Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

LIBERTY GLOBAL PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

4 FEB 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 213,135 0.08% 127,372 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 83,600 0.03% 293,800 0.12%
           
(4)
TOTAL: 421,435 0.17% 421,172 0.17%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 105,187 0.02% 18,785 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 105,187 0.02% 18,785 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,876 0.09% 8,235 0.06%
           
(2) Cash-settled derivatives:
8,235 0.06% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 20,111 0.15% 8,235 0.06%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 870 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 870 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(a)   Purchases and sales        
Class of relevant Purchase/sale Number of Price per unit
security   securities  
USD 0.01 LiLAC Class A ordinary Purchase 1 37.0000 USD
USD 0.01 Class C ordinary Purchase 3 34.5433 USD
USD 0.01 Class C ordinary Purchase 5 34.5959 USD
USD 0.01 Class C ordinary Purchase 9 34.5911 USD
USD 0.01 LiLAC Class C ordinary Purchase 14 37.7600 USD
USD 0.01 Class C ordinary Purchase 42 34.2350 USD
USD 0.01 Class A ordinary Purchase 43 35.4800 USD
USD 0.01 Class A ordinary Purchase 100 35.5600 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.6000 USD
USD 0.01 Class A ordinary Purchase 100 35.4600 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.6800 USD
USD 0.01 Class C ordinary Purchase 128 34.6075 USD
USD 0.01 LiLAC Class C ordinary Purchase 179 37.6112 USD
USD 0.01 Class C ordinary Purchase 200 34.3350 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 38.5150 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 37.8550 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 36.2200 USD
USD 0.01 Class C ordinary Purchase 285 34.5800 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.9366 USD
USD 0.01 Class C ordinary Purchase 300 34.5833 USD
USD 0.01 Class C ordinary Purchase 384 34.3900 USD
USD 0.01 Class C ordinary Purchase 400 34.4737 USD
USD 0.01 Class C ordinary Purchase 401 34.5065 USD
USD 0.01 LiLAC Class A ordinary Purchase 486 36.6676 USD
USD 0.01 Class C ordinary Purchase 500 34.4364 USD
USD 0.01 Class C ordinary Purchase 500 34.4060 USD
USD 0.01 LiLAC Class A ordinary Purchase 514 36.6439 USD
USD 0.01 Class C ordinary Purchase 542 34.4338 USD
USD 0.01 LiLAC Class A ordinary Purchase 600 36.1133 USD
USD 0.01 Class A ordinary Purchase 600 35.6416 USD
USD 0.01 LiLAC Class A ordinary Purchase 600 36.0016 USD
USD 0.01 Class C ordinary Purchase 604 34.5798 USD
USD 0.01 LiLAC Class A ordinary Purchase 700 35.9257 USD
USD 0.01 LiLAC Class C ordinary Purchase 800 37.5475 USD
USD 0.01 Class C ordinary Purchase 812 34.4247 USD
USD 0.01 Class C ordinary Purchase 867 34.4842 USD
USD 0.01 Class C ordinary Purchase 988 34.6159 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,000 35.8760 USD
USD 0.01 Class C ordinary Purchase 1,000 34.5600 USD
USD 0.01 Class C ordinary Purchase 1,000 34.4607 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,024 36.3379 USD
USD 0.01 Class C ordinary Purchase 1,100 34.4072 USD
USD 0.01 Class C ordinary Purchase 1,100 34.5052 USD
USD 0.01 Class C ordinary Purchase 1,100 34.5836 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,245 37.3582 USD
USD 0.01 Class C ordinary Purchase 1,371 34.4126 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,453 38.5406 USD
USD 0.01 Class C ordinary Purchase 1,700 34.3881 USD
USD 0.01 Class C ordinary Purchase 1,900 34.5098 USD
USD 0.01 Class A ordinary Purchase 1,900 36.0109 USD
USD 0.01 Class A ordinary Purchase 2,000 35.5927 USD
USD 0.01 Class C ordinary Purchase 2,471 34.5431 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,500 38.1705 USD
USD 0.01 Class A ordinary Purchase 2,700 35.6902 USD
USD 0.01 Class C ordinary Purchase 3,000 34.1600 USD
USD 0.01 Class A ordinary Purchase 3,000 35.5475 USD
USD 0.01 Class A ordinary Purchase 3,307 35.7477 USD
USD 0.01 Class C ordinary Purchase 3,937 34.4082 USD
USD 0.01 Class C ordinary Purchase 4,162 34.5323 USD
USD 0.01 Class C ordinary Purchase 4,300 34.3905 USD
USD 0.01 Class A ordinary Purchase 4,331 35.5764 USD
USD 0.01 Class C ordinary Purchase 4,634 34.4137 USD
USD 0.01 Class A ordinary Purchase 6,200 35.6405 USD
USD 0.01 Class C ordinary Purchase 7,245 34.4914 USD
USD 0.01 Class A ordinary Purchase 7,453 35.5182 USD
USD 0.01 Class C ordinary Purchase 7,600 34.3764 USD
USD 0.01 Class A ordinary Purchase 8,400 35.7212 USD
USD 0.01 Class C ordinary Purchase 9,000 34.4019 USD
USD 0.01 Class A ordinary Purchase 9,900 35.7253 USD
USD 0.01 Class A ordinary Purchase 15,500 36.0745 USD
USD 0.01 Class A ordinary Purchase 22,000 35.7122 USD
USD 0.01 Class A ordinary Purchase 22,043 35.6957 USD
USD 0.01 Class A ordinary Purchase 35,769 35.5846 USD
USD 0.01 Class C ordinary Purchase 37,215 34.5210 USD
USD 0.01 Class A ordinary Purchase 54,732 35.5726 USD
USD 0.01 Class A ordinary Purchase 92,800 35.7429 USD
USD 0.01 Class A ordinary Purchase 94,578 35.5348 USD
USD 0.01 Class C ordinary Purchase 130,718 34.3882 USD
USD 0.01 Class C ordinary Purchase 194,902 34.4256 USD
USD 0.01 Class A ordinary Sale 1 36.0800 USD
USD 0.01 LiLAC Class C ordinary Sale 1 38.5300 USD
USD 0.01 LiLAC Class C ordinary Sale 1 38.5301 USD
USD 0.01 Class C ordinary Sale 1 34.6200 USD
USD 0.01 Class C ordinary Sale 1 34.5700 USD
USD 0.01 Class A ordinary Sale 100 36.0100 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.5400 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.6000 USD
USD 0.01 Class C ordinary Sale 100 34.6201 USD
USD 0.01 Class C ordinary Sale 100 34.5900 USD
USD 0.01 Class A ordinary Sale 100 35.7000 USD
USD 0.01 Class C ordinary Sale 105 34.5785 USD
USD 0.01 Class A ordinary Sale 131 36.0600 USD
USD 0.01 Class A ordinary Sale 200 35.4100 USD
USD 0.01 Class A ordinary Sale 200 35.7250 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.5008 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.5150 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.7150 USD
USD 0.01 LiLAC Class A ordinary Sale 300 36.1400 USD
USD 0.01 LiLAC Class A ordinary Sale 300 36.1133 USD
USD 0.01 Class A ordinary Sale 300 35.9000 USD
USD 0.01 Class C ordinary Sale 303 34.5731 USD
USD 0.01 Class C ordinary Sale 310 34.5760 USD
USD 0.01 Class A ordinary Sale 331 36.0400 USD
USD 0.01 LiLAC Class C ordinary Sale 353 38.6520 USD
USD 0.01 Class C ordinary Sale 384 34.3900 USD
USD 0.01 Class A ordinary Sale 400 35.8925 USD
USD 0.01 Class A ordinary Sale 429 35.9420 USD
USD 0.01 LiLAC Class C ordinary Sale 500 37.5400 USD
USD 0.01 Class A ordinary Sale 500 35.7320 USD
USD 0.01 LiLAC Class C ordinary Sale 600 38.4303 USD
USD 0.01 Class A ordinary Sale 657 35.7646 USD
USD 0.01 Class A ordinary Sale 690 35.5452 USD
USD 0.01 Class C ordinary Sale 699 34.5800 USD
USD 0.01 Class A ordinary Sale 700 35.7242 USD
USD 0.01 Class A ordinary Sale 900 35.5969 USD
USD 0.01 LiLAC Class A ordinary Sale 1,024 36.3378 USD
USD 0.01 Class C ordinary Sale 1,084 34.4338 USD
USD 0.01 Class A ordinary Sale 1,100 35.7166 USD
USD 0.01 Class C ordinary Sale 1,200 34.4429 USD
USD 0.01 Class A ordinary Sale 1,352 35.9045 USD
USD 0.01 Class A ordinary Sale 1,500 35.7293 USD
USD 0.01 LiLAC Class A ordinary Sale 1,600 35.8850 USD
USD 0.01 Class C ordinary Sale 2,000 34.4911 USD
USD 0.01 LiLAC Class C ordinary Sale 2,000 38.3282 USD
USD 0.01 Class A ordinary Sale 2,200 35.7630 USD
USD 0.01 LiLAC Class A ordinary Sale 2,300 36.2823 USD
USD 0.01 LiLAC Class C ordinary Sale 2,424 37.4803 USD
USD 0.01 Class C ordinary Sale 2,431 34.3486 USD
USD 0.01 Class A ordinary Sale 2,600 35.7227 USD
USD 0.01 Class A ordinary Sale 2,700 35.5759 USD
USD 0.01 Class C ordinary Sale 2,820 34.4199 USD
USD 0.01 Class C ordinary Sale 3,000 34.1600 USD
USD 0.01 Class C ordinary Sale 3,400 34.3844 USD
USD 0.01 Class A ordinary Sale 4,000 35.5731 USD
USD 0.01 Class C ordinary Sale 4,200 34.4139 USD
USD 0.01 Class A ordinary Sale 4,655 35.6064 USD
USD 0.01 Class C ordinary Sale 4,711 34.3910 USD
USD 0.01 Class A ordinary Sale 4,762 35.6538 USD
USD 0.01 Class A ordinary Sale 4,901 35.6256 USD
USD 0.01 Class C ordinary Sale 5,100 34.3253 USD
USD 0.01 Class C ordinary Sale 5,700 34.4001 USD
USD 0.01 Class A ordinary Sale 6,100 35.7254 USD
USD 0.01 Class A ordinary Sale 6,250 35.6152 USD
USD 0.01 Class A ordinary Sale 6,880 35.5714 USD
USD 0.01 Class C ordinary Sale 7,000 34.3765 USD
USD 0.01 Class C ordinary Sale 8,401 34.4598 USD
USD 0.01 Class C ordinary Sale 10,117 34.4090 USD
USD 0.01 Class A ordinary Sale 14,301 35.5065 USD
USD 0.01 Class A ordinary Sale 15,100 36.0760 USD
USD 0.01 Class C ordinary Sale 16,072 34.3755 USD
USD 0.01 Class C ordinary Sale 19,722 34.4392 USD
USD 0.01 Class A ordinary Sale 20,843 35.5665 USD
USD 0.01 Class C ordinary Sale 23,185 34.3807 USD
USD 0.01 Class A ordinary Sale 44,086 35.6957 USD
USD 0.01 Class A ordinary Sale 49,472 35.5899 USD
USD 0.01 Class C ordinary Sale 53,181 34.5219 USD
USD 0.01 Class C ordinary Sale 56,877 34.3827 USD
USD 0.01 Class A ordinary Sale 92,800 35.7429 USD
USD 0.01 Class A ordinary Sale 94,578 35.5348 USD
USD 0.01 Class C ordinary Sale 194,902 34.4256 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

5 FEB 2016

Contact name:

Andrew Hurley

Telephone number:

020 3555 3445

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

LIBERTY GLOBAL PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -20,300 32.5000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -4,400 45.0000 American Feb 19, 2016
USD 0.01 Class A ordinary Call Options Written -26,100 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -10,700 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -17,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -200 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 600 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -2,300 35.0000 American Apr 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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