FORM 8.3 - Liberty Global Plc
FORM 8.3 - Liberty Global Plc
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | Liberty Global Plc | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 24 Feb 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | Yes | |||
| Â | disclosures in respect of any other party to the offer? | Cable & Wireless Communications Plc | |||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 261,106 | 0.10% | 130,007 | 0.05% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 124,700 | 0.05% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 151,900 | 0.06% | 312,600 | 0.12% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 537,706 | 0.21% | 442,607 | 0.18% | |||||||
| Class of relevant security: | Â | Â | Â | USD 0.01 Class C ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 159,537 | 0.03% | 15,441 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 159,537 | 0.03% | 15,441 | 0.00% | |||||||
| Class of relevant security: | Â | Â | Â | USD 0.01 LiLAC Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,875 | 0.09% | 8,235 | 0.07% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,235 | 0.07% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 20,110 | 0.16% | 8,235 | 0.07% | |||||||
| Class of relevant security: | Â | Â | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 34 | 0.00% | 2 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 34 | 0.00% | 2 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.01 Class A ordinary | Purchase | 5 | 36.4299 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 8 | 37.2000 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 82 | 36.5000 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 37.0500 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.0900 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.9900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 34.0700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.2800 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.1550 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 35.4700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 35.3600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.0700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 37.1900 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.5400 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.3800 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.1200 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 150 | 35.6933 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 150 | 35.8210 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 162 | 36.6866 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 36.2700 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 34.2900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 31.9250 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 31.8650 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 31.8500 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 31.8050 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 37.1799 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 36.7850 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 34.4350 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 36.1400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 232 | 35.4813 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 37.0200 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 36.1350 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 300 | 36.0700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 36.1133 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 300 | 34.4000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 300 | 36.1000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 300 | 35.9049 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 400 | 36.0400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 400 | 35.9500 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 36.9800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 405 | 36.0717 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 500 | 36.7420 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 35.9790 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 600 | 32.1753 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 600 | 31.9016 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 600 | 31.8083 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 600 | 36.6350 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 689 | 36.1172 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 697 | 35.9072 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 700 | 36.3857 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 779 | 31.9135 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 800 | 37.1687 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 857 | 36.9900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 996 | 31.8810 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,000 | 36.1090 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,000 | 35.7840 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,066 | 34.4600 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,200 | 35.6654 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,300 | 37.0594 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,300 | 36.6353 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,363 | 34.8285 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,400 | 36.4650 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,490 | 35.9593 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,700 | 36.4899 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,700 | 36.1441 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,800 | 35.9315 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,100 | 35.9907 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 2,199 | 31.7676 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,700 | 35.8618 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,900 | 36.5887 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,000 | 36.9913 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,027 | 36.8365 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,400 | 36.5847 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,564 | 35.7324 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,600 | 37.0750 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4,116 | 35.9440 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 5,142 | 31.7632 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 6,519 | 36.7634 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 6,579 | 36.6446 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 7,361 | 36.3886 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7,400 | 35.7559 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 8,000 | 35.7960 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 8,300 | 36.7295 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 8,387 | 36.7198 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 9,261 | 36.1752 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 9,700 | 35.8446 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 10,350 | 35.8631 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 13,987 | 35.8021 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 14,100 | 35.8502 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 16,100 | 35.8585 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 17,502 | 35.6810 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 22,559 | 35.8717 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 25,100 | 36.2731 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 35,999 | 36.7572 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 39,910 | 36.9799 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 40,000 | 35.4262 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 40,918 | 35.9317 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 52,028 | 35.8080 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 58,020 | 36.5279 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 122,552 | 35.7648 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 270,863 | 36.1100 USD | ||||
| USD 0.01 Class A ordinary | Sale | 27 | 36.3600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 36.3200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 36.2500 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 37.0000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 36.4000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 36.1300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 34.7000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 32.1500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 150 | 35.8210 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 35.4700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 36.2125 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 36.2075 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 36.2000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 34.8000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 34.2900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 32.2125 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 263 | 34.8200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 36.2400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 36.1833 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 36.7200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 36.9900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 36.3866 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 36.9800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 36.0700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 36.0400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 35.4050 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 37.1330 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 36.1733 USD | ||||
| USD 0.01 Class C ordinary | Sale | 600 | 35.8616 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 600 | 34.3567 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 700 | 31.9695 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 36.9871 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 37.0800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 800 | 36.9937 USD | ||||
| USD 0.01 Class C ordinary | Sale | 857 | 36.9900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,000 | 36.2250 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,000 | 35.8600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,026 | 35.7998 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,100 | 36.9918 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,200 | 37.0420 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,319 | 35.5557 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,474 | 35.8601 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,600 | 35.3612 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,600 | 35.5998 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,692 | 35.4777 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,786 | 35.8251 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,866 | 34.6291 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,050 | 35.9236 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,135 | 36.8133 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,400 | 36.4754 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,600 | 37.0652 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,000 | 36.6190 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,100 | 36.5418 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,500 | 35.7071 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,600 | 37.0750 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 3,616 | 31.7414 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,900 | 35.8187 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,055 | 36.3153 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,116 | 36.3913 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,196 | 36.3608 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,537 | 36.4201 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,116 | 35.4270 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,800 | 35.7989 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,400 | 37.0361 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,412 | 35.5531 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 7,100 | 31.8317 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8,000 | 35.9099 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,387 | 36.7198 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,387 | 36.7199 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,174 | 36.3975 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,261 | 36.1752 USD | ||||
| USD 0.01 Class C ordinary | Sale | 9,345 | 35.4006 USD | ||||
| USD 0.01 Class A ordinary | Sale | 15,516 | 36.3351 USD | ||||
| USD 0.01 Class C ordinary | Sale | 21,100 | 35.8429 USD | ||||
| USD 0.01 Class C ordinary | Sale | 32,400 | 35.8392 USD | ||||
| USD 0.01 Class C ordinary | Sale | 32,873 | 35.7682 USD | ||||
| USD 0.01 Class A ordinary | Sale | 38,291 | 36.5304 USD | ||||
| USD 0.01 Class A ordinary | Sale | 39,910 | 36.9799 USD | ||||
| USD 0.01 Class C ordinary | Sale | 40,918 | 35.9317 USD | ||||
| USD 0.01 Class C ordinary | Sale | 47,907 | 35.5953 USD | ||||
| USD 0.01 Class A ordinary | Sale | 52,124 | 36.7501 USD | ||||
| USD 0.01 Class C ordinary | Sale | 57,823 | 35.8677 USD | ||||
| USD 0.01 Class C ordinary | Sale | 103,227 | 35.7725 USD | ||||
| USD 0.01 Class C ordinary | Sale | 270,443 | 36.1100 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Put Options | Selling | 1,100 | 32.5000 USD | American | Apr 15, 2016 | 0.8500 USD | ||||||||
| Â | Put Options | Selling | 1,500 | 35 USD | American | Apr 15, 2016 | 1.7000 USD |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | Feb 25, 2016 | ||
| Contact name: | Andrew Hurley | ||
| Telephone number: | 020 3555 3445 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -22,500 | 42.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 30.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Mar 18, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,000 | 42.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -13,800 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -17,700 | 45.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -43,700 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -21,000 | 27.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,400 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -21,000 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,700 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,500 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | Jul 15, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160225005953/en/
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