Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 23 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 210,121 0.08% 108,764 0.04%
           
(2) Cash-settled derivatives:
88,000 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 133,800 0.05% 326,800 0.13%
           
 
TOTAL: 431,921 0.17% 435,564 0.17%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 181,919 0.03% 50,438 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 181,919 0.03% 50,438 0.01%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,886 0.09% 6,400 0.05%
           
(2) Cash-settled derivatives:
6,400 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 18,286 0.14% 6,400 0.05%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 462 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 462 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 1 36.0600 USD
USD 0.01 Class C ordinary Purchase 2 36.0500 USD
USD 0.01 Class C ordinary Purchase 2 36.0449 USD
USD 0.01 Class C ordinary Purchase 3 36.0166 USD
USD 0.01 Class A ordinary Purchase 14 37.9200 USD
USD 0.01 Class A ordinary Purchase 50 36.8800 USD
USD 0.01 Class C ordinary Purchase 53 36.0900 USD
USD 0.01 LiLAC Class C ordinary Purchase 83 37.9900 USD
USD 0.01 Class A ordinary Purchase 100 37.4700 USD
USD 0.01 Class A ordinary Purchase 100 36.8600 USD
USD 0.01 Class C ordinary Purchase 114 36.1100 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.3000 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.2800 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.1700 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.6700 USD
USD 0.01 Class A ordinary Purchase 200 36.8775 USD
USD 0.01 LiLAC Class A ordinary Purchase 216 35.2807 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.2266 USD
USD 0.01 LiLAC Class C ordinary Purchase 367 38.0891 USD
USD 0.01 Class A ordinary Purchase 400 36.8225 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 35.2475 USD
USD 0.01 Class A ordinary Purchase 400 36.8700 USD
USD 0.01 Class C ordinary Purchase 448 36.1299 USD
USD 0.01 Class A ordinary Purchase 473 37.0692 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 38.0680 USD
USD 0.01 Class C ordinary Purchase 631 36.1758 USD
USD 0.01 Class A ordinary Purchase 764 36.8500 USD
USD 0.01 LiLAC Class C ordinary Purchase 814 37.9714 USD
USD 0.01 Class A ordinary Purchase 900 36.8308 USD
USD 0.01 Class A ordinary Purchase 1,197 37.2511 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,200 35.2516 USD
USD 0.01 Class C ordinary Purchase 1,200 36.1289 USD
USD 0.01 Class A ordinary Purchase 1,300 37.2619 USD
USD 0.01 Class C ordinary Purchase 1,305 36.4089 USD
USD 0.01 Class A ordinary Purchase 1,390 36.8251 USD
USD 0.01 Class C ordinary Purchase 1,500 36.3335 USD
USD 0.01 Class A ordinary Purchase 1,671 37.2008 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,700 35.2500 USD
USD 0.01 Class A ordinary Purchase 1,727 36.8112 USD
USD 0.01 Class A ordinary Purchase 2,100 36.8335 USD
USD 0.01 Class A ordinary Purchase 2,300 36.8150 USD
USD 0.01 Class A ordinary Purchase 2,461 36.8536 USD
USD 0.01 Class A ordinary Purchase 2,861 37.0286 USD
USD 0.01 Class A ordinary Purchase 3,000 36.9012 USD
USD 0.01 Class C ordinary Purchase 3,300 36.4003 USD
USD 0.01 Class A ordinary Purchase 3,391 37.0987 USD
USD 0.01 Class A ordinary Purchase 3,540 37.2290 USD
USD 0.01 Class A ordinary Purchase 3,622 37.1469 USD
USD 0.01 Class A ordinary Purchase 4,100 37.0465 USD
USD 0.01 Class C ordinary Purchase 4,350 36.3362 USD
USD 0.01 Class C ordinary Purchase 4,800 36.2725 USD
USD 0.01 Class A ordinary Purchase 5,188 37.1843 USD
USD 0.01 Class C ordinary Purchase 6,172 36.0311 USD
USD 0.01 Class C ordinary Purchase 6,172 36.0411 USD
USD 0.01 Class C ordinary Purchase 7,272 36.0399 USD
USD 0.01 Class C ordinary Purchase 7,925 36.2530 USD
USD 0.01 Class C ordinary Purchase 10,600 36.1166 USD
USD 0.01 Class C ordinary Purchase 11,600 36.4275 USD
USD 0.01 Class A ordinary Purchase 12,723 37.2605 USD
USD 0.01 Class A ordinary Purchase 15,302 36.7866 USD
USD 0.01 Class A ordinary Purchase 15,302 36.7936 USD
USD 0.01 Class A ordinary Purchase 16,440 37.5030 USD
USD 0.01 Class C ordinary Purchase 16,800 36.7373 USD
USD 0.01 Class A ordinary Purchase 17,102 36.7985 USD
USD 0.01 Class C ordinary Purchase 38,970 37.1100 USD
USD 0.01 Class C ordinary Purchase 102,012 36.4408 USD
USD 0.01 Class C ordinary Purchase 282,660 36.1300 USD
USD 0.01 Class C ordinary Sale 1 36.0500 USD
USD 0.01 Class C ordinary Sale 3 35.9967 USD
USD 0.01 Class C ordinary Sale 5 36.0000 USD
USD 0.01 Class C ordinary Sale 6 35.9834 USD
USD 0.01 Class A ordinary Sale 14 37.9200 USD
USD 0.01 LiLAC Class A ordinary Sale 23 35.2430 USD
USD 0.01 Class C ordinary Sale 53 36.0900 USD
USD 0.01 Class A ordinary Sale 100 36.8100 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.3000 USD
USD 0.01 Class A ordinary Sale 100 36.9000 USD
USD 0.01 Class A ordinary Sale 100 36.7800 USD
USD 0.01 Class C ordinary Sale 100 36.1400 USD
USD 0.01 Class C ordinary Sale 100 36.0601 USD
USD 0.01 Class A ordinary Sale 190 37.1294 USD
USD 0.01 LiLAC Class C ordinary Sale 190 37.9900 USD
USD 0.01 LiLAC Class C ordinary Sale 198 38.0400 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.6700 USD
USD 0.01 Class A ordinary Sale 200 37.3950 USD
USD 0.01 Class A ordinary Sale 200 37.3725 USD
USD 0.01 Class A ordinary Sale 200 37.2550 USD
USD 0.01 Class A ordinary Sale 200 37.0400 USD
USD 0.01 Class A ordinary Sale 200 36.9200 USD
USD 0.01 Class C ordinary Sale 200 36.3125 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.1700 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.2000 USD
USD 0.01 LiLAC Class C ordinary Sale 207 37.8589 USD
USD 0.01 LiLAC Class A ordinary Sale 216 35.2807 USD
USD 0.01 Class C ordinary Sale 275 36.0400 USD
USD 0.01 LiLAC Class A ordinary Sale 300 35.2866 USD
USD 0.01 Class A ordinary Sale 300 36.8433 USD
USD 0.01 Class A ordinary Sale 300 36.8500 USD
USD 0.01 Class A ordinary Sale 320 37.3806 USD
USD 0.01 Class A ordinary Sale 361 37.0213 USD
USD 0.01 LiLAC Class C ordinary Sale 367 38.0891 USD
USD 0.01 Class A ordinary Sale 400 36.8550 USD
USD 0.01 Class A ordinary Sale 400 36.8693 USD
USD 0.01 Class C ordinary Sale 400 36.1900 USD
USD 0.01 LiLAC Class A ordinary Sale 400 35.1425 USD
USD 0.01 Class C ordinary Sale 400 36.0831 USD
USD 0.01 Class C ordinary Sale 500 36.3520 USD
USD 0.01 LiLAC Class C ordinary Sale 500 38.0680 USD
USD 0.01 Class A ordinary Sale 500 37.1000 USD
USD 0.01 Class C ordinary Sale 500 36.3240 USD
USD 0.01 Class C ordinary Sale 500 36.0460 USD
USD 0.01 LiLAC Class C ordinary Sale 500 38.0140 USD
USD 0.01 Class A ordinary Sale 588 37.0404 USD
USD 0.01 Class C ordinary Sale 598 36.4312 USD
USD 0.01 Class C ordinary Sale 600 36.0983 USD
USD 0.01 Class A ordinary Sale 600 36.8700 USD
USD 0.01 Class A ordinary Sale 700 36.8214 USD
USD 0.01 Class A ordinary Sale 700 36.9121 USD
USD 0.01 Class A ordinary Sale 700 37.8085 USD
USD 0.01 Class C ordinary Sale 800 36.4456 USD
USD 0.01 Class A ordinary Sale 900 37.0388 USD
USD 0.01 Class A ordinary Sale 900 36.9477 USD
USD 0.01 Class A ordinary Sale 1,000 36.9354 USD
USD 0.01 Class A ordinary Sale 1,001 36.8310 USD
USD 0.01 LiLAC Class A ordinary Sale 1,100 35.2981 USD
USD 0.01 Class C ordinary Sale 1,100 36.5345 USD
USD 0.01 Class A ordinary Sale 1,300 36.9117 USD
USD 0.01 Class A ordinary Sale 1,500 37.0233 USD
USD 0.01 Class A ordinary Sale 1,501 37.3156 USD
USD 0.01 Class C ordinary Sale 1,686 36.1788 USD
USD 0.01 Class C ordinary Sale 1,695 36.1441 USD
USD 0.01 Class A ordinary Sale 1,702 36.8180 USD
USD 0.01 Class C ordinary Sale 1,900 36.4347 USD
USD 0.01 LiLAC Class A ordinary Sale 1,900 35.2468 USD
USD 0.01 Class C ordinary Sale 1,902 36.4012 USD
USD 0.01 Class A ordinary Sale 1,980 37.3613 USD
USD 0.01 Class C ordinary Sale 2,300 36.2722 USD
USD 0.01 Class A ordinary Sale 2,302 36.8390 USD
USD 0.01 Class C ordinary Sale 2,425 36.1315 USD
USD 0.01 Class A ordinary Sale 2,500 36.8150 USD
USD 0.01 Class C ordinary Sale 2,637 36.2282 USD
USD 0.01 Class A ordinary Sale 2,713 36.8800 USD
USD 0.01 Class A ordinary Sale 2,800 37.1080 USD
USD 0.01 Class C ordinary Sale 3,412 36.3670 USD
USD 0.01 Class C ordinary Sale 3,701 36.4948 USD
USD 0.01 Class A ordinary Sale 3,900 37.0017 USD
USD 0.01 Class C ordinary Sale 5,625 36.2452 USD
USD 0.01 Class C ordinary Sale 5,742 36.2021 USD
USD 0.01 Class C ordinary Sale 6,172 36.0311 USD
USD 0.01 Class C ordinary Sale 6,172 36.0411 USD
USD 0.01 Class C ordinary Sale 6,300 36.2870 USD
USD 0.01 Class C ordinary Sale 6,386 36.3334 USD
USD 0.01 Class A ordinary Sale 6,851 37.2046 USD
USD 0.01 Class A ordinary Sale 7,202 36.8961 USD
USD 0.01 Class C ordinary Sale 8,139 36.3997 USD
USD 0.01 Class A ordinary Sale 10,600 36.8744 USD
USD 0.01 Class C ordinary Sale 11,818 36.2883 USD
USD 0.01 Class A ordinary Sale 12,280 37.2736 USD
USD 0.01 Class A ordinary Sale 12,989 36.7700 USD
USD 0.01 Class A ordinary Sale 15,302 36.7936 USD
USD 0.01 Class A ordinary Sale 16,440 37.5030 USD
USD 0.01 Class C ordinary Sale 16,800 36.7373 USD
USD 0.01 Class C ordinary Sale 38,970 37.1100 USD
USD 0.01 Class C ordinary Sale 83,324 36.4556 USD
USD 0.01 Class C ordinary Sale 280,694 36.1300 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Purchasing 2,400 35 USD American Jan 20, 2017 5.6000 USD
  Call Options Purchasing 1,600 37.5000 USD American Jan 20, 2017 4.2000 USD
  Call Options Purchasing 8,500 47.5000 USD American Jan 20, 2017 1.2647 USD
  Put Options Purchasing 4,200 35 USD American Jan 20, 2017 3.2000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 24, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 500 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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