Form 8.3 - LIBERTY GLOBAL PLC
Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) Full name of discloser: | Â |
Barclays PLC. |
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
 |  |
|
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
 |
LIBERTY GLOBAL PLC |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | Â | Â |
|
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure |
 |
5 April 2016 |
|
(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A†|
 |
YES CABLE & WIRELESS COMMUNICATIONS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 208,652 | 0.08% | 89,691 | 0.04% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 69,900 | 0.03% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 134,700 | 0.05% | 327,500 | 0.13% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 413,252 | 0.16% | 417,191 | 0.17% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 Class C ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 131,960 | 0.02% | 10,430 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 131,960 | 0.02% | 10,430 | 0.00% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class A ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,973 | 0.11% | 3,835 | 0.03% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,725 | 0.01% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 15,698 | 0.12% | 3,835 | 0.03% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 257 | 0.00% | 14 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 257 | 0.00% | 14 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Â | Purchases and sales | Â | Â | Â | Â | |
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | Â | securities | Â | ||||
| USD 0.01 Class A ordinary | Purchase | 1 | 38.0400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1 | 37.0299 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2 | 38.0325 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3 | 37.0300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 9 | 37.9700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 28 | 37.0700 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 31 | 36.4900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 61 | 36.4400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 68 | 37.2300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 78 | 36.9900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 95 | 33.7094 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.5999 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 36.5900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 36.3350 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.8500 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 38.0600 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.7300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 36.5300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 117 | 38.0201 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 132 | 37.0051 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 157 | 36.9299 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 36.4625 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 38.1150 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 33.6900 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 38.3300 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 33.6600 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 210 | 33.6452 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 305 | 33.6872 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 381 | 36.5485 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 38.0512 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 38.1500 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 400 | 33.7425 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 455 | 36.4756 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 500 | 36.5060 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 500 | 36.4940 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 500 | 38.0720 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 600 | 38.2108 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 600 | 38.1449 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 748 | 37.2018 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 800 | 37.0661 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,000 | 36.5892 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,228 | 37.9987 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,246 | 37.0727 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,400 | 37.9658 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,505 | 38.0268 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,557 | 38.0805 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,566 | 36.3477 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,100 | 37.8533 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,500 | 37.9915 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 2,800 | 33.5939 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 2,900 | 36.3784 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,900 | 37.0937 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,200 | 37.2001 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,500 | 36.9985 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,812 | 38.0200 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,910 | 37.0668 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4,400 | 36.9309 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,400 | 38.0055 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,200 | 38.0450 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 5,300 | 37.1495 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,099 | 37.0520 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,107 | 37.0199 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 6,183 | 38.0202 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,216 | 37.1054 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,499 | 37.0533 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,536 | 37.0371 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,750 | 36.9492 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7,700 | 37.0381 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 9,449 | 37.0463 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 10,058 | 38.0404 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 10,058 | 38.0231 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 10,958 | 38.0398 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 11,484 | 37.0961 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 12,400 | 38.0595 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 13,655 | 37.0412 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 36,200 | 38.0335 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 39,500 | 38.0270 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 78,478 | 37.0460 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 92,246 | 38.0058 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 207,723 | 37.0000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1 | 33.6400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2 | 37.0125 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3 | 37.0166 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 14 | 36.4500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 15 | 36.7500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 20 | 37.0700 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 31 | 36.4900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 61 | 36.4400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 78 | 36.9900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 93 | 37.9400 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 33.5300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 37.0400 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 33.6600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.4000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 101 | 37.0300 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 102 | 33.7300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 106 | 36.9000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 126 | 36.9576 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 155 | 36.6300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 157 | 36.9299 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 37.9550 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 38.0950 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 37.9750 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 38.0150 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 36.5950 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 36.5100 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 36.3350 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 37.0687 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 37.0800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 213 | 37.9700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 254 | 37.0096 USD | ||||
| USD 0.01 Class A ordinary | Sale | 281 | 38.1176 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 300 | 36.5400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 328 | 37.0409 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 345 | 36.5900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 38.0350 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 400 | 33.6625 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 36.9975 USD | ||||
| USD 0.01 Class C ordinary | Sale | 402 | 37.0150 USD | ||||
| USD 0.01 Class A ordinary | Sale | 499 | 38.1300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 38.0720 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 37.9880 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 500 | 33.5460 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 38.0320 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 38.0530 USD | ||||
| USD 0.01 Class A ordinary | Sale | 505 | 38.0297 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 37.9900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 600 | 36.3883 USD | ||||
| USD 0.01 Class C ordinary | Sale | 670 | 36.9698 USD | ||||
| USD 0.01 Class C ordinary | Sale | 682 | 36.9855 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 800 | 33.6837 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 800 | 36.4162 USD | ||||
| USD 0.01 Class A ordinary | Sale | 810 | 37.9849 USD | ||||
| USD 0.01 Class A ordinary | Sale | 814 | 38.0778 USD | ||||
| USD 0.01 Class A ordinary | Sale | 900 | 38.0097 USD | ||||
| USD 0.01 Class A ordinary | Sale | 900 | 37.9619 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,000 | 37.9800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,000 | 36.5000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,036 | 36.5187 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,046 | 37.0076 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,400 | 36.3509 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,466 | 36.3469 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,560 | 38.0400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,604 | 38.0255 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,700 | 33.5917 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,700 | 36.9720 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,100 | 37.8533 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,300 | 38.1445 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,341 | 36.9962 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,400 | 36.9553 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,500 | 36.9425 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,689 | 37.0227 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,781 | 37.0399 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,812 | 38.0200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,954 | 36.9641 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,002 | 38.0217 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,100 | 38.0707 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,400 | 36.9309 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,400 | 38.0055 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,200 | 38.0450 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,300 | 37.0757 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,400 | 37.1906 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,853 | 37.0232 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,084 | 37.0121 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,099 | 37.0520 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,199 | 37.0200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,803 | 37.0887 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7,716 | 37.0160 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8,100 | 37.1309 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,200 | 37.9826 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,499 | 38.0200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 10,058 | 38.0404 USD | ||||
| USD 0.01 Class A ordinary | Sale | 10,473 | 38.0276 USD | ||||
| USD 0.01 Class C ordinary | Sale | 11,484 | 37.0961 USD | ||||
| USD 0.01 Class A ordinary | Sale | 11,827 | 37.9990 USD | ||||
| USD 0.01 Class A ordinary | Sale | 12,400 | 38.0595 USD | ||||
| USD 0.01 Class A ordinary | Sale | 12,515 | 37.9837 USD | ||||
| USD 0.01 Class C ordinary | Sale | 17,209 | 37.0382 USD | ||||
| USD 0.01 Class A ordinary | Sale | 20,002 | 38.0409 USD | ||||
| USD 0.01 Class C ordinary | Sale | 20,721 | 37.0696 USD | ||||
| USD 0.01 Class A ordinary | Sale | 30,400 | 38.0395 USD | ||||
| USD 0.01 Class A ordinary | Sale | 33,700 | 38.0279 USD | ||||
| USD 0.01 Class A ordinary | Sale | 43,998 | 37.9949 USD | ||||
| USD 0.01 Class C ordinary | Sale | 44,553 | 37.0554 USD | ||||
| USD 0.01 Class C ordinary | Sale | 207,970 | 37.0000 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â |
YES |
| Date of disclosure: | Â |
6 April 2016 |
|
| Contact name: |
Pinar Coktas |
||
| Telephone number: |
020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Full name of person making disclosure: | Â |
Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
LIBERTY GLOBAL PLC |
| 2. | Â | OPTIONS AND DERIVATIVES | Â | Â | Â | Â | Â | Â | Â | Â | Â | Â | |
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -100 | 37.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,600 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,000 | 42.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -16,200 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -100 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 8,500 | 47.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -18,700 | 45.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -44,700 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -4,800 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -21,000 | 27.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -22,500 | 42.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,300 | 37.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 2,400 | 35.0000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 600 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -21,000 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,700 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -200 | 35.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,500 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -4,200 | 35.0000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -600 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 2,000 | 30.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -100 | 47.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 40.0000 | American | May 20, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160406005721/en/
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