Form 8.3 - LIBERTY GLOBAL PLC
Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) Full name of discloser: | Â |
Barclays PLC. |
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
 |  |
|
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
 |
LIBERTY GLOBAL PLC |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | Â | Â |
|
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure |
 |
4 April 2016 |
|
(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A†|
 |
YES CABLE & WIRELESS COMMUNICATIONS |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 211,500 | 0.08% | 94,173 | 0.04% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 69,900 | 0.03% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 134,700 | 0.05% | 327,500 | 0.13% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 416,100 | 0.16% | 421,673 | 0.17% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 Class C ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 133,783 | 0.02% | 17,289 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 133,783 | 0.02% | 17,289 | 0.00% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class A ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,166 | 0.10% | 3,835 | 0.03% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,535 | 0.02% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 15,701 | 0.12% | 3,835 | 0.03% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 286 | 0.00% | 14 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 286 | 0.00% | 14 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Â | Purchases and sales | Â | Â | Â | Â | |
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | Â | securities | Â | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1 | 34.2500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1 | 37.9900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 2 | 37.0101 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3 | 38.9233 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 51 | 37.8300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 65 | 37.1799 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 69 | 34.0000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 99 | 34.3300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 38.0000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 34.0500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 36.7300 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 34.0600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 38.9500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 36.8700 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 34.0300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 129 | 36.8226 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 158 | 38.0479 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 182 | 39.0480 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 199 | 38.0648 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 34.2300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 37.5800 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 34.4250 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 38.9575 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 264 | 38.0196 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 38.9966 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 300 | 34.1832 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 305 | 37.1277 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 320 | 38.0153 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 38.9550 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 500 | 34.2000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 38.0545 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 38.0450 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 589 | 34.4033 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 600 | 34.1083 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 600 | 34.5433 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 673 | 34.1851 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 701 | 38.9600 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 765 | 34.8300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 900 | 38.0394 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 900 | 36.9388 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 900 | 38.0144 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,401 | 34.2345 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,700 | 38.0538 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,894 | 38.9589 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,194 | 38.9700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,203 | 39.0203 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,250 | 38.0800 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,286 | 39.0143 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 2,305 | 36.8553 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,500 | 38.0948 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,400 | 38.0682 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,200 | 39.0062 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4,681 | 38.0705 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,968 | 39.0300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,400 | 39.0571 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,146 | 38.0550 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7,100 | 38.0459 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 8,100 | 39.0538 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 12,525 | 38.0719 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 16,375 | 39.0460 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 30,038 | 38.0564 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 40,398 | 39.0282 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 46,776 | 38.9859 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 141,256 | 38.0200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1 | 38.8800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1 | 37.9801 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1 | 37.9800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2 | 37.9750 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2 | 37.9775 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2 | 38.9200 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 20 | 36.6000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 29 | 36.9000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 31 | 36.7700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 51 | 37.8300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 65 | 37.1799 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 73 | 34.0900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 96 | 38.0201 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.6800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.8600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.8700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 37.9600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 37.9900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 38.0050 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 38.1000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 39.0900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 102 | 34.1111 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 102 | 36.8042 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 110 | 36.8681 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 171 | 34.3198 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 191 | 36.8400 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 34.0600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 38.9800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 38.0600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 38.0400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 38.9225 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 38.9950 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 38.0250 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 34.1550 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 229 | 34.2564 USD | ||||
| USD 0.01 Class A ordinary | Sale | 244 | 39.0100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 38.2267 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 38.9000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 38.0900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 38.9866 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 300 | 34.5433 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 306 | 34.1533 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 398 | 34.2528 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 38.9550 USD | ||||
| USD 0.01 Class A ordinary | Sale | 442 | 39.0747 USD | ||||
| USD 0.01 Class C ordinary | Sale | 484 | 37.9879 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 500 | 34.2000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 38.9840 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 501 | 34.2759 USD | ||||
| USD 0.01 Class A ordinary | Sale | 511 | 38.9885 USD | ||||
| USD 0.01 Class C ordinary | Sale | 577 | 38.0100 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 38.9650 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 38.8700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 39.0883 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 605 | 37.2115 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 39.0314 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 758 | 34.3174 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 765 | 34.8300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 800 | 38.0925 USD | ||||
| USD 0.01 Class C ordinary | Sale | 800 | 38.0462 USD | ||||
| USD 0.01 Class A ordinary | Sale | 861 | 38.9480 USD | ||||
| USD 0.01 Class A ordinary | Sale | 898 | 38.9889 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 900 | 36.9388 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 900 | 34.2032 USD | ||||
| USD 0.01 Class A ordinary | Sale | 900 | 38.9738 USD | ||||
| USD 0.01 Class C ordinary | Sale | 900 | 38.0950 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,033 | 38.9680 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,050 | 38.0943 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,250 | 38.0948 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,300 | 38.0640 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,300 | 37.9950 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,400 | 37.9932 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,400 | 38.0550 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,783 | 39.0323 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,800 | 39.0237 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,804 | 36.8655 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,884 | 38.0362 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,900 | 38.0103 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,100 | 39.0014 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,150 | 38.9808 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,194 | 38.9700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,250 | 38.0800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,298 | 39.0329 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,494 | 38.9598 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,500 | 38.0671 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,100 | 38.0641 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,400 | 38.9966 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,500 | 38.0546 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,800 | 39.0294 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,087 | 38.0679 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,400 | 38.0528 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,300 | 39.0372 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,400 | 39.0408 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,100 | 38.9754 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,143 | 38.9831 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,400 | 39.0608 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7,176 | 38.0598 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,988 | 38.9845 USD | ||||
| USD 0.01 Class C ordinary | Sale | 13,875 | 38.0464 USD | ||||
| USD 0.01 Class A ordinary | Sale | 17,500 | 39.0381 USD | ||||
| USD 0.01 Class A ordinary | Sale | 18,161 | 38.9849 USD | ||||
| USD 0.01 Class C ordinary | Sale | 23,376 | 38.0648 USD | ||||
| USD 0.01 Class A ordinary | Sale | 31,108 | 39.0415 USD | ||||
| USD 0.01 Class C ordinary | Sale | 136,454 | 38.0200 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| (i) | Â | Writing, selling, purchasing or varying | Â | Â | Â | Â | Â | Â | Â | Â | Â | Â | Â | Â | |
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Call Options | Selling | 100 | 47.5000 USD | American | May 20, 2016 | 0.1500 USD |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â |
YES |
| Date of disclosure: | Â |
5 April 2016 |
| Contact name: |
Pinar Coktas |
|
| Telephone number: |
020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Full name of person making disclosure: | Â |
Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
LIBERTY GLOBAL PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| 2. | Â | OPTIONS AND DERIVATIVES | Â | Â | Â | Â | Â | Â | Â | Â | Â | Â | |
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -44,700 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -100 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 8,500 | 47.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -18,700 | 45.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -4,800 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -21,000 | 27.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,300 | 37.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 2,400 | 35.0000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 600 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -21,000 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,700 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,500 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -200 | 35.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -4,200 | 35.0000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -600 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -22,500 | 42.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 2,000 | 30.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -100 | 47.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 40.0000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -100 | 37.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,600 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,000 | 42.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -16,200 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Apr 15, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160405005942/en/
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