Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 1 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 211,243 0.08% 92,885 0.04%
           
(2) Cash-settled derivatives:
69,900 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 134,700 0.05% 327,400 0.13%
           
 
TOTAL: 415,843 0.16% 420,285 0.17%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 133,487 0.02% 14,966 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 133,487 0.02% 14,966 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,037 0.10% 4,600 0.04%
           
(2) Cash-settled derivatives:
3,435 0.03% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 16,472 0.13% 4,600 0.04%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 337 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 337 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 39.0100 USD
USD 0.01 LiLAC Class C ordinary Purchase 1 37.6300 USD
USD 0.01 Class C ordinary Purchase 2 38.0875 USD
USD 0.01 Class A ordinary Purchase 2 39.0250 USD
USD 0.01 Class C ordinary Purchase 4 38.0850 USD
USD 0.01 Class C ordinary Purchase 5 38.0889 USD
USD 0.01 LiLAC Class C ordinary Purchase 43 37.7501 USD
USD 0.01 Class C ordinary Purchase 62 38.0699 USD
USD 0.01 Class A ordinary Purchase 80 38.9400 USD
USD 0.01 Class A ordinary Purchase 100 38.9450 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.9700 USD
USD 0.01 Class A ordinary Purchase 100 38.3100 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.8700 USD
USD 0.01 Class C ordinary Purchase 100 37.9800 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.8550 USD
USD 0.01 Class C ordinary Purchase 100 38.0700 USD
USD 0.01 Class A ordinary Purchase 100 38.9700 USD
USD 0.01 Class A ordinary Purchase 100 38.9300 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 34.9400 USD
USD 0.01 Class C ordinary Purchase 101 37.9967 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 34.9100 USD
USD 0.01 Class A ordinary Purchase 200 38.4550 USD
USD 0.01 Class C ordinary Purchase 200 38.0300 USD
USD 0.01 Class A ordinary Purchase 200 38.9475 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 34.9550 USD
USD 0.01 Class A ordinary Purchase 202 38.9800 USD
USD 0.01 LiLAC Class C ordinary Purchase 240 37.7300 USD
USD 0.01 Class C ordinary Purchase 290 38.0665 USD
USD 0.01 Class C ordinary Purchase 290 38.0666 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 37.8066 USD
USD 0.01 Class A ordinary Purchase 300 38.5300 USD
USD 0.01 LiLAC Class A ordinary Purchase 300 34.9366 USD
USD 0.01 Class A ordinary Purchase 300 38.9366 USD
USD 0.01 Class C ordinary Purchase 324 37.7723 USD
USD 0.01 Class A ordinary Purchase 335 38.5100 USD
USD 0.01 LiLAC Class C ordinary Purchase 349 37.8120 USD
USD 0.01 Class C ordinary Purchase 358 37.4649 USD
USD 0.01 Class C ordinary Purchase 400 38.0775 USD
USD 0.01 Class C ordinary Purchase 400 37.7875 USD
USD 0.01 LiLAC Class C ordinary Purchase 417 37.7807 USD
USD 0.01 Class A ordinary Purchase 421 38.9200 USD
USD 0.01 Class A ordinary Purchase 500 38.9930 USD
USD 0.01 LiLAC Class C ordinary Purchase 577 37.8137 USD
USD 0.01 Class A ordinary Purchase 600 38.9387 USD
USD 0.01 Class A ordinary Purchase 600 38.7337 USD
USD 0.01 LiLAC Class A ordinary Purchase 600 34.8858 USD
USD 0.01 Class A ordinary Purchase 800 38.8762 USD
USD 0.01 Class C ordinary Purchase 883 37.4815 USD
USD 0.01 Class C ordinary Purchase 1,050 37.6538 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,100 34.9618 USD
USD 0.01 Class C ordinary Purchase 1,100 38.0840 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,200 37.8491 USD
USD 0.01 Class A ordinary Purchase 1,200 38.5341 USD
USD 0.01 Class C ordinary Purchase 1,298 37.9340 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,300 34.9538 USD
USD 0.01 Class A ordinary Purchase 1,400 38.9250 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,400 37.7586 USD
USD 0.01 Class C ordinary Purchase 1,500 37.7460 USD
USD 0.01 Class A ordinary Purchase 1,600 38.8856 USD
USD 0.01 Class A ordinary Purchase 1,600 38.7093 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,600 37.7700 USD
USD 0.01 Class A ordinary Purchase 1,800 38.7916 USD
USD 0.01 Class C ordinary Purchase 1,900 37.4550 USD
USD 0.01 Class A ordinary Purchase 2,100 38.7528 USD
USD 0.01 Class C ordinary Purchase 2,716 37.6629 USD
USD 0.01 Class C ordinary Purchase 3,567 38.0552 USD
USD 0.01 Class C ordinary Purchase 3,567 38.0362 USD
USD 0.01 Class C ordinary Purchase 4,252 37.5600 USD
USD 0.01 Class C ordinary Purchase 5,000 37.7796 USD
USD 0.01 Class A ordinary Purchase 5,300 38.7074 USD
USD 0.01 Class A ordinary Purchase 5,950 38.7072 USD
USD 0.01 Class A ordinary Purchase 6,022 38.7884 USD
USD 0.01 Class C ordinary Purchase 6,200 37.8196 USD
USD 0.01 Class A ordinary Purchase 6,418 38.9322 USD
USD 0.01 Class A ordinary Purchase 6,418 38.9485 USD
USD 0.01 Class C ordinary Purchase 6,676 37.6841 USD
USD 0.01 LiLAC Class C ordinary Purchase 7,632 37.7983 USD
USD 0.01 Class C ordinary Purchase 8,868 37.6560 USD
USD 0.01 Class C ordinary Purchase 11,800 37.6989 USD
USD 0.01 LiLAC Class A ordinary Purchase 13,522 35.0600 USD
USD 0.01 Class C ordinary Purchase 14,200 37.7559 USD
USD 0.01 Class C ordinary Purchase 14,408 37.7757 USD
USD 0.01 Class A ordinary Purchase 36,419 38.6325 USD
USD 0.01 Class A ordinary Purchase 47,590 38.4359 USD
USD 0.01 Class A ordinary Purchase 47,652 38.8051 USD
USD 0.01 Class C ordinary Purchase 48,792 37.3858 USD
USD 0.01 Class C ordinary Purchase 48,800 37.8595 USD
USD 0.01 Class C ordinary Purchase 56,987 37.6874 USD
USD 0.01 Class C ordinary Purchase 141,149 38.0800 USD
USD 0.01 Class C ordinary Sale 1 38.0700 USD
USD 0.01 Class C ordinary Sale 3 38.0866 USD
USD 0.01 Class C ordinary Sale 3 38.0883 USD
USD 0.01 Class C ordinary Sale 4 38.0812 USD
USD 0.01 Class A ordinary Sale 4 38.3100 USD
USD 0.01 Class A ordinary Sale 4 38.9700 USD
USD 0.01 Class C ordinary Sale 6 37.6601 USD
USD 0.01 LiLAC Class C ordinary Sale 41 37.7321 USD
USD 0.01 LiLAC Class C ordinary Sale 54 37.8797 USD
USD 0.01 Class A ordinary Sale 90 38.2300 USD
USD 0.01 Class C ordinary Sale 100 37.6500 USD
USD 0.01 Class C ordinary Sale 100 37.6900 USD
USD 0.01 Class A ordinary Sale 100 38.7500 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.9300 USD
USD 0.01 Class C ordinary Sale 100 37.9600 USD
USD 0.01 Class A ordinary Sale 100 38.4100 USD
USD 0.01 Class C ordinary Sale 100 37.6400 USD
USD 0.01 Class C ordinary Sale 119 37.9911 USD
USD 0.01 Class A ordinary Sale 140 38.9435 USD
USD 0.01 Class A ordinary Sale 180 38.5456 USD
USD 0.01 LiLAC Class A ordinary Sale 200 34.9100 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.8550 USD
USD 0.01 LiLAC Class C ordinary Sale 200 37.8525 USD
USD 0.01 LiLAC Class A ordinary Sale 200 34.8600 USD
USD 0.01 LiLAC Class C ordinary Sale 300 37.6200 USD
USD 0.01 Class C ordinary Sale 300 37.6516 USD
USD 0.01 Class C ordinary Sale 300 37.4533 USD
USD 0.01 LiLAC Class A ordinary Sale 400 34.8987 USD
USD 0.01 LiLAC Class C ordinary Sale 400 37.8475 USD
USD 0.01 LiLAC Class A ordinary Sale 500 34.9460 USD
USD 0.01 LiLAC Class C ordinary Sale 500 37.8260 USD
USD 0.01 LiLAC Class C ordinary Sale 520 37.8004 USD
USD 0.01 Class C ordinary Sale 580 38.0665 USD
USD 0.01 Class A ordinary Sale 600 38.5233 USD
USD 0.01 Class C ordinary Sale 650 37.6553 USD
USD 0.01 Class C ordinary Sale 700 38.0507 USD
USD 0.01 Class C ordinary Sale 800 37.8837 USD
USD 0.01 Class C ordinary Sale 800 37.7225 USD
USD 0.01 Class A ordinary Sale 1,000 38.7772 USD
USD 0.01 LiLAC Class C ordinary Sale 1,100 37.7964 USD
USD 0.01 Class A ordinary Sale 1,197 38.6981 USD
USD 0.01 Class C ordinary Sale 1,400 38.0043 USD
USD 0.01 LiLAC Class C ordinary Sale 1,400 37.7579 USD
USD 0.01 Class A ordinary Sale 1,400 38.9250 USD
USD 0.01 Class C ordinary Sale 1,558 37.6620 USD
USD 0.01 Class A ordinary Sale 1,877 38.4596 USD
USD 0.01 LiLAC Class A ordinary Sale 2,200 34.9618 USD
USD 0.01 Class C ordinary Sale 2,400 37.7681 USD
USD 0.01 Class C ordinary Sale 3,100 37.8074 USD
USD 0.01 Class C ordinary Sale 3,131 37.7863 USD
USD 0.01 Class C ordinary Sale 3,567 38.0362 USD
USD 0.01 Class C ordinary Sale 3,567 38.0552 USD
USD 0.01 Class A ordinary Sale 3,700 38.7416 USD
USD 0.01 Class C ordinary Sale 3,867 38.0368 USD
USD 0.01 Class C ordinary Sale 4,252 37.5600 USD
USD 0.01 Class A ordinary Sale 4,477 38.6817 USD
USD 0.01 Class A ordinary Sale 5,400 38.7072 USD
USD 0.01 Class A ordinary Sale 6,418 38.9485 USD
USD 0.01 Class A ordinary Sale 6,418 38.9322 USD
USD 0.01 Class A ordinary Sale 7,000 38.7133 USD
USD 0.01 Class C ordinary Sale 7,400 37.7901 USD
USD 0.01 Class A ordinary Sale 7,518 38.9341 USD
USD 0.01 Class A ordinary Sale 8,972 38.8086 USD
USD 0.01 LiLAC Class C ordinary Sale 9,143 37.7994 USD
USD 0.01 Class A ordinary Sale 9,150 38.6787 USD
USD 0.01 Class C ordinary Sale 9,380 37.7040 USD
USD 0.01 Class C ordinary Sale 11,800 37.7445 USD
USD 0.01 Class C ordinary Sale 12,567 37.6172 USD
USD 0.01 LiLAC Class A ordinary Sale 13,522 35.0600 USD
USD 0.01 Class C ordinary Sale 15,165 37.7562 USD
USD 0.01 Class A ordinary Sale 18,698 38.6121 USD
USD 0.01 Class C ordinary Sale 26,211 37.6238 USD
USD 0.01 Class C ordinary Sale 36,512 37.7232 USD
USD 0.01 Class A ordinary Sale 47,590 38.4359 USD
USD 0.01 Class A ordinary Sale 47,652 38.8051 USD
USD 0.01 Class C ordinary Sale 48,792 37.3858 USD
USD 0.01 Class C ordinary Sale 48,800 37.8595 USD
USD 0.01 Class C ordinary Sale 140,695 38.0800 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 300 40 USD American May 20, 2016 1.3500 USD

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 4, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -16,200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,300 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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