Form 8.3 - LIBERTY GLOBAL PLC
Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 29 Feb 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | Yes | |||
| Â | disclosures in respect of any other party to the offer? | Cable & Wireless Communications Plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 269,102 | 0.11% | 130,062 | 0.05% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 124,700 | 0.05% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 152,000 | 0.06% | 312,600 | 0.12% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 545,802 | 0.22% | 442,662 | 0.18% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | Â | USD 0.01 Class C ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 159,674 | 0.03% | 8,741 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 159,674 | 0.03% | 8,741 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class A ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,875 | 0.09% | 8,235 | 0.07% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,235 | 0.07% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 20,110 | 0.16% | 8,235 | 0.07% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 0 | 0.00% | 16 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 0 | 0.00% | 16 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 2 | 36.3100 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2 | 36.0150 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4 | 37.3300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4 | 37.3200 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 21 | 36.4800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 22 | 35.8900 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 22 | 37.0300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 32 | 36.4500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 32 | 36.4700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 37.1900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.6300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 36.1900 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 36.1700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.9300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 36.1800 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 164 | 33.7604 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 37.1499 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 36.4000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 36.6650 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 37.0450 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 36.9100 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 36.7700 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 33.9075 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 236 | 37.0922 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 250 | 36.8300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 37.1833 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 348 | 36.0687 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 36.9537 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 600 | 36.8450 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 600 | 37.0683 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 609 | 36.0800 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 613 | 36.8400 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 650 | 33.5376 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 700 | 36.9800 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 700 | 37.0100 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 700 | 36.0392 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 771 | 33.4557 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 900 | 37.1755 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,000 | 36.0400 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,094 | 33.9475 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,100 | 36.8700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,100 | 36.1772 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,123 | 36.6875 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,143 | 33.9500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,174 | 36.6900 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,300 | 37.1246 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,586 | 33.6671 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,681 | 36.4050 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,800 | 36.1134 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,900 | 37.1252 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,900 | 36.4079 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,000 | 36.9330 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,000 | 36.2060 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,355 | 37.1407 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,422 | 36.1229 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 2,529 | 33.6937 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,535 | 37.0656 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,535 | 37.0657 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,800 | 36.9667 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 2,818 | 33.8587 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,843 | 35.9575 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,000 | 36.1248 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,100 | 36.1935 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,300 | 36.1565 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,700 | 37.0521 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,738 | 37.1641 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,851 | 37.1017 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,729 | 37.0197 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 5,060 | 36.1430 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,100 | 36.1789 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,856 | 36.1571 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 8,200 | 36.1871 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 8,574 | 37.0941 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 11,000 | 37.0710 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 11,400 | 37.0969 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 12,764 | 37.1004 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 12,837 | 36.1492 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 14,031 | 37.0940 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 66,872 | 36.2009 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 88,456 | 37.0808 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 90,884 | 36.1316 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 291,900 | 35.9600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2 | 36.3100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2 | 36.0600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4 | 36.9075 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4 | 36.0525 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8 | 37.3200 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 21 | 36.4800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 23 | 35.9495 USD | ||||
| USD 0.01 Class C ordinary | Sale | 32 | 36.4700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 32 | 36.4500 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 33 | 33.7200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 48 | 36.2900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 51 | 36.4200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 76 | 37.1600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 36.0300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 36.0500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 36.1700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 37.1900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 37.1700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 36.9650 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 36.9301 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.4900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 102 | 36.6900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 102 | 37.2200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 104 | 37.3300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 126 | 37.0800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 148 | 36.1332 USD | ||||
| USD 0.01 Class C ordinary | Sale | 149 | 36.3660 USD | ||||
| USD 0.01 Class A ordinary | Sale | 163 | 37.0846 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 36.6650 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 36.4000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 36.4550 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 36.9400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 37.1100 USD | ||||
| USD 0.01 Class A ordinary | Sale | 220 | 36.9101 USD | ||||
| USD 0.01 Class A ordinary | Sale | 276 | 37.3671 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 298 | 33.9500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 36.1066 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 36.4501 USD | ||||
| USD 0.01 Class C ordinary | Sale | 301 | 36.0400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 36.1550 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 37.1487 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 500 | 36.4640 USD | ||||
| USD 0.01 Class C ordinary | Sale | 500 | 36.4520 USD | ||||
| USD 0.01 Class A ordinary | Sale | 502 | 36.8224 USD | ||||
| USD 0.01 Class C ordinary | Sale | 522 | 36.3018 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 37.1316 USD | ||||
| USD 0.01 Class C ordinary | Sale | 609 | 36.0800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 710 | 36.9957 USD | ||||
| USD 0.01 Class C ordinary | Sale | 785 | 36.2093 USD | ||||
| USD 0.01 Class A ordinary | Sale | 900 | 36.8700 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 900 | 33.7878 USD | ||||
| USD 0.01 Class A ordinary | Sale | 940 | 36.9076 USD | ||||
| USD 0.01 Class C ordinary | Sale | 945 | 36.2155 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,010 | 36.9300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,055 | 37.1459 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,100 | 36.2168 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,170 | 36.8400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,243 | 37.0741 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,300 | 36.3800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,385 | 36.2066 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,500 | 36.2060 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,600 | 36.2188 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,974 | 36.1246 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,000 | 36.0387 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,000 | 37.0845 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,117 | 36.9381 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,129 | 36.2072 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,131 | 37.1047 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 2,188 | 33.9475 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2,246 | 36.6875 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,355 | 37.1407 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,422 | 36.1229 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,535 | 37.0656 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 2,885 | 33.8523 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,700 | 37.0582 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,000 | 36.1995 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,100 | 36.1233 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,204 | 36.8329 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,700 | 36.9857 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 4,800 | 33.6102 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,686 | 35.9575 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7,100 | 36.1825 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,016 | 37.0418 USD | ||||
| USD 0.01 Class C ordinary | Sale | 9,400 | 36.2567 USD | ||||
| USD 0.01 Class A ordinary | Sale | 10,100 | 37.0976 USD | ||||
| USD 0.01 Class C ordinary | Sale | 16,453 | 36.0920 USD | ||||
| USD 0.01 Class A ordinary | Sale | 23,600 | 37.1256 USD | ||||
| USD 0.01 Class C ordinary | Sale | 68,877 | 36.1957 USD | ||||
| USD 0.01 Class A ordinary | Sale | 88,456 | 37.0808 USD | ||||
| USD 0.01 Class C ordinary | Sale | 90,884 | 36.1316 USD | ||||
| USD 0.01 Class C ordinary | Sale | 277,051 | 35.9600 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Put Options | Selling | 100 | 37.5000 USD | American | Apr 15, 2016 | 2.2000 USD |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | Mar 1, 2016 | ||
| Contact name: | Andrew Hurley | ||
| Telephone number: | 020 3555 3445 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -13,800 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -17,700 | 45.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -43,700 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -21,000 | 27.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,000 | 42.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,400 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -21,000 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,700 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,500 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -22,500 | 42.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 30.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Mar 18, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | Jul 15, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160301006289/en/
COMPANIES COVERED:
Latest directors dealings
- 24 minutes ago Schroders
- 53 minutes ago Cohort
- 54 minutes ago Sainsbury (J)
- 54 minutes ago SEGRO
- 1 hour ago Admiral Acquisition Limited NPV (DI) (WI)