Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 27 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 197,472 0.08% 44,951 0.02%
         
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 23,600 0.01% 81,900 0.03%
         
 
TOTAL: 256,472 0.10% 126,851 0.05%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 144,913 0.02% 24,466 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 144,913 0.02% 24,466 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 11,832 0.09% 0 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 1,283 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 0 0.00% 1,283 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 3 38.0100 USD
USD 0.01 Class C ordinary Purchase 5 38.0340 USD
USD 0.01 Class C ordinary Purchase 10 37.2500 USD
USD 0.01 Class A ordinary Purchase 11 38.3400 USD
USD 0.01 Class C ordinary Purchase 12 38.0400 USD
USD 0.01 Class A ordinary Purchase 14 38.3300 USD
USD 0.01 Class A ordinary Purchase 16 38.4800 USD
USD 0.01 Class C ordinary Purchase 30 37.2400 USD
USD 0.01 Class C ordinary Purchase 32 38.1700 USD
USD 0.01 LiLAC Class C ordinary Purchase 39 40.7600 USD
USD 0.01 Class C ordinary Purchase 40 37.4499 USD
USD 0.01 Class A ordinary Purchase 48 38.4733 USD
USD 0.01 Class A ordinary Purchase 56 38.4150 USD
USD 0.01 Class A ordinary Purchase 66 39.0601 USD
USD 0.01 Class A ordinary Purchase 69 38.2400 USD
USD 0.01 Class A ordinary Purchase 100 38.4650 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 40.6600 USD
USD 0.01 Class A ordinary Purchase 108 38.3134 USD
USD 0.01 Class C ordinary Purchase 188 37.9706 USD
USD 0.01 Class A ordinary Purchase 200 38.8400 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 40.5500 USD
USD 0.01 LiLAC Class C ordinary Purchase 320 40.8980 USD
USD 0.01 LiLAC Class C ordinary Purchase 320 40.8800 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 40.6950 USD
USD 0.01 Class C ordinary Purchase 400 37.8806 USD
USD 0.01 LiLAC Class C ordinary Purchase 477 40.6985 USD
USD 0.01 Class C ordinary Purchase 490 37.6591 USD
USD 0.01 Class A ordinary Purchase 560 38.3912 USD
USD 0.01 Class A ordinary Purchase 563 39.1090 USD
USD 0.01 Class A ordinary Purchase 663 39.1100 USD
USD 0.01 Class C ordinary Purchase 700 37.6346 USD
USD 0.01 Class A ordinary Purchase 700 38.6542 USD
USD 0.01 Class A ordinary Purchase 703 38.4066 USD
USD 0.01 Class A ordinary Purchase 703 38.3977 USD
USD 0.01 Class A ordinary Purchase 703 38.3910 USD
USD 0.01 Class A ordinary Purchase 875 38.6496 USD
USD 0.01 LiLAC Class C ordinary Purchase 908 40.8003 USD
USD 0.01 Class A ordinary Purchase 1,075 38.4018 USD
USD 0.01 Class C ordinary Purchase 1,100 37.7240 USD
USD 0.01 Class A ordinary Purchase 1,100 38.3995 USD
USD 0.01 Class C ordinary Purchase 1,160 37.5723 USD
USD 0.01 Class C ordinary Purchase 1,220 37.3652 USD
USD 0.01 Class A ordinary Purchase 1,352 38.8430 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,492 40.9344 USD
USD 0.01 Class C ordinary Purchase 1,800 37.4020 USD
USD 0.01 Class C ordinary Purchase 1,800 37.4021 USD
USD 0.01 Class C ordinary Purchase 2,325 37.6545 USD
USD 0.01 Class A ordinary Purchase 2,433 38.4882 USD
USD 0.01 Class C ordinary Purchase 2,468 37.3656 USD
USD 0.01 Class A ordinary Purchase 2,700 38.6945 USD
USD 0.01 Class A ordinary Purchase 3,600 38.6142 USD
USD 0.01 Class A ordinary Purchase 3,602 38.7051 USD
USD 0.01 Class C ordinary Purchase 3,728 37.6618 USD
USD 0.01 LiLAC Class C ordinary Purchase 4,720 40.6378 USD
USD 0.01 LiLAC Class C ordinary Purchase 6,035 40.6230 USD
USD 0.01 Class A ordinary Purchase 6,514 38.6766 USD
USD 0.01 Class A ordinary Purchase 8,350 38.6091 USD
USD 0.01 Class A ordinary Purchase 9,687 38.7201 USD
USD 0.01 Class C ordinary Purchase 14,832 37.8053 USD
USD 0.01 Class A ordinary Purchase 16,131 38.9800 USD
USD 0.01 Class A ordinary Purchase 29,608 38.5436 USD
USD 0.01 Class A ordinary Purchase 34,139 38.7131 USD
USD 0.01 Class A ordinary Purchase 46,496 38.5114 USD
USD 0.01 Class C ordinary Purchase 47,714 37.4698 USD
USD 0.01 Class C ordinary Purchase 98,714 37.5415 USD
USD 0.01 Class C ordinary Purchase 238,812 37.9000 USD
USD 0.01 Class C ordinary Sale 1 37.9900 USD
USD 0.01 Class C ordinary Sale 2 38.0025 USD
USD 0.01 Class C ordinary Sale 2 38.0175 USD
USD 0.01 Class A ordinary Sale 8 38.4800 USD
USD 0.01 Class C ordinary Sale 12 38.0400 USD
USD 0.01 Class C ordinary Sale 32 38.1700 USD
USD 0.01 Class A ordinary Sale 53 38.7300 USD
USD 0.01 Class A ordinary Sale 56 38.4150 USD
USD 0.01 Class A ordinary Sale 66 39.0601 USD
USD 0.01 Class C ordinary Sale 88 37.9600 USD
USD 0.01 Class C ordinary Sale 100 37.8350 USD
USD 0.01 Class A ordinary Sale 100 38.5000 USD
USD 0.01 Class A ordinary Sale 100 38.6650 USD
USD 0.01 Class C ordinary Sale 100 37.4100 USD
USD 0.01 Class C ordinary Sale 100 37.4050 USD
USD 0.01 Class A ordinary Sale 100 38.7900 USD
USD 0.01 Class A ordinary Sale 100 38.2800 USD
USD 0.01 LiLAC Class C ordinary Sale 100 40.6700 USD
USD 0.01 Class C ordinary Sale 100 37.3500 USD
USD 0.01 Class C ordinary Sale 102 37.9800 USD
USD 0.01 Class C ordinary Sale 120 37.4300 USD
USD 0.01 LiLAC Class C ordinary Sale 128 40.3812 USD
USD 0.01 Class C ordinary Sale 184 37.6554 USD
USD 0.01 Class C ordinary Sale 200 37.4600 USD
USD 0.01 Class C ordinary Sale 200 37.3950 USD
USD 0.01 Class A ordinary Sale 200 38.7500 USD
USD 0.01 Class C ordinary Sale 200 37.5200 USD
USD 0.01 Class A ordinary Sale 225 38.4277 USD
USD 0.01 Class C ordinary Sale 284 37.2460 USD
USD 0.01 Class C ordinary Sale 300 37.2700 USD
USD 0.01 Class C ordinary Sale 300 37.8750 USD
USD 0.01 LiLAC Class C ordinary Sale 320 40.8980 USD
USD 0.01 LiLAC Class C ordinary Sale 320 40.8800 USD
USD 0.01 Class A ordinary Sale 344 38.8315 USD
USD 0.01 LiLAC Class C ordinary Sale 359 40.8830 USD
USD 0.01 Class C ordinary Sale 400 37.3975 USD
USD 0.01 Class C ordinary Sale 440 37.5909 USD
USD 0.01 Class A ordinary Sale 458 38.6534 USD
USD 0.01 Class A ordinary Sale 500 38.6705 USD
USD 0.01 Class A ordinary Sale 500 38.3160 USD
USD 0.01 Class A ordinary Sale 563 39.1090 USD
USD 0.01 Class A ordinary Sale 611 39.0599 USD
USD 0.01 Class A ordinary Sale 663 39.1091 USD
USD 0.01 Class A ordinary Sale 700 38.6971 USD
USD 0.01 Class C ordinary Sale 730 37.3331 USD
USD 0.01 Class C ordinary Sale 800 37.6675 USD
USD 0.01 Class C ordinary Sale 900 37.7972 USD
USD 0.01 Class A ordinary Sale 900 38.6016 USD
USD 0.01 Class A ordinary Sale 960 38.5115 USD
USD 0.01 Class C ordinary Sale 1,200 37.4027 USD
USD 0.01 Class C ordinary Sale 1,500 37.3793 USD
USD 0.01 Class C ordinary Sale 1,600 37.7244 USD
USD 0.01 Class A ordinary Sale 1,692 38.4655 USD
USD 0.01 Class C ordinary Sale 1,800 37.4020 USD
USD 0.01 Class A ordinary Sale 1,839 38.5934 USD
USD 0.01 Class C ordinary Sale 1,900 37.2936 USD
USD 0.01 LiLAC Class C ordinary Sale 1,976 40.6951 USD
USD 0.01 Class A ordinary Sale 2,600 38.6956 USD
USD 0.01 Class A ordinary Sale 2,600 38.6136 USD
USD 0.01 LiLAC Class C ordinary Sale 2,816 40.5986 USD
USD 0.01 Class A ordinary Sale 3,400 38.6148 USD
USD 0.01 Class C ordinary Sale 3,587 37.5104 USD
USD 0.01 Class A ordinary Sale 3,599 38.6519 USD
USD 0.01 Class C ordinary Sale 3,919 37.5416 USD
USD 0.01 Class A ordinary Sale 4,272 38.4098 USD
USD 0.01 Class A ordinary Sale 5,017 38.5793 USD
USD 0.01 Class C ordinary Sale 5,080 37.5099 USD
USD 0.01 Class C ordinary Sale 6,909 37.4374 USD
USD 0.01 Class C ordinary Sale 7,766 37.7256 USD
USD 0.01 LiLAC Class C ordinary Sale 9,412 40.6967 USD
USD 0.01 Class A ordinary Sale 13,159 38.5021 USD
USD 0.01 Class A ordinary Sale 15,148 38.9800 USD
USD 0.01 Class C ordinary Sale 15,439 37.4852 USD
USD 0.01 Class C ordinary Sale 20,445 37.7551 USD
USD 0.01 Class A ordinary Sale 46,496 38.5114 USD
USD 0.01 Class C ordinary Sale 47,714 37.4698 USD
USD 0.01 Class C ordinary Sale 54,214 37.5569 USD
USD 0.01 Class A ordinary Sale 61,631 38.6974 USD
USD 0.01 Class C ordinary Sale 235,105 37.9000 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 28, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 1,600 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,500 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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