 0.01 Class C ordinary Sale 4,418 36.7110 USD
USD 0.01 Class A ordinary Sale 4,600 37.8931 USD
USD 0.01 Class A ordinary Sale 4,836 37.8702 USD
USD 0.01 Class A ordinary Sale 7,970 37.8026 USD
USD 0.01 Class A ordinary Sale 8,828 37.7213 USD
USD 0.01 Class C ordinary Sale 9,900 36.7535 USD
USD 0.01 Class A ordinary Sale 10,526 37.7254 USD
USD 0.01 Class A ordinary Sale 11,036 37.8820 USD
USD 0.01 Class C ordinary Sale 14,331 36.7080 USD
USD 0.01 Class C ordinary Sale 14,531 36.9294 USD
USD 0.01 Class C ordinary Sale 14,531 36.7712 USD
USD 0.01 Class A ordinary Sale 15,078 37.6923 USD
USD 0.01 Class C ordinary Sale 17,641 36.6429 USD
USD 0.01 Class A ordinary Sale 20,560 37.8056 USD
USD 0.01 Class C ordinary Sale 25,065 36.9025 USD
USD 0.01 Class C ordinary Sale 32,500 36.9050 USD
USD 0.01 Class C ordinary Sale 35,500 36.8945 USD
USD 0.01 Class A ordinary Sale 36,000 37.2805 USD
USD 0.01 Class C ordinary Sale 36,068 36.7719 USD
USD 0.01 Class C ordinary Sale 36,832 36.3069 USD
USD 0.01 Class A ordinary Sale 37,304 37.6962 USD
USD 0.01 Class A ordinary Sale 39,600 37.7889 USD
USD 0.01 Class C ordinary Sale 40,540 36.6787 USD
USD 0.01 Class C ordinary Sale 53,762 36.7436 USD
USD 0.01 Class C ordinary Sale 127,386 36.6764 USD
USD 0.01 Class C ordinary Sale 230,936 36.9900 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Feb 24, 2016
Contact name: Andrew Hurley
Telephone number: 020 3555 3445

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Written 600 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -13,800 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -17,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Mar 18, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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