Form 8.3 - LIBERTY GLOBAL PLC
Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose |
LIBERTY GLOBAL PLC |
|||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 04 January 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES | |||
| Â | disclosures in respect of any other party to the offer? | Cable & Wireless Communications Plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | USD 0.01 Class A ordinary | |||||||||
| Â | Interests | Â | Short Positions | ||||||||
| Â | Â | Number | Â | (%) | Number | Â | (%) | ||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 465,679 | 0.18% | 151,582 | 0.06% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 124,700 | 0.05% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 28,100 | 0.01% | 632,000 | 0.25% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 618,479 | 0.24% | 783,582 | 0.31% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | USD 0.01 Class C ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 161,780 | 0.03% | 6,254 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 800 | 0.00% | 1,600 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 162,580 | 0.03% | 7,854 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | USD 0.01 LiLAC Class A ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,805 | 0.11% | 8,235 | 0.06% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,235 | 0.06% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 515 | 0.00% | 24,760 | 0.19% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 23,555 | 0.18% | 32,995 | 0.25% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | USD 0.01 LiLAC Class C ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4 | 0.00% | 2 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 40 | 0.00% | 80 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 44 | 0.00% | 82 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.01 Class A ordinary | Purchase | 2 | 41.7650 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5 | 41.6400 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 7 | 41.6900 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 57 | 41.6100 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 94 | 41.5200 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 41.5500 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 236 | 41.4952 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 41.3183 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 41.5600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 500 | 41.5464 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 700 | 41.7214 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 700 | 41.7129 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,276 | 41.5504 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,500 | 41.5491 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,628 | 41.4727 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,582 | 41.5415 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,677 | 41.6701 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,008 | 41.5601 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,080 | 41.6312 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,000 | 41.5400 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 6,000 | 41.6644 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 6,600 | 41.5880 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 7,394 | 41.6368 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 7,434 | 41.7167 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 12,898 | 41.4913 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 14,000 | 41.6688 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 15,300 | 41.5959 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 15,500 | 41.6573 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 18,562 | 41.6134 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 19,600 | 41.5846 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 24,734 | 41.7500 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 31,406 | 41.6037 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 33,000 | 41.5150 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 55,498 | 41.4818 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 81,109 | 41.6080 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 121,331 | 41.4982 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1 | 41.5800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2 | 41.5950 USD | ||||
| USD 0.01 Class A ordinary | Sale | 24 | 41.8000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 65 | 41.5500 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 41.6200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 41.4700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 41.3400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 41.5300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 41.4900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 41.6001 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 41.7401 USD | ||||
| USD 0.01 Class A ordinary | Sale | 101 | 41.5700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 157 | 41.6100 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 41.7450 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 41.3900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 41.5900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 270 | 41.7374 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 41.7433 USD | ||||
| USD 0.01 Class A ordinary | Sale | 586 | 41.5400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 41.7341 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 41.6971 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,000 | 41.5347 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,216 | 41.6488 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,357 | 41.6387 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,402 | 41.5794 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,570 | 41.5303 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,600 | 41.5596 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,181 | 41.5415 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,514 | 41.5401 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,819 | 41.5332 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,546 | 41.6513 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,400 | 41.6203 USD | ||||
| USD 0.01 Class A ordinary | Sale | 12,301 | 41.5933 USD | ||||
| USD 0.01 Class A ordinary | Sale | 12,656 | 41.7736 USD | ||||
| USD 0.01 Class A ordinary | Sale | 14,000 | 41.6688 USD | ||||
| USD 0.01 Class A ordinary | Sale | 14,700 | 41.6002 USD | ||||
| USD 0.01 Class A ordinary | Sale | 15,500 | 41.6573 USD | ||||
| USD 0.01 Class A ordinary | Sale | 15,960 | 41.5204 USD | ||||
| USD 0.01 Class A ordinary | Sale | 18,800 | 41.5817 USD | ||||
| USD 0.01 Class A ordinary | Sale | 19,448 | 41.4992 USD | ||||
| USD 0.01 Class A ordinary | Sale | 24,734 | 41.7500 USD | ||||
| USD 0.01 Class A ordinary | Sale | 26,125 | 41.4991 USD | ||||
| USD 0.01 Class A ordinary | Sale | 33,000 | 41.5150 USD | ||||
| USD 0.01 Class A ordinary | Sale | 55,498 | 41.4818 USD | ||||
| USD 0.01 Class A ordinary | Sale | 71,426 | 41.4930 USD | ||||
| USD 0.01 Class A ordinary | Sale | 127,332 | 41.5996 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2 | 40.2925 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3 | 40.2033 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3 | 40.2266 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 39.9500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 40.2050 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 700 | 40.0528 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 800 | 40.0009 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,100 | 39.9027 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,895 | 39.9744 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,502 | 40.2299 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,774 | 39.9901 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,500 | 39.8855 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,663 | 40.0856 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,900 | 39.9592 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 5,000 | 39.8834 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 9,062 | 40.1203 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 10,000 | 40.2366 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 11,706 | 40.0266 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 15,206 | 39.9941 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 17,900 | 40.0382 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 24,400 | 39.9253 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 28,666 | 39.9129 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 33,770 | 39.8854 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 45,914 | 39.9375 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 146,009 | 39.9519 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 192,891 | 40.2300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2 | 40.2075 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2 | 40.2900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4 | 40.2062 USD | ||||
| USD 0.01 Class C ordinary | Sale | 69 | 39.9200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 39.9201 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 40.1400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 39.8200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 39.9250 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 40.2050 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 39.8750 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 39.9950 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 40.2550 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 40.2800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 39.9100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 39.8900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 40.2700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 40.1766 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 40.0900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 318 | 39.9342 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 39.9000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 418 | 39.9504 USD | ||||
| USD 0.01 Class C ordinary | Sale | 596 | 39.9332 USD | ||||
| USD 0.01 Class C ordinary | Sale | 700 | 40.2414 USD | ||||
| USD 0.01 Class C ordinary | Sale | 700 | 40.2501 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,015 | 40.2500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,219 | 40.2600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,300 | 39.8951 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,700 | 40.2502 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,794 | 39.9401 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,875 | 39.9234 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,200 | 39.8773 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,300 | 40.2650 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,905 | 39.9890 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,200 | 40.2321 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,399 | 39.9805 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,400 | 39.9936 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,446 | 39.9241 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,536 | 39.9685 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,706 | 39.9355 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,000 | 40.2334 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,300 | 39.9535 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,200 | 40.0653 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7,425 | 39.9408 USD | ||||
| USD 0.01 Class C ordinary | Sale | 9,287 | 39.9510 USD | ||||
| USD 0.01 Class C ordinary | Sale | 11,900 | 40.0269 USD | ||||
| USD 0.01 Class C ordinary | Sale | 11,906 | 40.0235 USD | ||||
| USD 0.01 Class C ordinary | Sale | 13,117 | 40.0197 USD | ||||
| USD 0.01 Class C ordinary | Sale | 14,920 | 40.0898 USD | ||||
| USD 0.01 Class C ordinary | Sale | 15,206 | 39.9941 USD | ||||
| USD 0.01 Class C ordinary | Sale | 16,289 | 39.9466 USD | ||||
| USD 0.01 Class C ordinary | Sale | 19,897 | 39.9348 USD | ||||
| USD 0.01 Class C ordinary | Sale | 26,057 | 39.9337 USD | ||||
| USD 0.01 Class C ordinary | Sale | 28,666 | 39.9129 USD | ||||
| USD 0.01 Class C ordinary | Sale | 33,770 | 39.8854 USD | ||||
| USD 0.01 Class C ordinary | Sale | 105,163 | 39.9375 USD | ||||
| USD 0.01 Class C ordinary | Sale | 192,891 | 40.2300 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 39.0500 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 39.1000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 40.0250 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 346 | 39.2498 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 577 | 39.2296 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 600 | 39.3383 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 700 | 39.2585 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,000 | 39.2860 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,300 | 39.2122 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,500 | 39.2100 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 39.0200 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 39.6100 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 39.3800 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 39.2900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 40.0250 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 500 | 39.0880 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 600 | 39.3383 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 2,200 | 39.2100 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 2,623 | 39.2614 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 62 | 41.0106 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 41.0400 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 124 | 41.1193 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 41.8200 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 41.1425 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 400 | 41.4812 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 500 | 41.1420 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 669 | 41.1354 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 5,201 | 41.5301 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 66 | 41.2400 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 69 | 40.9800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 41.2100 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 41.9600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 41.1425 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 41.8200 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 300 | 41.1500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 300 | 41.2633 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 300 | 41.3766 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 400 | 41.4812 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 400 | 41.6100 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 530 | 41.7260 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,024 | 41.2307 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,262 | 41.1328 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2,205 | 41.6971 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | 5 Jan 2016 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 500 | 37.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 800 | 45.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 7,000 | 42.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -20,200 | 57.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -7,400 | 45.0000 | American | 15 Apr 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -5,800 | 40.0000 | American | 15 Jul 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -2,200 | 62.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -1,000 | 45.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 2,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -335,300 | 42.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 5,000 | 47.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -10,600 | 55.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -8,900 | 45.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,400 | 45.0000 | American | 19 Feb 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -3,300 | 47.5000 | American | 15 Apr 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 67.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 200 | 40.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,000 | 42.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 10,200 | 50.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -55,000 | 50.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -1,000 | 52.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -800 | 60.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 35.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -57,900 | 60.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -7,500 | 22.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -4,600 | 35.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 40.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 75.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -25,500 | 50.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -7,200 | 25.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -3,400 | 47.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -2,200 | 30.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 80.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | 15 Apr 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,000 | 52.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -52,300 | 52.5000 | American | 15 Apr 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -7,700 | 35.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -5,000 | 37.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 65.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 35.0000 | American | 15 Apr 2016 | |||||||
| USD 0.01 Class C ordinary | Put Options | Written | 800 | 45.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class C ordinary | Put Options | Purchased | -1,000 | 80.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class C ordinary | Put Options | Purchased | -200 | 75.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class C ordinary | Put Options | Purchased | -200 | 60.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 Class C ordinary | Put Options | Purchased | -200 | 67.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Written | 50 | 42.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -50 | 45.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -50 | 80.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -2,895 | 60.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -500 | 50.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -385 | 35.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -110 | 62.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -10 | 67.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Purchased | 25 | 37.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Purchased | 350 | 42.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -16,625 | 42.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -110 | 30.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -40 | 60.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -10 | 75.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Written | 40 | 45.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -2,750 | 50.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -160 | 47.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Call Options | Written | -50 | 52.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Written | 50 | 52.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -360 | 25.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -375 | 22.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -230 | 35.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class A ordinary | Put Options | Purchased | -50 | 65.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class C ordinary | Put Options | Purchased | -10 | 67.5000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class C ordinary | Put Options | Purchased | -10 | 75.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class C ordinary | Put Options | Written | 40 | 45.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class C ordinary | Put Options | Purchased | -10 | 60.0000 | American | 15 Jan 2016 | |||||||
| USD 0.01 LiLAC Class C ordinary | Put Options | Purchased | -50 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160105006289/en/
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