FORM 8.3 - LIBERTY GLOBAL PLC

FORM 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 31 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 225,410 0.09% 87,777 0.03%
           
(2) Cash-settled derivatives:
69,900 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 134,700 0.05% 327,100 0.13%
           
 
TOTAL: 430,010 0.17% 414,877 0.16%
Class of relevant security:       USD 0.01 Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 139,175 0.02% 19,173 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 139,175 0.02% 19,173 0.00%
Class of relevant security:       USD 0.01 LiLAC Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,537 0.11% 5,500 0.04%
           
(2) Cash-settled derivatives:
3,835 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 17,372 0.14% 5,500 0.04%
Class of relevant security:       USD 0.01 LiLAC Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 337 0.00% 15 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 337 0.00% 15 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 38.3900 USD
USD 0.01 Class C ordinary Purchase 1 37.4500 USD
USD 0.01 Class C ordinary Purchase 2 37.4750 USD
USD 0.01 Class C ordinary Purchase 40 37.5000 USD
USD 0.01 Class A ordinary Purchase 62 38.8300 USD
USD 0.01 Class C ordinary Purchase 76 37.5700 USD
USD 0.01 Class C ordinary Purchase 77 37.6100 USD
USD 0.01 Class A ordinary Purchase 100 38.3100 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.8800 USD
USD 0.01 Class C ordinary Purchase 100 37.5900 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.9700 USD
USD 0.01 Class A ordinary Purchase 100 38.3400 USD
USD 0.01 Class C ordinary Purchase 142 37.4873 USD
USD 0.01 Class A ordinary Purchase 180 38.6566 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 34.8050 USD
USD 0.01 Class C ordinary Purchase 200 37.5675 USD
USD 0.01 Class A ordinary Purchase 201 38.4000 USD
USD 0.01 LiLAC Class A ordinary Purchase 202 35.3499 USD
USD 0.01 Class A ordinary Purchase 278 38.5300 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.2233 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.1431 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 35.1300 USD
USD 0.01 Class A ordinary Purchase 301 38.4697 USD
USD 0.01 Class C ordinary Purchase 417 37.6000 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 35.2720 USD
USD 0.01 Class C ordinary Purchase 500 37.5980 USD
USD 0.01 Class A ordinary Purchase 600 38.5170 USD
USD 0.01 LiLAC Class A ordinary Purchase 700 35.3071 USD
USD 0.01 Class A ordinary Purchase 800 38.7180 USD
USD 0.01 Class A ordinary Purchase 800 38.6196 USD
USD 0.01 Class A ordinary Purchase 857 38.4344 USD
USD 0.01 Class A ordinary Purchase 857 38.4112 USD
USD 0.01 LiLAC Class A ordinary Purchase 900 35.6500 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 38.0129 USD
USD 0.01 Class A ordinary Purchase 1,000 38.4245 USD
USD 0.01 Class A ordinary Purchase 1,045 38.5664 USD
USD 0.01 Class A ordinary Purchase 1,057 38.4288 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,172 37.8567 USD
USD 0.01 Class A ordinary Purchase 1,200 38.5037 USD
USD 0.01 Class A ordinary Purchase 1,214 38.5000 USD
USD 0.01 Class A ordinary Purchase 1,269 38.6502 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,300 35.2638 USD
USD 0.01 Class C ordinary Purchase 1,500 37.5530 USD
USD 0.01 Class A ordinary Purchase 1,560 38.3950 USD
USD 0.01 Class A ordinary Purchase 1,600 38.3887 USD
USD 0.01 Class A ordinary Purchase 1,730 38.6698 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,800 38.2000 USD
USD 0.01 Class A ordinary Purchase 2,000 38.5004 USD
USD 0.01 Class C ordinary Purchase 2,000 37.5330 USD
USD 0.01 Class A ordinary Purchase 2,153 38.5196 USD
USD 0.01 Class C ordinary Purchase 2,165 37.5849 USD
USD 0.01 Class A ordinary Purchase 2,200 38.3850 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,818 37.8197 USD
USD 0.01 LiLAC Class A ordinary Purchase 2,900 35.2415 USD
USD 0.01 Class C ordinary Purchase 2,900 37.5618 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,400 35.2460 USD
USD 0.01 Class C ordinary Purchase 3,500 37.5550 USD
USD 0.01 Class C ordinary Purchase 3,620 37.5628 USD
USD 0.01 Class C ordinary Purchase 4,079 37.6900 USD
USD 0.01 Class A ordinary Purchase 4,356 38.4700 USD
USD 0.01 Class C ordinary Purchase 4,899 37.5078 USD
USD 0.01 Class A ordinary Purchase 4,940 38.6112 USD
USD 0.01 Class C ordinary Purchase 5,080 37.6892 USD
USD 0.01 Class C ordinary Purchase 6,167 37.4941 USD
USD 0.01 Class A ordinary Purchase 6,200 38.5805 USD
USD 0.01 Class A ordinary Purchase 6,250 38.5428 USD
USD 0.01 Class C ordinary Purchase 9,200 37.5553 USD
USD 0.01 Class C ordinary Purchase 9,300 37.5509 USD
USD 0.01 Class A ordinary Purchase 9,300 38.6872 USD
USD 0.01 Class C ordinary Purchase 10,599 37.5512 USD
USD 0.01 Class A ordinary Purchase 13,901 38.6342 USD
USD 0.01 Class A ordinary Purchase 14,800 38.6396 USD
USD 0.01 Class A ordinary Purchase 18,100 38.6900 USD
USD 0.01 Class A ordinary Purchase 23,406 38.5014 USD
USD 0.01 Class A ordinary Purchase 24,028 38.5671 USD
USD 0.01 Class C ordinary Purchase 39,510 37.5902 USD
USD 0.01 Class C ordinary Purchase 58,268 37.5614 USD
USD 0.01 Class C ordinary Purchase 236,761 37.5600 USD
USD 0.01 Class C ordinary Sale 1 37.4600 USD
USD 0.01 Class A ordinary Sale 1 38.4100 USD
USD 0.01 LiLAC Class C ordinary Sale 1 37.8200 USD
USD 0.01 LiLAC Class A ordinary Sale 2 35.2700 USD
USD 0.01 Class C ordinary Sale 2 37.4800 USD
USD 0.01 LiLAC Class A ordinary Sale 4 35.0100 USD
USD 0.01 Class C ordinary Sale 7 37.5300 USD
USD 0.01 Class C ordinary Sale 12 37.6600 USD
USD 0.01 LiLAC Class C ordinary Sale 19 38.1500 USD
USD 0.01 LiLAC Class C ordinary Sale 40 37.5400 USD
USD 0.01 Class C ordinary Sale 57 37.5298 USD
USD 0.01 Class A ordinary Sale 100 38.6000 USD
USD 0.01 Class A ordinary Sale 100 38.4200 USD
USD 0.01 Class A ordinary Sale 100 38.3901 USD
USD 0.01 Class A ordinary Sale 100 38.7150 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.3160 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.6350 USD
USD 0.01 Class A ordinary Sale 100 38.4700 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.5300 USD
USD 0.01 Class A ordinary Sale 100 38.4801 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.9233 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.5700 USD
USD 0.01 Class A ordinary Sale 100 38.4800 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.8800 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.1800 USD
USD 0.01 Class A ordinary Sale 127 38.6252 USD
USD 0.01 Class C ordinary Sale 137 37.4827 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.2500 USD
USD 0.01 Class A ordinary Sale 200 38.4900 USD
USD 0.01 Class A ordinary Sale 200 38.6525 USD
USD 0.01 Class C ordinary Sale 200 37.5675 USD
USD 0.01 LiLAC Class C ordinary Sale 300 37.9200 USD
USD 0.01 Class C ordinary Sale 301 37.5550 USD
USD 0.01 Class A ordinary Sale 312 38.4980 USD
USD 0.01 Class A ordinary Sale 400 38.4400 USD
USD 0.01 Class A ordinary Sale 400 38.5512 USD
USD 0.01 LiLAC Class A ordinary Sale 400 35.5175 USD
USD 0.01 Class C ordinary Sale 581 37.5978 USD
USD 0.01 Class A ordinary Sale 600 38.4141 USD
USD 0.01 Class A ordinary Sale 601 38.5654 USD
USD 0.01 LiLAC Class C ordinary Sale 700 37.9580 USD
USD 0.01 Class A ordinary Sale 758 38.4079 USD
USD 0.01 Class A ordinary Sale 800 38.6500 USD
USD 0.01 Class A ordinary Sale 800 38.5011 USD
USD 0.01 LiLAC Class C ordinary Sale 800 37.7275 USD
USD 0.01 Class A ordinary Sale 857 38.4112 USD
USD 0.01 Class A ordinary Sale 857 38.4344 USD
USD 0.01 LiLAC Class A ordinary Sale 900 35.1511 USD
USD 0.01 Class C ordinary Sale 900 37.4761 USD
USD 0.01 LiLAC Class A ordinary Sale 900 35.6500 USD
USD 0.01 Class C ordinary Sale 1,000 37.6060 USD
USD 0.01 LiLAC Class A ordinary Sale 1,202 35.2292 USD
USD 0.01 Class C ordinary Sale 1,277 37.5622 USD
USD 0.01 LiLAC Class A ordinary Sale 1,300 35.1969 USD
USD 0.01 Class C ordinary Sale 1,400 37.5730 USD
USD 0.01 LiLAC Class A ordinary Sale 1,400 35.0239 USD
USD 0.01 LiLAC Class C ordinary Sale 1,418 37.8632 USD
USD 0.01 Class C ordinary Sale 1,460 37.6086 USD
USD 0.01 Class A ordinary Sale 1,561 38.3950 USD
USD 0.01 Class A ordinary Sale 1,832 38.5529 USD
USD 0.01 Class C ordinary Sale 1,887 37.4919 USD
USD 0.01 Class C ordinary Sale 2,000 37.6000 USD
USD 0.01 LiLAC Class A ordinary Sale 2,000 35.4015 USD
USD 0.01 Class C ordinary Sale 2,187 37.6003 USD
USD 0.01 Class C ordinary Sale 2,255 37.5688 USD
USD 0.01 Class A ordinary Sale 2,475 38.5590 USD
USD 0.01 Class C ordinary Sale 2,594 37.5517 USD
USD 0.01 Class C ordinary Sale 2,600 37.5625 USD
USD 0.01 LiLAC Class A ordinary Sale 2,800 35.2275 USD
USD 0.01 Class C ordinary Sale 2,893 37.6246 USD
USD 0.01 LiLAC Class C ordinary Sale 2,972 38.0530 USD
USD 0.01 Class C ordinary Sale 4,079 37.6900 USD
USD 0.01 Class C ordinary Sale 4,445 37.6244 USD
USD 0.01 Class A ordinary Sale 4,940 38.6112 USD
USD 0.01 Class C ordinary Sale 5,080 37.6892 USD
USD 0.01 Class C ordinary Sale 5,245 37.5904 USD
USD 0.01 Class A ordinary Sale 5,300 38.6050 USD
USD 0.01 Class A ordinary Sale 7,669 38.5375 USD
USD 0.01 Class C ordinary Sale 8,400 37.5500 USD
USD 0.01 Class C ordinary Sale 8,500 37.5448 USD
USD 0.01 Class A ordinary Sale 8,900 38.6933 USD
USD 0.01 Class A ordinary Sale 8,926 38.5300 USD
USD 0.01 Class A ordinary Sale 9,400 38.5061 USD
USD 0.01 Class A ordinary Sale 9,900 38.6708 USD
USD 0.01 Class A ordinary Sale 11,703 38.5014 USD
USD 0.01 Class A ordinary Sale 12,394 38.5000 USD
USD 0.01 Class A ordinary Sale 15,124 38.5591 USD
USD 0.01 Class A ordinary Sale 18,108 38.6900 USD
USD 0.01 Class C ordinary Sale 20,419 37.5772 USD
USD 0.01 Class C ordinary Sale 25,285 37.5306 USD
USD 0.01 Class C ordinary Sale 26,947 37.5606 USD
USD 0.01 Class C ordinary Sale 29,134 37.5614 USD
USD 0.01 Class C ordinary Sale 237,379 37.5600 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Put Options Selling 100 40 USD American Jul 15, 2016 3.3000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 1, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,300 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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