Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 25 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 205,317 0.08% 44,951 0.02%
         
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 21,400 0.01% 73,900 0.03%
         
 
TOTAL: 262,117 0.10% 118,851 0.05%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 138,371 0.02% 28,434 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 138,371 0.02% 28,434 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 11,832 0.09% 0 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 963 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 0 0.00% 963 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 37.7750 USD
USD 0.01 Class C ordinary Purchase 1 36.9899 USD
USD 0.01 Class A ordinary Purchase 2 37.7675 USD
USD 0.01 Class A ordinary Purchase 5 37.8500 USD
USD 0.01 LiLAC Class C ordinary Purchase 17 39.5000 USD
USD 0.01 Class A ordinary Purchase 40 37.7275 USD
USD 0.01 Class A ordinary Purchase 40 37.7507 USD
USD 0.01 Class A ordinary Purchase 95 37.8497 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 39.4900 USD
USD 0.01 Class A ordinary Purchase 105 37.8600 USD
USD 0.01 Class C ordinary Purchase 111 36.9810 USD
USD 0.01 Class C ordinary Purchase 112 36.9800 USD
USD 0.01 Class C ordinary Purchase 118 37.0000 USD
USD 0.01 Class A ordinary Purchase 199 37.8000 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 39.2450 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 39.5150 USD
USD 0.01 LiLAC Class C ordinary Purchase 228 39.4700 USD
USD 0.01 Class C ordinary Purchase 279 36.9900 USD
USD 0.01 Class C ordinary Purchase 295 36.9554 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 39.4766 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 39.4533 USD
USD 0.01 Class A ordinary Purchase 300 37.7700 USD
USD 0.01 Class A ordinary Purchase 303 37.7798 USD
USD 0.01 Class A ordinary Purchase 310 37.7767 USD
USD 0.01 Class A ordinary Purchase 389 37.7800 USD
USD 0.01 LiLAC Class C ordinary Purchase 399 39.4676 USD
USD 0.01 Class C ordinary Purchase 400 36.9875 USD
USD 0.01 Class A ordinary Purchase 446 37.7528 USD
USD 0.01 Class A ordinary Purchase 503 37.7839 USD
USD 0.01 Class C ordinary Purchase 600 37.0466 USD
USD 0.01 Class A ordinary Purchase 700 37.8514 USD
USD 0.01 Class C ordinary Purchase 700 36.8229 USD
USD 0.01 Class A ordinary Purchase 700 37.8400 USD
USD 0.01 Class C ordinary Purchase 786 36.9874 USD
USD 0.01 Class C ordinary Purchase 800 36.9137 USD
USD 0.01 Class A ordinary Purchase 800 37.7389 USD
USD 0.01 Class C ordinary Purchase 818 36.9912 USD
USD 0.01 Class C ordinary Purchase 955 36.9594 USD
USD 0.01 Class C ordinary Purchase 1,486 36.9479 USD
USD 0.01 Class A ordinary Purchase 1,563 37.7356 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,741 39.4083 USD
USD 0.01 Class C ordinary Purchase 2,000 36.9873 USD
USD 0.01 Class C ordinary Purchase 2,586 36.9601 USD
USD 0.01 Class C ordinary Purchase 2,900 36.9219 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,938 39.2994 USD
USD 0.01 Class C ordinary Purchase 3,200 36.9343 USD
USD 0.01 Class A ordinary Purchase 4,730 37.7969 USD
USD 0.01 Class A ordinary Purchase 5,000 37.8237 USD
USD 0.01 Class A ordinary Purchase 5,479 37.7634 USD
USD 0.01 Class C ordinary Purchase 14,768 36.9562 USD
USD 0.01 Class A ordinary Purchase 15,124 37.9000 USD
USD 0.01 Class A ordinary Purchase 15,196 37.7988 USD
USD 0.01 Class A ordinary Purchase 15,400 37.7772 USD
USD 0.01 Class A ordinary Purchase 20,800 37.7886 USD
USD 0.01 Class A ordinary Purchase 36,688 37.7618 USD
USD 0.01 Class C ordinary Purchase 44,689 36.9062 USD
USD 0.01 Class C ordinary Purchase 117,025 37.0600 USD
USD 0.01 Class C ordinary Sale 1 36.9850 USD
USD 0.01 Class C ordinary Sale 1 36.9700 USD
USD 0.01 Class C ordinary Sale 2 36.9825 USD
USD 0.01 Class C ordinary Sale 2 36.9900 USD
USD 0.01 Class A ordinary Sale 5 37.7500 USD
USD 0.01 Class C ordinary Sale 9 36.9300 USD
USD 0.01 Class A ordinary Sale 40 37.7275 USD
USD 0.01 Class A ordinary Sale 40 37.7507 USD
USD 0.01 LiLAC Class C ordinary Sale 45 39.4813 USD
USD 0.01 Class A ordinary Sale 47 37.7301 USD
USD 0.01 LiLAC Class C ordinary Sale 59 39.4100 USD
USD 0.01 Class A ordinary Sale 100 37.7400 USD
USD 0.01 Class C ordinary Sale 100 37.0300 USD
USD 0.01 Class A ordinary Sale 100 37.7225 USD
USD 0.01 Class A ordinary Sale 100 37.7900 USD
USD 0.01 Class C ordinary Sale 111 36.9800 USD
USD 0.01 Class C ordinary Sale 111 36.9810 USD
USD 0.01 Class A ordinary Sale 146 37.8800 USD
USD 0.01 Class C ordinary Sale 184 36.9400 USD
USD 0.01 Class A ordinary Sale 199 37.8000 USD
USD 0.01 Class C ordinary Sale 200 36.8800 USD
USD 0.01 Class C ordinary Sale 200 37.0275 USD
USD 0.01 Class A ordinary Sale 200 37.8812 USD
USD 0.01 LiLAC Class C ordinary Sale 200 39.5150 USD
USD 0.01 Class C ordinary Sale 265 37.0101 USD
USD 0.01 Class C ordinary Sale 300 36.9666 USD
USD 0.01 Class A ordinary Sale 300 37.7000 USD
USD 0.01 LiLAC Class C ordinary Sale 300 39.2233 USD
USD 0.01 Class A ordinary Sale 446 37.8889 USD
USD 0.01 Class A ordinary Sale 491 37.7800 USD
USD 0.01 LiLAC Class C ordinary Sale 500 39.4040 USD
USD 0.01 Class A ordinary Sale 513 37.7975 USD
USD 0.01 Class A ordinary Sale 586 37.7289 USD
USD 0.01 Class A ordinary Sale 600 37.7666 USD
USD 0.01 Class C ordinary Sale 600 37.0466 USD
USD 0.01 LiLAC Class C ordinary Sale 900 39.2740 USD
USD 0.01 Class A ordinary Sale 916 37.7600 USD
USD 0.01 Class A ordinary Sale 945 37.8479 USD
USD 0.01 Class A ordinary Sale 949 37.8363 USD
USD 0.01 Class A ordinary Sale 1,300 37.7292 USD
USD 0.01 LiLAC Class C ordinary Sale 1,578 39.3336 USD
USD 0.01 Class A ordinary Sale 1,700 37.7547 USD
USD 0.01 Class C ordinary Sale 1,976 36.8929 USD
USD 0.01 Class A ordinary Sale 2,090 37.8374 USD
USD 0.01 Class C ordinary Sale 2,100 36.9661 USD
USD 0.01 Class C ordinary Sale 2,230 36.8969 USD
USD 0.01 Class A ordinary Sale 2,384 37.7639 USD
USD 0.01 Class C ordinary Sale 2,600 36.9168 USD
USD 0.01 LiLAC Class C ordinary Sale 2,741 39.4133 USD
USD 0.01 Class C ordinary Sale 2,900 36.8827 USD
USD 0.01 Class C ordinary Sale 3,522 36.8828 USD
USD 0.01 Class C ordinary Sale 3,700 36.8964 USD
USD 0.01 Class C ordinary Sale 3,799 36.9026 USD
USD 0.01 Class C ordinary Sale 3,900 36.9884 USD
USD 0.01 Class C ordinary Sale 4,000 36.9302 USD
USD 0.01 Class A ordinary Sale 4,900 37.8256 USD
USD 0.01 Class A ordinary Sale 5,000 37.8281 USD
USD 0.01 Class A ordinary Sale 6,920 37.8114 USD
USD 0.01 Class A ordinary Sale 14,897 37.7598 USD
USD 0.01 Class A ordinary Sale 14,906 37.9000 USD
USD 0.01 Class A ordinary Sale 15,800 37.7766 USD
USD 0.01 Class A ordinary Sale 16,100 37.7785 USD
USD 0.01 Class C ordinary Sale 16,496 36.9696 USD
USD 0.01 Class C ordinary Sale 28,761 36.9081 USD
USD 0.01 Class A ordinary Sale 30,100 37.7623 USD
USD 0.01 Class A ordinary Sale 30,463 37.7673 USD
USD 0.01 Class C ordinary Sale 123,336 37.0600 USD

(b) Cash-settled derivative transactions

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 400 40 USD American Jul 15, 2016 1.3000 USD
  Call Options Selling 6,300 45 USD American Jul 15, 2016 0.3500 USD
  Put Options Selling 200 32.5000 USD American Jul 15, 2016 0.5500 USD
  Put Options Selling 800 35 USD American Jul 15, 2016 1.1000 USD
  Put Options Selling 300 37.5000 USD American Jul 15, 2016 2.0166 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 26, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 800 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -10,200 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,500 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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