Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 30 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 226,690 0.09% 111,178 0.04%
           
(2) Cash-settled derivatives:
69,900 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 134,600 0.05% 327,100 0.13%
           
 
TOTAL: 431,190 0.17% 438,278 0.17%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 141,071 0.02% 23,508 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 141,071 0.02% 23,508 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 14,443 0.11% 6,400 0.05%
           
(2) Cash-settled derivatives:
3,835 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 18,278 0.14% 6,400 0.05%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 396 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 396 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 7 37.4571 USD
USD 0.01 LiLAC Class A ordinary Purchase 65 35.7099 USD
USD 0.01 LiLAC Class A ordinary Purchase 73 35.7150 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.6300 USD
USD 0.01 Class A ordinary Purchase 100 38.7600 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.6400 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 38.4100 USD
USD 0.01 Class C ordinary Purchase 100 37.8000 USD
USD 0.01 Class C ordinary Purchase 100 37.7450 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.7700 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.7000 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.6600 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.6400 USD
USD 0.01 Class A ordinary Purchase 101 38.7096 USD
USD 0.01 LiLAC Class C ordinary Purchase 115 38.0609 USD
USD 0.01 Class C ordinary Purchase 173 37.5500 USD
USD 0.01 Class A ordinary Purchase 179 38.5400 USD
USD 0.01 LiLAC Class C ordinary Purchase 199 38.4799 USD
USD 0.01 Class C ordinary Purchase 200 37.8350 USD
USD 0.01 Class A ordinary Purchase 200 38.6950 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 38.5525 USD
USD 0.01 Class A ordinary Purchase 300 38.7433 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.6326 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.6983 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.6766 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.7100 USD
USD 0.01 Class C ordinary Purchase 300 37.7400 USD
USD 0.01 Class A ordinary Purchase 301 38.7020 USD
USD 0.01 Class A ordinary Purchase 316 38.6989 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 35.6000 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 38.6700 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 35.5500 USD
USD 0.01 Class A ordinary Purchase 400 38.6800 USD
USD 0.01 Class A ordinary Purchase 500 38.5920 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 38.8070 USD
USD 0.01 Class A ordinary Purchase 511 38.6900 USD
USD 0.01 Class A ordinary Purchase 522 38.7050 USD
USD 0.01 Class A ordinary Purchase 600 38.7100 USD
USD 0.01 Class C ordinary Purchase 600 37.7241 USD
USD 0.01 Class A ordinary Purchase 600 38.7075 USD
USD 0.01 LiLAC Class A ordinary Purchase 664 35.6428 USD
USD 0.01 Class C ordinary Purchase 698 37.7146 USD
USD 0.01 LiLAC Class C ordinary Purchase 700 38.7342 USD
USD 0.01 LiLAC Class A ordinary Purchase 700 35.7928 USD
USD 0.01 LiLAC Class C ordinary Purchase 700 38.4385 USD
USD 0.01 Class C ordinary Purchase 725 37.7320 USD
USD 0.01 LiLAC Class C ordinary Purchase 773 38.5945 USD
USD 0.01 Class A ordinary Purchase 800 38.7462 USD
USD 0.01 Class A ordinary Purchase 900 38.6288 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 38.4200 USD
USD 0.01 Class A ordinary Purchase 1,000 38.7340 USD
USD 0.01 Class C ordinary Purchase 1,021 37.7011 USD
USD 0.01 Class C ordinary Purchase 1,021 37.7048 USD
USD 0.01 Class C ordinary Purchase 1,181 37.6974 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,200 35.5650 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,219 38.4509 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,301 38.4461 USD
USD 0.01 Class A ordinary Purchase 1,301 38.7038 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,600 35.5946 USD
USD 0.01 Class C ordinary Purchase 1,692 37.6646 USD
USD 0.01 Class A ordinary Purchase 1,886 38.5478 USD
USD 0.01 Class A ordinary Purchase 1,900 38.7028 USD
USD 0.01 Class C ordinary Purchase 2,108 37.6800 USD
USD 0.01 Class C ordinary Purchase 2,800 37.6750 USD
USD 0.01 Class C ordinary Purchase 3,000 37.5753 USD
USD 0.01 Class A ordinary Purchase 3,028 38.4839 USD
USD 0.01 Class A ordinary Purchase 3,347 38.7235 USD
USD 0.01 Class A ordinary Purchase 3,347 38.7321 USD
USD 0.01 Class A ordinary Purchase 3,738 38.6764 USD
USD 0.01 Class C ordinary Purchase 4,200 37.6364 USD
USD 0.01 Class A ordinary Purchase 4,900 38.5834 USD
USD 0.01 Class C ordinary Purchase 5,400 37.6229 USD
USD 0.01 Class A ordinary Purchase 8,004 38.6332 USD
USD 0.01 Class C ordinary Purchase 8,360 37.6224 USD
USD 0.01 Class C ordinary Purchase 9,100 37.6217 USD
USD 0.01 Class A ordinary Purchase 13,174 38.6819 USD
USD 0.01 Class C ordinary Purchase 18,733 37.7571 USD
USD 0.01 Class A ordinary Purchase 31,076 38.6232 USD
USD 0.01 Class C ordinary Purchase 39,675 37.6517 USD
USD 0.01 Class C ordinary Purchase 215,736 37.6900 USD
USD 0.01 Class C ordinary Sale 1 37.6850 USD
USD 0.01 Class C ordinary Sale 2 37.6650 USD
USD 0.01 LiLAC Class A ordinary Sale 5 35.5500 USD
USD 0.01 Class A ordinary Sale 10 38.5600 USD
USD 0.01 LiLAC Class C ordinary Sale 15 38.0000 USD
USD 0.01 LiLAC Class C ordinary Sale 43 38.4200 USD
USD 0.01 LiLAC Class C ordinary Sale 65 38.3700 USD
USD 0.01 LiLAC Class A ordinary Sale 73 35.7150 USD
USD 0.01 Class A ordinary Sale 91 38.6801 USD
USD 0.01 Class C ordinary Sale 95 37.6400 USD
USD 0.01 Class A ordinary Sale 100 38.5700 USD
USD 0.01 Class A ordinary Sale 100 38.4800 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.6400 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.4400 USD
USD 0.01 Class A ordinary Sale 100 38.4000 USD
USD 0.01 Class C ordinary Sale 100 37.5800 USD
USD 0.01 Class C ordinary Sale 100 37.6100 USD
USD 0.01 Class C ordinary Sale 100 37.6750 USD
USD 0.01 Class C ordinary Sale 100 37.7200 USD
USD 0.01 Class C ordinary Sale 100 37.7450 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.0700 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.3000 USD
USD 0.01 Class C ordinary Sale 101 37.6600 USD
USD 0.01 Class A ordinary Sale 131 38.6900 USD
USD 0.01 Class C ordinary Sale 173 37.5500 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.5525 USD
USD 0.01 LiLAC Class A ordinary Sale 200 35.6100 USD
USD 0.01 Class A ordinary Sale 200 38.6425 USD
USD 0.01 Class A ordinary Sale 267 38.6621 USD
USD 0.01 Class A ordinary Sale 291 38.7753 USD
USD 0.01 Class A ordinary Sale 298 38.6788 USD
USD 0.01 Class C ordinary Sale 300 37.6441 USD
USD 0.01 Class C ordinary Sale 300 37.6283 USD
USD 0.01 Class C ordinary Sale 300 37.6766 USD
USD 0.01 Class A ordinary Sale 400 38.6875 USD
USD 0.01 Class C ordinary Sale 467 37.6500 USD
USD 0.01 Class C ordinary Sale 472 37.6942 USD
USD 0.01 Class A ordinary Sale 488 38.6800 USD
USD 0.01 Class A ordinary Sale 500 38.5920 USD
USD 0.01 Class A ordinary Sale 522 38.7050 USD
USD 0.01 Class C ordinary Sale 575 37.6486 USD
USD 0.01 Class A ordinary Sale 600 38.7075 USD
USD 0.01 LiLAC Class C ordinary Sale 600 38.7833 USD
USD 0.01 Class A ordinary Sale 600 38.6108 USD
USD 0.01 Class C ordinary Sale 600 37.6433 USD
USD 0.01 Class A ordinary Sale 600 38.5514 USD
USD 0.01 Class A ordinary Sale 700 38.6750 USD
USD 0.01 LiLAC Class C ordinary Sale 700 38.4471 USD
USD 0.01 Class C ordinary Sale 700 37.6700 USD
USD 0.01 LiLAC Class C ordinary Sale 800 38.4350 USD
USD 0.01 Class A ordinary Sale 800 38.7425 USD
USD 0.01 Class C ordinary Sale 800 37.6575 USD
USD 0.01 Class C ordinary Sale 800 37.6912 USD
USD 0.01 Class A ordinary Sale 961 38.6000 USD
USD 0.01 Class C ordinary Sale 1,021 37.7011 USD
USD 0.01 Class C ordinary Sale 1,021 37.7048 USD
USD 0.01 LiLAC Class C ordinary Sale 1,154 38.4554 USD
USD 0.01 LiLAC Class A ordinary Sale 1,200 35.5650 USD
USD 0.01 LiLAC Class A ordinary Sale 1,200 35.6416 USD
USD 0.01 LiLAC Class A ordinary Sale 1,400 35.5925 USD
USD 0.01 Class C ordinary Sale 1,413 37.6727 USD
USD 0.01 Class C ordinary Sale 1,500 37.6846 USD
USD 0.01 LiLAC Class C ordinary Sale 1,673 38.6761 USD
USD 0.01 LiLAC Class C ordinary Sale 1,700 38.4429 USD
USD 0.01 Class C ordinary Sale 1,858 37.6236 USD
USD 0.01 Class C ordinary Sale 1,921 37.7163 USD
USD 0.01 LiLAC Class A ordinary Sale 1,964 35.6934 USD
USD 0.01 Class C ordinary Sale 2,008 37.6048 USD
USD 0.01 Class C ordinary Sale 2,200 37.6576 USD
USD 0.01 Class C ordinary Sale 2,300 37.6800 USD
USD 0.01 Class C ordinary Sale 2,530 37.6847 USD
USD 0.01 Class C ordinary Sale 2,642 37.5905 USD
USD 0.01 Class A ordinary Sale 2,700 38.6429 USD
USD 0.01 Class C ordinary Sale 3,000 37.5753 USD
USD 0.01 Class A ordinary Sale 3,028 38.4839 USD
USD 0.01 Class A ordinary Sale 3,347 38.7235 USD
USD 0.01 Class A ordinary Sale 3,347 38.7321 USD
USD 0.01 Class A ordinary Sale 3,626 38.6083 USD
USD 0.01 Class C ordinary Sale 3,973 37.6316 USD
USD 0.01 Class A ordinary Sale 4,547 38.7359 USD
USD 0.01 Class A ordinary Sale 4,581 38.5934 USD
USD 0.01 Class A ordinary Sale 5,908 38.6798 USD
USD 0.01 Class C ordinary Sale 6,900 37.6102 USD
USD 0.01 Class C ordinary Sale 7,500 37.6145 USD
USD 0.01 Class A ordinary Sale 8,004 38.6332 USD
USD 0.01 Class C ordinary Sale 8,360 37.6224 USD
USD 0.01 Class A ordinary Sale 12,511 38.6073 USD
USD 0.01 Class C ordinary Sale 21,637 37.7525 USD
USD 0.01 Class C ordinary Sale 22,406 37.6627 USD
USD 0.01 Class A ordinary Sale 23,098 38.6525 USD
USD 0.01 Class C ordinary Sale 216,185 37.6900 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 31, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,300 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today