Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 28 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary        
Interests Short Positions
  Number (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 223,682 0.09% 93,494 0.04%
         
(2) Cash-settled derivatives:
69,900 0.03% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 134,600 0.05% 326,900 0.13%
         
(4)
TOTAL: 428,182 0.17% 420,394 0.17%
 
Class of relevant security: USD 0.01 Class C ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 138,588 0.02% 6,223 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 138,588 0.02% 6,223 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 12,786 0.10% 6,400 0.05%
         
(2) Cash-settled derivatives:
5,500 0.04% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 18,286 0.14% 6,400 0.05%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary    
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 462 0.00% 12 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
(4)
TOTAL: 462 0.00% 12 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 36.9650 USD
USD 0.01 Class C ordinary Purchase 1 36.1199 USD
USD 0.01 Class C ordinary Purchase 1 36.0999 USD
USD 0.01 Class C ordinary Purchase 2 36.1025 USD
USD 0.01 LiLAC Class C ordinary Purchase 2 37.9700 USD
USD 0.01 Class A ordinary Purchase 2 36.8700 USD
USD 0.01 Class C ordinary Purchase 2 36.1075 USD
USD 0.01 Class A ordinary Purchase 3 36.9700 USD
USD 0.01 Class C ordinary Purchase 19 36.0600 USD
USD 0.01 Class A ordinary Purchase 22 36.2999 USD
USD 0.01 LiLAC Class A ordinary Purchase 25 34.9900 USD
USD 0.01 Class C ordinary Purchase 40 35.5297 USD
USD 0.01 Class C ordinary Purchase 44 35.8100 USD
USD 0.01 LiLAC Class C ordinary Purchase 50 37.5100 USD
USD 0.01 Class C ordinary Purchase 64 36.1300 USD
USD 0.01 Class C ordinary Purchase 100 35.7999 USD
USD 0.01 Class C ordinary Purchase 100 35.7800 USD
USD 0.01 Class C ordinary Purchase 100 35.7700 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.4499 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.3500 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.9800 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.1200 USD
USD 0.01 Class A ordinary Purchase 100 37.0400 USD
USD 0.01 Class A ordinary Purchase 100 36.9750 USD
USD 0.01 Class A ordinary Purchase 100 36.9100 USD
USD 0.01 Class A ordinary Purchase 100 36.6200 USD
USD 0.01 Class A ordinary Purchase 100 36.5900 USD
USD 0.01 Class A ordinary Purchase 100 36.5800 USD
USD 0.01 LiLAC Class A ordinary Purchase 109 35.3100 USD
USD 0.01 LiLAC Class A ordinary Purchase 135 35.2859 USD
USD 0.01 Class A ordinary Purchase 149 36.6300 USD
USD 0.01 Class C ordinary Purchase 200 36.1250 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.3450 USD
USD 0.01 Class C ordinary Purchase 200 36.0400 USD
USD 0.01 Class C ordinary Purchase 200 35.5250 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.1100 USD
USD 0.01 Class A ordinary Purchase 200 37.0275 USD
USD 0.01 Class A ordinary Purchase 200 36.8575 USD
USD 0.01 Class A ordinary Purchase 200 36.6400 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.7200 USD
USD 0.01 Class A ordinary Purchase 200 37.1250 USD
USD 0.01 Class C ordinary Purchase 253 35.5542 USD
USD 0.01 Class A ordinary Purchase 300 36.4066 USD
USD 0.01 Class A ordinary Purchase 300 36.7200 USD
USD 0.01 Class A ordinary Purchase 300 36.8491 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 37.8717 USD
USD 0.01 Class C ordinary Purchase 300 36.0200 USD
USD 0.01 Class A ordinary Purchase 301 36.7861 USD
USD 0.01 LiLAC Class A ordinary Purchase 394 35.2592 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 37.9575 USD
USD 0.01 Class A ordinary Purchase 473 36.3464 USD
USD 0.01 Class C ordinary Purchase 479 35.8913 USD
USD 0.01 Class A ordinary Purchase 487 36.9354 USD
USD 0.01 Class C ordinary Purchase 489 36.0154 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 35.3340 USD
USD 0.01 Class C ordinary Purchase 500 35.8080 USD
USD 0.01 LiLAC Class A ordinary Purchase 556 35.2392 USD
USD 0.01 Class A ordinary Purchase 583 36.9428 USD
USD 0.01 Class C ordinary Purchase 626 35.8604 USD
USD 0.01 Class A ordinary Purchase 700 36.7657 USD
USD 0.01 Class A ordinary Purchase 700 36.8571 USD
USD 0.01 Class A ordinary Purchase 800 37.0000 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 37.6840 USD
USD 0.01 Class C ordinary Purchase 1,247 36.0007 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,300 37.8400 USD
USD 0.01 Class C ordinary Purchase 1,300 36.0100 USD
USD 0.01 Class A ordinary Purchase 1,526 36.9654 USD
USD 0.01 Class C ordinary Purchase 1,600 35.9053 USD
USD 0.01 Class C ordinary Purchase 1,900 35.8186 USD
USD 0.01 Class A ordinary Purchase 1,900 36.9339 USD
USD 0.01 Class C ordinary Purchase 2,650 35.8900 USD
USD 0.01 Class C ordinary Purchase 2,850 35.9005 USD
USD 0.01 Class A ordinary Purchase 2,898 36.8161 USD
USD 0.01 Class A ordinary Purchase 3,430 36.8697 USD
USD 0.01 Class C ordinary Purchase 3,800 35.9682 USD
USD 0.01 Class C ordinary Purchase 4,300 35.9329 USD
USD 0.01 Class A ordinary Purchase 5,300 36.8914 USD
USD 0.01 Class A ordinary Purchase 6,471 36.7475 USD
USD 0.01 Class A ordinary Purchase 6,602 36.8047 USD
USD 0.01 Class A ordinary Purchase 7,700 36.8332 USD
USD 0.01 Class A ordinary Purchase 8,985 36.7476 USD
USD 0.01 Class C ordinary Purchase 9,993 35.9210 USD
USD 0.01 Class A ordinary Purchase 12,800 36.8549 USD
USD 0.01 Class C ordinary Purchase 16,005 35.9349 USD
USD 0.01 Class A ordinary Purchase 16,357 36.7274 USD
USD 0.01 Class A ordinary Purchase 20,653 36.7569 USD
USD 0.01 Class A ordinary Purchase 29,072 36.7312 USD
USD 0.01 Class C ordinary Purchase 181,104 36.0500 USD
USD 0.01 Class C ordinary Sale 1 36.0450 USD
USD 0.01 Class A ordinary Sale 2 36.9650 USD
USD 0.01 Class C ordinary Sale 2 36.1000 USD
USD 0.01 Class C ordinary Sale 2 36.0800 USD
USD 0.01 Class A ordinary Sale 4 36.9500 USD
USD 0.01 Class A ordinary Sale 4 36.9350 USD
USD 0.01 Class C ordinary Sale 19 36.0600 USD
USD 0.01 LiLAC Class C ordinary Sale 25 37.4700 USD
USD 0.01 LiLAC Class C ordinary Sale 25 37.5500 USD
USD 0.01 Class C ordinary Sale 25 36.0400 USD
USD 0.01 LiLAC Class A ordinary Sale 25 34.9900 USD
USD 0.01 Class C ordinary Sale 53 35.5701 USD
USD 0.01 Class A ordinary Sale 73 36.3403 USD
USD 0.01 LiLAC Class A ordinary Sale 94 35.3100 USD
USD 0.01 Class C ordinary Sale 100 36.1300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.8850 USD
USD 0.01 Class A ordinary Sale 100 36.6200 USD
USD 0.01 Class A ordinary Sale 100 36.8550 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.1100 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.3200 USD
USD 0.01 Class C ordinary Sale 100 36.0000 USD
USD 0.01 Class A ordinary Sale 100 36.9750 USD
USD 0.01 Class C ordinary Sale 140 35.9371 USD
USD 0.01 Class A ordinary Sale 190 36.8600 USD
USD 0.01 Class A ordinary Sale 196 36.6000 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.3550 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.3201 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.7200 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.6900 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.8650 USD
USD 0.01 Class C ordinary Sale 240 35.5258 USD
USD 0.01 Class C ordinary Sale 264 36.1262 USD
USD 0.01 Class C ordinary Sale 292 35.8890 USD
USD 0.01 LiLAC Class A ordinary Sale 300 35.2433 USD
USD 0.01 LiLAC Class C ordinary Sale 300 37.6800 USD
USD 0.01 LiLAC Class A ordinary Sale 400 35.3375 USD
USD 0.01 Class C ordinary Sale 484 36.0078 USD
USD 0.01 LiLAC Class C ordinary Sale 500 37.7900 USD
USD 0.01 Class C ordinary Sale 500 35.6980 USD
USD 0.01 Class A ordinary Sale 500 36.8470 USD
USD 0.01 Class C ordinary Sale 500 36.0720 USD
USD 0.01 LiLAC Class C ordinary Sale 500 37.6840 USD
USD 0.01 Class A ordinary Sale 544 36.8059 USD
USD 0.01 Class C ordinary Sale 600 35.9966 USD
USD 0.01 Class A ordinary Sale 683 36.7232 USD
USD 0.01 Class C ordinary Sale 816 35.9598 USD
USD 0.01 Class A ordinary Sale 904 36.6873 USD
USD 0.01 Class A ordinary Sale 922 36.6817 USD
USD 0.01 Class C ordinary Sale 958 35.8704 USD
USD 0.01 Class A ordinary Sale 1,000 36.8892 USD
USD 0.01 Class A ordinary Sale 1,063 36.9841 USD
USD 0.01 Class C ordinary Sale 1,325 35.7973 USD
USD 0.01 LiLAC Class C ordinary Sale 1,400 37.9214 USD
USD 0.01 Class A ordinary Sale 1,526 36.9654 USD
USD 0.01 Class A ordinary Sale 1,700 36.8723 USD
USD 0.01 Class C ordinary Sale 1,900 35.8186 USD
USD 0.01 Class C ordinary Sale 2,000 35.9997 USD
USD 0.01 Class A ordinary Sale 2,000 36.8700 USD
USD 0.01 Class C ordinary Sale 2,000 35.9525 USD
USD 0.01 Class C ordinary Sale 2,177 35.9112 USD
USD 0.01 Class C ordinary Sale 2,200 35.8804 USD
USD 0.01 Class A ordinary Sale 2,400 36.7354 USD
USD 0.01 Class A ordinary Sale 2,500 36.7432 USD
USD 0.01 Class C ordinary Sale 2,850 35.9005 USD
USD 0.01 Class A ordinary Sale 3,100 36.7269 USD
USD 0.01 Class C ordinary Sale 3,200 35.9629 USD
USD 0.01 Class C ordinary Sale 3,726 35.9455 USD
USD 0.01 Class A ordinary Sale 4,300 36.8919 USD
USD 0.01 Class C ordinary Sale 6,300 35.8835 USD
USD 0.01 Class A ordinary Sale 6,600 36.8386 USD
USD 0.01 Class A ordinary Sale 7,500 36.6889 USD
USD 0.01 Class A ordinary Sale 11,336 36.7715 USD
USD 0.01 Class C ordinary Sale 13,667 35.9731 USD
USD 0.01 Class A ordinary Sale 53,986 36.7416 USD
USD 0.01 Class C ordinary Sale 185,874 36.0500 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 29, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,300 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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