Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 533,881 0.21% 94,951 0.04%
         
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 20,700 0.01% 66,500 0.03%
         
 
TOTAL: 589,981 0.23% 161,451 0.06%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 189,068 0.03% 73,228 0.01%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 189,068 0.03% 73,228 0.01%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,828 0.09% 66 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 11,828 0.09% 66 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 935 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 0 0.00% 935 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 37.6900 USD
USD 0.01 Class C ordinary Purchase 1 36.8850 USD
USD 0.01 Class C ordinary Purchase 1 36.8800 USD
USD 0.01 Class A ordinary Purchase 2 37.6699 USD
USD 0.01 Class C ordinary Purchase 3 36.8750 USD
USD 0.01 LiLAC Class C ordinary Purchase 38 39.0500 USD
USD 0.01 Class A ordinary Purchase 84 37.7800 USD
USD 0.01 LiLAC Class C ordinary Purchase 99 39.0100 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 39.0400 USD
USD 0.01 Class C ordinary Purchase 100 36.9400 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.9000 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.9300 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.9900 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.5600 USD
USD 0.01 Class C ordinary Purchase 101 37.0205 USD
USD 0.01 Class C ordinary Purchase 113 36.9511 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.4450 USD
USD 0.01 Class A ordinary Purchase 200 37.7500 USD
USD 0.01 Class C ordinary Purchase 279 36.9510 USD
USD 0.01 Class A ordinary Purchase 300 37.6450 USD
USD 0.01 Class A ordinary Purchase 300 37.7900 USD
USD 0.01 Class A ordinary Purchase 300 37.7416 USD
USD 0.01 LiLAC Class C ordinary Purchase 311 39.0600 USD
USD 0.01 LiLAC Class C ordinary Purchase 311 39.0540 USD
USD 0.01 Class C ordinary Purchase 379 36.9500 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 38.7775 USD
USD 0.01 Class A ordinary Purchase 600 37.8208 USD
USD 0.01 Class A ordinary Purchase 600 37.6750 USD
USD 0.01 Class A ordinary Purchase 670 37.7100 USD
USD 0.01 Class A ordinary Purchase 670 37.7110 USD
USD 0.01 Class A ordinary Purchase 682 37.8293 USD
USD 0.01 LiLAC Class A ordinary Purchase 700 35.6371 USD
USD 0.01 Class C ordinary Purchase 800 36.9484 USD
USD 0.01 Class A ordinary Purchase 802 37.7398 USD
USD 0.01 Class A ordinary Purchase 850 37.7364 USD
USD 0.01 Class C ordinary Purchase 900 36.8738 USD
USD 0.01 Class C ordinary Purchase 900 36.9491 USD
USD 0.01 LiLAC Class A ordinary Purchase 936 35.0825 USD
USD 0.01 Class C ordinary Purchase 1,029 37.4100 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,050 35.7900 USD
USD 0.01 Class C ordinary Purchase 1,064 37.0375 USD
USD 0.01 Class A ordinary Purchase 1,100 37.9025 USD
USD 0.01 Class C ordinary Purchase 1,183 36.8860 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,249 38.3892 USD
USD 0.01 Class C ordinary Purchase 1,670 36.9762 USD
USD 0.01 Class C ordinary Purchase 1,762 36.9891 USD
USD 0.01 Class A ordinary Purchase 1,973 37.7890 USD
USD 0.01 Class A ordinary Purchase 2,400 37.7508 USD
USD 0.01 Class C ordinary Purchase 2,600 36.9152 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,700 38.4829 USD
USD 0.01 Class C ordinary Purchase 2,800 36.9694 USD
USD 0.01 Class A ordinary Purchase 2,877 37.6852 USD
USD 0.01 Class A ordinary Purchase 3,126 37.7506 USD
USD 0.01 LiLAC Class C ordinary Purchase 3,197 38.7460 USD
USD 0.01 LiLAC Class C ordinary Purchase 3,200 38.7034 USD
USD 0.01 Class C ordinary Purchase 4,100 36.9521 USD
USD 0.01 Class A ordinary Purchase 4,264 37.8226 USD
USD 0.01 Class A ordinary Purchase 4,500 37.7136 USD
USD 0.01 Class C ordinary Purchase 4,783 36.8758 USD
USD 0.01 Class A ordinary Purchase 6,543 37.7878 USD
USD 0.01 Class C ordinary Purchase 8,083 37.0300 USD
USD 0.01 Class C ordinary Purchase 8,188 37.0076 USD
USD 0.01 Class A ordinary Purchase 8,400 37.8375 USD
USD 0.01 Class A ordinary Purchase 9,389 37.7482 USD
USD 0.01 Class A ordinary Purchase 11,600 37.8103 USD
USD 0.01 Class A ordinary Purchase 11,751 37.7400 USD
USD 0.01 Class A ordinary Purchase 11,775 37.8288 USD
USD 0.01 Class A ordinary Purchase 13,300 37.8156 USD
USD 0.01 Class A ordinary Purchase 14,301 37.7309 USD
USD 0.01 Class A ordinary Purchase 15,422 37.7722 USD
USD 0.01 Class A ordinary Purchase 20,500 37.8105 USD
USD 0.01 Class A ordinary Purchase 22,983 37.8900 USD
USD 0.01 Class C ordinary Purchase 34,265 36.9509 USD
USD 0.01 Class A ordinary Purchase 35,550 37.6845 USD
USD 0.01 Class C ordinary Purchase 50,000 36.9923 USD
USD 0.01 Class A ordinary Purchase 50,929 37.7940 USD
USD 0.01 Class C ordinary Purchase 82,200 36.9467 USD
USD 0.01 Class A ordinary Purchase 100,000 38.0000 USD
USD 0.01 Class A ordinary Purchase 100,300 37.8000 USD
USD 0.01 Class A ordinary Purchase 149,500 37.8662 USD
USD 0.01 Class C ordinary Purchase 216,007 36.9300 USD
USD 0.01 Class A ordinary Purchase 286,500 37.8068 USD
USD 0.01 LiLAC Class C ordinary Sale 1 39.0301 USD
USD 0.01 LiLAC Class C ordinary Sale 1 39.0300 USD
USD 0.01 Class C ordinary Sale 2 36.9075 USD
USD 0.01 Class C ordinary Sale 3 36.9166 USD
USD 0.01 Class C ordinary Sale 3 36.8983 USD
USD 0.01 Class C ordinary Sale 3 36.8733 USD
USD 0.01 Class A ordinary Sale 72 37.8500 USD
USD 0.01 Class A ordinary Sale 100 37.7000 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.9700 USD
USD 0.01 Class C ordinary Sale 100 36.8600 USD
USD 0.01 Class A ordinary Sale 100 37.6700 USD
USD 0.01 Class C ordinary Sale 168 37.0800 USD
USD 0.01 Class A ordinary Sale 200 37.7750 USD
USD 0.01 Class A ordinary Sale 200 37.6850 USD
USD 0.01 Class A ordinary Sale 200 37.6400 USD
USD 0.01 Class A ordinary Sale 200 37.6300 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.4450 USD
USD 0.01 Class C ordinary Sale 200 36.9850 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.9000 USD
USD 0.01 Class C ordinary Sale 200 36.8575 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.4100 USD
USD 0.01 Class A ordinary Sale 250 37.7700 USD
USD 0.01 Class C ordinary Sale 279 36.9510 USD
USD 0.01 Class C ordinary Sale 279 36.9500 USD
USD 0.01 Class A ordinary Sale 300 37.6450 USD
USD 0.01 Class A ordinary Sale 300 37.6566 USD
USD 0.01 Class C ordinary Sale 304 36.8697 USD
USD 0.01 LiLAC Class C ordinary Sale 311 39.0600 USD
USD 0.01 LiLAC Class C ordinary Sale 311 39.0540 USD
USD 0.01 LiLAC Class C ordinary Sale 349 39.0535 USD
USD 0.01 Class A ordinary Sale 357 37.6500 USD
USD 0.01 Class A ordinary Sale 400 37.6837 USD
USD 0.01 Class A ordinary Sale 500 37.6880 USD
USD 0.01 Class C ordinary Sale 500 37.0200 USD
USD 0.01 Class A ordinary Sale 670 37.7110 USD
USD 0.01 LiLAC Class A ordinary Sale 736 34.8603 USD
USD 0.01 LiLAC Class C ordinary Sale 749 38.4261 USD
USD 0.01 Class A ordinary Sale 772 37.7344 USD
USD 0.01 Class A ordinary Sale 796 37.7063 USD
USD 0.01 LiLAC Class A ordinary Sale 800 35.7788 USD
USD 0.01 Class C ordinary Sale 800 36.8700 USD
USD 0.01 Class C ordinary Sale 900 36.9050 USD
USD 0.01 Class A ordinary Sale 900 37.6100 USD
USD 0.01 Class A ordinary Sale 1,017 37.7554 USD
USD 0.01 Class C ordinary Sale 1,029 37.4100 USD
USD 0.01 LiLAC Class A ordinary Sale 1,050 35.7071 USD
USD 0.01 Class A ordinary Sale 1,300 37.7586 USD
USD 0.01 Class C ordinary Sale 1,345 36.9827 USD
USD 0.01 Class A ordinary Sale 1,355 37.7015 USD
USD 0.01 Class C ordinary Sale 1,400 36.9592 USD
USD 0.01 Class A ordinary Sale 1,470 37.7100 USD
USD 0.01 Class C ordinary Sale 1,493 37.0095 USD
USD 0.01 Class C ordinary Sale 1,500 36.9940 USD
USD 0.01 Class C ordinary Sale 1,872 36.9515 USD
USD 0.01 Class C ordinary Sale 1,911 36.9547 USD
USD 0.01 Class C ordinary Sale 2,076 36.9325 USD
USD 0.01 Class C ordinary Sale 2,100 37.0280 USD
USD 0.01 Class C ordinary Sale 2,200 36.9322 USD
USD 0.01 Class A ordinary Sale 2,400 37.7508 USD
USD 0.01 Class C ordinary Sale 2,454 36.9221 USD
USD 0.01 Class C ordinary Sale 2,873 36.9927 USD
USD 0.01 Class C ordinary Sale 3,200 36.9792 USD
USD 0.01 Class A ordinary Sale 3,372 37.6582 USD
USD 0.01 Class A ordinary Sale 3,420 37.7311 USD
USD 0.01 LiLAC Class C ordinary Sale 3,500 38.6674 USD
USD 0.01 Class A ordinary Sale 3,803 37.6577 USD
USD 0.01 Class C ordinary Sale 3,824 37.0057 USD
USD 0.01 Class C ordinary Sale 4,017 36.9474 USD
USD 0.01 Class C ordinary Sale 4,300 37.0231 USD
USD 0.01 Class A ordinary Sale 4,527 37.8058 USD
USD 0.01 Class A ordinary Sale 4,910 37.6346 USD
USD 0.01 Class C ordinary Sale 5,783 37.0298 USD
USD 0.01 LiLAC Class C ordinary Sale 6,696 38.6344 USD
USD 0.01 Class A ordinary Sale 7,624 37.7931 USD
USD 0.01 Class C ordinary Sale 7,947 36.9238 USD
USD 0.01 Class C ordinary Sale 8,083 37.0300 USD
USD 0.01 Class C ordinary Sale 8,860 37.0024 USD
USD 0.01 Class A ordinary Sale 9,577 37.8142 USD
USD 0.01 Class A ordinary Sale 11,200 37.8131 USD
USD 0.01 Class C ordinary Sale 11,480 36.9877 USD
USD 0.01 Class A ordinary Sale 11,752 37.7400 USD
USD 0.01 Class A ordinary Sale 13,700 37.8218 USD
USD 0.01 Class C ordinary Sale 14,159 36.9571 USD
USD 0.01 Class A ordinary Sale 17,000 37.8070 USD
USD 0.01 Class A ordinary Sale 17,522 37.7010 USD
USD 0.01 Class A ordinary Sale 22,983 37.8900 USD
USD 0.01 Class A ordinary Sale 25,537 37.8138 USD
USD 0.01 Class C ordinary Sale 26,238 36.9905 USD
USD 0.01 Class A ordinary Sale 38,540 37.8062 USD
USD 0.01 Class A ordinary Sale 50,000 38.0000 USD
USD 0.01 Class A ordinary Sale 50,000 37.7341 USD
USD 0.01 Class C ordinary Sale 82,200 36.9467 USD
USD 0.01 Class A ordinary Sale 85,132 37.7937 USD
USD 0.01 Class A ordinary Sale 100,000 37.8000 USD
USD 0.01 Class A ordinary Sale 149,500 37.8662 USD
USD 0.01 Class C ordinary Sale 216,010 36.9300 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 22, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 300 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -2,500 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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