Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

LIBERTY GLOBAL PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 3 Feb 2016
(f) In addition to the company in 1(c) above, is the discloser making YES CABLE & WIRELESS COMMUNICATIONS PLC
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 211,498 0.08% 127,372 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 83,600 0.03% 293,800 0.12%
           
(4)
TOTAL: 419,798 0.17% 421,172 0.17%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 108,802 0.02% 21,719 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 108,802 0.02% 21,719 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,875 0.09% 8,235 0.06%
           
(2) Cash-settled derivatives:
8,235 0.06% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 20,110 0.15% 8,235 0.06%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 882 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 882 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 1 32.9300 USD
USD 0.01 Class C ordinary Purchase 1 33.2700 USD
USD 0.01 Class A ordinary Purchase 4 34.1499 USD
USD 0.01 Class C ordinary Purchase 9 32.9100 USD
USD 0.01 Class A ordinary Purchase 17 34.8500 USD
USD 0.01 Class A ordinary Purchase 26 33.7746 USD
USD 0.01 Class C ordinary Purchase 33 33.5700 USD
USD 0.01 Class C ordinary Purchase 41 33.8100 USD
USD 0.01 Class C ordinary Purchase 42 33.8300 USD
USD 0.01 Class C ordinary Purchase 44 33.6442 USD
USD 0.01 Class A ordinary Purchase 87 34.5300 USD
USD 0.01 LiLAC Class A ordinary Purchase 92 35.2600 USD
USD 0.01 Class C ordinary Purchase 98 33.5600 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.4000 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 36.4900 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 36.8500 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 36.7199 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 36.6500 USD
USD 0.01 Class A ordinary Purchase 100 34.4400 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.8700 USD
USD 0.01 LiLAC Class C ordinary Purchase 120 36.5750 USD
USD 0.01 Class C ordinary Purchase 200 33.5550 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.0300 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 36.8600 USD
USD 0.01 Class A ordinary Purchase 200 34.5200 USD
USD 0.01 Class A ordinary Purchase 200 34.5600 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 36.5000 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.0933 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 36.4800 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.4500 USD
USD 0.01 Class C ordinary Purchase 400 33.4200 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 35.3625 USD
USD 0.01 Class A ordinary Purchase 400 34.3500 USD
USD 0.01 Class A ordinary Purchase 406 34.0301 USD
USD 0.01 Class A ordinary Purchase 500 34.2680 USD
USD 0.01 Class A ordinary Purchase 500 33.9740 USD
USD 0.01 LiLAC Class C ordinary Purchase 512 36.5147 USD
USD 0.01 Class A ordinary Purchase 638 34.3690 USD
USD 0.01 LiLAC Class A ordinary Purchase 701 35.2403 USD
USD 0.01 LiLAC Class C ordinary Purchase 752 36.4972 USD
USD 0.01 LiLAC Class C ordinary Purchase 800 36.9400 USD
USD 0.01 Class C ordinary Purchase 800 33.5350 USD
USD 0.01 Class C ordinary Purchase 1,000 33.5134 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,000 35.2880 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,044 35.5800 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,290 36.5449 USD
USD 0.01 Class A ordinary Purchase 1,294 34.7692 USD
USD 0.01 Class C ordinary Purchase 1,400 33.7800 USD
USD 0.01 Class A ordinary Purchase 1,500 34.6218 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,836 36.5038 USD
USD 0.01 Class C ordinary Purchase 1,960 33.3200 USD
USD 0.01 Class C ordinary Purchase 2,208 33.7709 USD
USD 0.01 Class C ordinary Purchase 2,300 33.6931 USD
USD 0.01 Class A ordinary Purchase 2,500 34.4576 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,577 37.2000 USD
USD 0.01 Class A ordinary Purchase 2,600 35.1380 USD
USD 0.01 Class C ordinary Purchase 2,700 33.6049 USD
USD 0.01 Class A ordinary Purchase 2,700 34.5950 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,866 36.9551 USD
USD 0.01 Class A ordinary Purchase 3,300 34.3825 USD
USD 0.01 Class C ordinary Purchase 3,900 33.4300 USD
USD 0.01 Class A ordinary Purchase 4,500 34.2837 USD
USD 0.01 Class A ordinary Purchase 4,872 34.4574 USD
USD 0.01 Class C ordinary Purchase 5,293 33.6220 USD
USD 0.01 Class C ordinary Purchase 5,800 33.6335 USD
USD 0.01 Class A ordinary Purchase 6,107 34.4938 USD
USD 0.01 Class A ordinary Purchase 7,989 34.1206 USD
USD 0.01 Class C ordinary Purchase 8,000 33.6516 USD
USD 0.01 Class A ordinary Purchase 9,411 34.5569 USD
USD 0.01 Class A ordinary Purchase 9,700 34.7066 USD
USD 0.01 Class A ordinary Purchase 9,817 34.5880 USD
USD 0.01 Class A ordinary Purchase 10,501 34.6244 USD
USD 0.01 Class C ordinary Purchase 16,282 33.5408 USD
USD 0.01 Class A ordinary Purchase 20,931 35.1800 USD
USD 0.01 Class C ordinary Purchase 27,400 33.6850 USD
USD 0.01 Class A ordinary Purchase 39,218 34.6762 USD
USD 0.01 Class C ordinary Purchase 45,453 34.1600 USD
USD 0.01 Class A ordinary Purchase 53,865 34.4605 USD
USD 0.01 Class C ordinary Purchase 54,323 33.7858 USD
USD 0.01 Class C ordinary Purchase 132,102 33.4553 USD
USD 0.01 Class C ordinary Sale 3 33.2900 USD
USD 0.01 Class C ordinary Sale 6 33.1900 USD
USD 0.01 Class C ordinary Sale 88 33.6442 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.5100 USD
USD 0.01 Class A ordinary Sale 100 35.1200 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.0200 USD
USD 0.01 Class A ordinary Sale 100 34.0300 USD
USD 0.01 Class C ordinary Sale 100 33.2400 USD
USD 0.01 LiLAC Class C ordinary Sale 100 36.4800 USD
USD 0.01 Class C ordinary Sale 103 33.2500 USD
USD 0.01 LiLAC Class C ordinary Sale 104 37.2750 USD
USD 0.01 Class A ordinary Sale 200 34.6050 USD
USD 0.01 Class A ordinary Sale 200 34.9650 USD
USD 0.01 Class C ordinary Sale 200 33.3300 USD
USD 0.01 Class C ordinary Sale 200 33.4900 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.0300 USD
USD 0.01 LiLAC Class A ordinary Sale 201 35.5199 USD
USD 0.01 Class C ordinary Sale 298 33.5566 USD
USD 0.01 LiLAC Class C ordinary Sale 300 36.4833 USD
USD 0.01 Class C ordinary Sale 300 33.2066 USD
USD 0.01 Class A ordinary Sale 300 34.2700 USD
USD 0.01 LiLAC Class A ordinary Sale 300 35.0933 USD
USD 0.01 Class A ordinary Sale 300 34.4033 USD
USD 0.01 Class C ordinary Sale 305 33.2265 USD
USD 0.01 Class A ordinary Sale 306 34.0301 USD
USD 0.01 Class C ordinary Sale 400 33.4650 USD
USD 0.01 Class A ordinary Sale 400 34.7975 USD
USD 0.01 Class A ordinary Sale 500 34.4000 USD
USD 0.01 Class A ordinary Sale 506 34.3604 USD
USD 0.01 Class C ordinary Sale 600 33.2766 USD
USD 0.01 LiLAC Class A ordinary Sale 600 35.1466 USD
USD 0.01 Class C ordinary Sale 715 33.3866 USD
USD 0.01 Class A ordinary Sale 720 34.3977 USD
USD 0.01 Class C ordinary Sale 728 33.3159 USD
USD 0.01 Class A ordinary Sale 900 34.9589 USD
USD 0.01 Class C ordinary Sale 917 33.4608 USD
USD 0.01 LiLAC Class A ordinary Sale 1,044 35.5800 USD
USD 0.01 Class A ordinary Sale 1,080 34.3718 USD
USD 0.01 Class A ordinary Sale 1,100 34.4045 USD
USD 0.01 LiLAC Class C ordinary Sale 1,186 36.4809 USD
USD 0.01 Class A ordinary Sale 1,294 34.7692 USD
USD 0.01 Class C ordinary Sale 1,400 33.7800 USD
USD 0.01 Class A ordinary Sale 1,600 34.7260 USD
USD 0.01 LiLAC Class A ordinary Sale 1,692 35.3202 USD
USD 0.01 Class C ordinary Sale 2,000 33.4595 USD
USD 0.01 Class C ordinary Sale 2,000 33.5235 USD
USD 0.01 Class C ordinary Sale 2,041 33.3773 USD
USD 0.01 Class C ordinary Sale 2,200 33.6679 USD
USD 0.01 Class A ordinary Sale 2,200 34.4097 USD
USD 0.01 Class C ordinary Sale 2,300 33.6096 USD
USD 0.01 LiLAC Class C ordinary Sale 2,577 37.2000 USD
USD 0.01 Class A ordinary Sale 2,872 34.5001 USD
USD 0.01 Class A ordinary Sale 3,646 34.3275 USD
USD 0.01 LiLAC Class C ordinary Sale 3,700 36.5130 USD
USD 0.01 Class A ordinary Sale 3,800 34.5177 USD
USD 0.01 LiLAC Class C ordinary Sale 3,966 36.9446 USD
USD 0.01 Class A ordinary Sale 4,814 34.5519 USD
USD 0.01 Class A ordinary Sale 5,289 34.4868 USD
USD 0.01 Class C ordinary Sale 5,800 33.6454 USD
USD 0.01 Class C ordinary Sale 5,800 33.6666 USD
USD 0.01 Class C ordinary Sale 5,851 33.4794 USD
USD 0.01 Class C ordinary Sale 6,092 33.6375 USD
USD 0.01 Class A ordinary Sale 8,500 34.3104 USD
USD 0.01 Class A ordinary Sale 9,030 34.5610 USD
USD 0.01 Class A ordinary Sale 12,898 34.2719 USD
USD 0.01 Class A ordinary Sale 13,816 34.9591 USD
USD 0.01 Class A ordinary Sale 19,634 34.5880 USD
USD 0.01 Class A ordinary Sale 20,931 35.1800 USD
USD 0.01 Class A ordinary Sale 22,709 34.4011 USD
USD 0.01 Class C ordinary Sale 27,400 33.6850 USD
USD 0.01 Class C ordinary Sale 28,334 33.4948 USD
USD 0.01 Class C ordinary Sale 30,740 33.3746 USD
USD 0.01 Class C ordinary Sale 45,453 34.1600 USD
USD 0.01 Class A ordinary Sale 51,521 34.5341 USD
USD 0.01 Class C ordinary Sale 60,827 33.4675 USD
USD 0.01 Class C ordinary Sale 78,506 33.7216 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Feb 4, 2016
Contact name: Andrew Hurley
Telephone number: 020 3555 3445

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -26,100 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 600 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -2,300 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -17,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -20,300 32.5000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -10,700 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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