Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 361,695 0.14% 174,651 0.07%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 20,700 0.01% 66,300 0.03%
           
(4)
TOTAL: 417,795 0.17% 240,951 0.10%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 265,996 0.05% 157,472 0.03%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 265,996 0.05% 157,472 0.03%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,828 0.09% 66 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 11,828 0.09% 66 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 622 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 622 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 1 37.3000 USD
USD 0.01 Class C ordinary Purchase 2 37.3350 USD
USD 0.01 Class A ordinary Purchase 2 38.0725 USD
USD 0.01 Class C ordinary Purchase 2 37.3400 USD
USD 0.01 Class A ordinary Purchase 2 38.0625 USD
USD 0.01 Class A ordinary Purchase 3 38.0766 USD
USD 0.01 Class A ordinary Purchase 7 38.3800 USD
USD 0.01 Class A ordinary Purchase 7 38.4300 USD
USD 0.01 LiLAC Class C ordinary Purchase 35 37.8500 USD
USD 0.01 Class C ordinary Purchase 56 37.3997 USD
USD 0.01 LiLAC Class C ordinary Purchase 71 37.7600 USD
USD 0.01 Class C ordinary Purchase 90 37.4800 USD
USD 0.01 Class C ordinary Purchase 95 37.9035 USD
USD 0.01 Class A ordinary Purchase 100 38.3400 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.9090 USD
USD 0.01 Class A ordinary Purchase 100 38.1450 USD
USD 0.01 Class C ordinary Purchase 174 37.3500 USD
USD 0.01 Class C ordinary Purchase 200 37.4000 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.0275 USD
USD 0.01 Class A ordinary Purchase 200 38.0850 USD
USD 0.01 Class A ordinary Purchase 242 38.1700 USD
USD 0.01 Class C ordinary Purchase 300 37.4016 USD
USD 0.01 LiLAC Class C ordinary Purchase 411 37.9200 USD
USD 0.01 LiLAC Class C ordinary Purchase 411 37.8300 USD
USD 0.01 Class C ordinary Purchase 444 37.3300 USD
USD 0.01 Class C ordinary Purchase 444 37.3410 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 34.6960 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 34.9950 USD
USD 0.01 LiLAC Class A ordinary Purchase 600 34.3100 USD
USD 0.01 Class A ordinary Purchase 700 38.3442 USD
USD 0.01 Class A ordinary Purchase 700 38.4471 USD
USD 0.01 Class C ordinary Purchase 751 37.6137 USD
USD 0.01 LiLAC Class C ordinary Purchase 800 37.2900 USD
USD 0.01 Class C ordinary Purchase 876 37.5507 USD
USD 0.01 Class C ordinary Purchase 985 37.5153 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,084 37.3615 USD
USD 0.01 Class A ordinary Purchase 1,200 38.2200 USD
USD 0.01 Class C ordinary Purchase 1,300 37.5646 USD
USD 0.01 Class A ordinary Purchase 1,400 38.3982 USD
USD 0.01 Class C ordinary Purchase 1,400 37.4173 USD
USD 0.01 Class C ordinary Purchase 1,468 37.3559 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,500 37.4940 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,800 38.0333 USD
USD 0.01 Class C ordinary Purchase 2,400 37.3725 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,088 34.5193 USD
USD 0.01 Class A ordinary Purchase 3,477 38.3744 USD
USD 0.01 Class A ordinary Purchase 4,433 38.3439 USD
USD 0.01 Class C ordinary Purchase 4,500 37.3852 USD
USD 0.01 Class A ordinary Purchase 4,570 38.0891 USD
USD 0.01 Class C ordinary Purchase 5,000 37.5582 USD
USD 0.01 Class A ordinary Purchase 5,916 38.1952 USD
USD 0.01 Class A ordinary Purchase 6,070 38.0908 USD
USD 0.01 Class C ordinary Purchase 7,291 37.5494 USD
USD 0.01 Class A ordinary Purchase 7,879 38.3509 USD
USD 0.01 Class A ordinary Purchase 8,700 38.1579 USD
USD 0.01 Class A ordinary Purchase 9,132 38.1343 USD
USD 0.01 Class A ordinary Purchase 9,600 38.3278 USD
USD 0.01 Class A ordinary Purchase 10,000 38.0640 USD
USD 0.01 Class C ordinary Purchase 10,290 37.3398 USD
USD 0.01 Class A ordinary Purchase 11,976 38.3208 USD
USD 0.01 Class C ordinary Purchase 12,246 37.4752 USD
USD 0.01 Class A ordinary Purchase 15,216 38.2010 USD
USD 0.01 Class A ordinary Purchase 21,474 38.3770 USD
USD 0.01 Class A ordinary Purchase 23,234 38.1032 USD
USD 0.01 Class A ordinary Purchase 24,302 38.1800 USD
USD 0.01 Class C ordinary Purchase 25,044 37.4748 USD
USD 0.01 Class A ordinary Purchase 27,724 38.1727 USD
USD 0.01 Class A ordinary Purchase 29,042 38.3419 USD
USD 0.01 Class A ordinary Purchase 30,000 38.4150 USD
USD 0.01 Class A ordinary Purchase 30,800 38.1977 USD
USD 0.01 Class A ordinary Purchase 31,000 38.1425 USD
USD 0.01 Class A ordinary Purchase 36,885 38.0922 USD
USD 0.01 Class A ordinary Purchase 42,119 38.1558 USD
USD 0.01 Class A ordinary Purchase 42,881 38.1693 USD
USD 0.01 Class A ordinary Purchase 71,161 38.2879 USD
USD 0.01 Class A ordinary Purchase 76,473 38.1140 USD
USD 0.01 Class A ordinary Purchase 100,000 38.4200 USD
USD 0.01 Class C ordinary Purchase 128,900 37.4005 USD
USD 0.01 Class A ordinary Purchase 138,066 38.1745 USD
USD 0.01 Class C ordinary Purchase 159,696 37.4100 USD
USD 0.01 Class A ordinary Sale 2 38.0600 USD
USD 0.01 Class C ordinary Sale 2 37.3425 USD
USD 0.01 Class A ordinary Sale 2 38.0725 USD
USD 0.01 Class A ordinary Sale 3 38.0633 USD
USD 0.01 Class A ordinary Sale 3 38.0550 USD
USD 0.01 Class C ordinary Sale 3 37.3400 USD
USD 0.01 Class A ordinary Sale 14 38.4300 USD
USD 0.01 Class A ordinary Sale 30 38.1700 USD
USD 0.01 Class A ordinary Sale 82 38.3601 USD
USD 0.01 Class C ordinary Sale 90 37.4800 USD
USD 0.01 Class C ordinary Sale 100 37.4300 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.0700 USD
USD 0.01 Class A ordinary Sale 100 38.4500 USD
USD 0.01 Class A ordinary Sale 100 38.3400 USD
USD 0.01 Class A ordinary Sale 100 38.1900 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.0200 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.7350 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.7200 USD
USD 0.01 Class C ordinary Sale 100 37.6200 USD
USD 0.01 Class C ordinary Sale 100 37.6000 USD
USD 0.01 Class C ordinary Sale 100 37.5800 USD
USD 0.01 Class C ordinary Sale 124 37.3803 USD
USD 0.01 Class C ordinary Sale 174 37.3500 USD
USD 0.01 Class A ordinary Sale 200 38.4050 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.4700 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.1100 USD
USD 0.01 Class A ordinary Sale 229 38.4074 USD
USD 0.01 Class A ordinary Sale 270 38.3255 USD
USD 0.01 Class C ordinary Sale 295 37.4452 USD
USD 0.01 Class A ordinary Sale 300 38.0666 USD
USD 0.01 Class A ordinary Sale 300 38.4133 USD
USD 0.01 Class A ordinary Sale 300 38.0850 USD
USD 0.01 LiLAC Class C ordinary Sale 300 37.1466 USD
USD 0.01 Class A ordinary Sale 345 38.2261 USD
USD 0.01 Class A ordinary Sale 350 38.3100 USD
USD 0.01 Class A ordinary Sale 367 38.3763 USD
USD 0.01 Class C ordinary Sale 390 37.3866 USD
USD 0.01 LiLAC Class A ordinary Sale 400 34.3925 USD
USD 0.01 LiLAC Class C ordinary Sale 411 37.8300 USD
USD 0.01 LiLAC Class C ordinary Sale 411 37.9200 USD
USD 0.01 Class C ordinary Sale 444 37.3410 USD
USD 0.01 Class C ordinary Sale 444 37.3300 USD
USD 0.01 LiLAC Class C ordinary Sale 446 37.9145 USD
USD 0.01 LiLAC Class C ordinary Sale 500 37.2860 USD
USD 0.01 Class A ordinary Sale 500 38.4041 USD
USD 0.01 LiLAC Class A ordinary Sale 600 34.1900 USD
USD 0.01 LiLAC Class C ordinary Sale 600 36.9900 USD
USD 0.01 Class C ordinary Sale 601 37.3450 USD
USD 0.01 Class A ordinary Sale 648 38.2072 USD
USD 0.01 Class A ordinary Sale 692 38.3056 USD
USD 0.01 LiLAC Class A ordinary Sale 700 35.0042 USD
USD 0.01 LiLAC Class A ordinary Sale 788 34.2801 USD
USD 0.01 Class C ordinary Sale 800 37.3512 USD
USD 0.01 Class A ordinary Sale 985 38.4089 USD
USD 0.01 Class C ordinary Sale 1,000 37.3900 USD
USD 0.01 Class A ordinary Sale 1,000 38.0862 USD
USD 0.01 LiLAC Class A ordinary Sale 1,100 34.4855 USD
USD 0.01 Class C ordinary Sale 1,100 37.4163 USD
USD 0.01 LiLAC Class A ordinary Sale 1,200 34.9208 USD
USD 0.01 LiLAC Class C ordinary Sale 1,384 37.6459 USD
USD 0.01 Class A ordinary Sale 1,400 38.3982 USD
USD 0.01 Class C ordinary Sale 1,600 37.4906 USD
USD 0.01 LiLAC Class C ordinary Sale 1,871 38.0229 USD
USD 0.01 Class C ordinary Sale 1,994 37.5157 USD
USD 0.01 Class C ordinary Sale 2,200 37.5022 USD
USD 0.01 Class A ordinary Sale 2,400 38.3243 USD
USD 0.01 Class C ordinary Sale 3,200 37.3972 USD
USD 0.01 Class A ordinary Sale 3,206 38.1384 USD
USD 0.01 Class C ordinary Sale 3,400 37.3752 USD
USD 0.01 Class C ordinary Sale 3,900 37.5379 USD
USD 0.01 Class A ordinary Sale 4,100 38.2439 USD
USD 0.01 Class A ordinary Sale 4,570 38.0891 USD
USD 0.01 Class A ordinary Sale 4,870 38.0700 USD
USD 0.01 Class C ordinary Sale 4,949 37.5591 USD
USD 0.01 Class C ordinary Sale 4,954 37.5429 USD
USD 0.01 Class A ordinary Sale 5,000 38.3386 USD
USD 0.01 Class C ordinary Sale 6,941 37.4075 USD
USD 0.01 Class A ordinary Sale 7,917 38.2797 USD
USD 0.01 Class A ordinary Sale 10,000 38.0640 USD
USD 0.01 Class C ordinary Sale 10,290 37.3398 USD
USD 0.01 Class C ordinary Sale 11,372 37.3669 USD
USD 0.01 Class A ordinary Sale 11,976 38.3208 USD
USD 0.01 Class C ordinary Sale 12,246 37.4752 USD
USD 0.01 Class A ordinary Sale 12,829 38.1869 USD
USD 0.01 Class A ordinary Sale 13,668 38.3261 USD
USD 0.01 Class C ordinary Sale 14,286 37.3758 USD
USD 0.01 Class C ordinary Sale 15,865 37.4582 USD
USD 0.01 Class C ordinary Sale 16,110 37.3765 USD
USD 0.01 Class A ordinary Sale 16,904 38.4600 USD
USD 0.01 Class C ordinary Sale 17,686 37.3547 USD
USD 0.01 Class A ordinary Sale 18,900 38.1507 USD
USD 0.01 Class A ordinary Sale 20,700 38.2236 USD
USD 0.01 Class C ordinary Sale 21,870 37.3988 USD
USD 0.01 Class A ordinary Sale 25,202 38.1800 USD
USD 0.01 Class A ordinary Sale 30,000 38.4150 USD
USD 0.01 Class A ordinary Sale 30,115 38.3468 USD
USD 0.01 Class A ordinary Sale 32,563 38.3568 USD
USD 0.01 Class A ordinary Sale 33,038 38.2687 USD
USD 0.01 Class C ordinary Sale 44,435 37.4608 USD
USD 0.01 Class A ordinary Sale 50,000 38.4200 USD
USD 0.01 Class A ordinary Sale 128,900 38.1486 USD
USD 0.01 Class C ordinary Sale 165,796 37.4100 USD
USD 0.01 Class A ordinary Sale 300,700 38.1445 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 21, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -2,500 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 300 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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