FORM 8.3 - LIBERTY GLOBAL PLC
FORM 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 10 Feb 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| Â | disclosures in respect of any other party to the offer? | CABLE & WIRELESS COMMUNICATIONS | |||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 203,080 | 0.08% | 127,590 | 0.05% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 124,700 | 0.05% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 83,600 | 0.03% | 296,200 | 0.12% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 411,380 | 0.16% | 423,790 | 0.17% | |||||||
| Class of relevant security: | Â | Â | Â | USD 0.01 Class C ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 112,446 | 0.02% | 7,033 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 112,446 | 0.02% | 7,033 | 0.00% | |||||||
| Class of relevant security: | Â | Â | Â | USD 0.01 LiLAC Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,876 | 0.09% | 8,235 | 0.07% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,235 | 0.07% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 20,111 | 0.16% | 8,235 | 0.07% | |||||||
| Class of relevant security: | Â | Â | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 0 | 0.00% | 55 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 0 | 0.00% | 55 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.01 Class C ordinary | Purchase | 4 | 30.7975 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 5 | 30.7390 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6 | 30.7650 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7 | 30.8185 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 32.9400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 30.9500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 123 | 34.7012 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 190 | 31.0691 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 190 | 31.0472 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 34.7500 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 32.9750 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 32.8150 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 31.3100 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 220 | 32.8981 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 241 | 31.3720 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 273 | 34.6900 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 300 | 31.2033 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 300 | 31.2300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 370 | 31.2935 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 400 | 32.9550 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 400 | 31.3275 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 400 | 31.2450 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 31.2900 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 415 | 31.1295 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 31.3380 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 600 | 31.3016 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 615 | 30.4700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 659 | 31.1794 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 682 | 32.8904 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 700 | 31.2685 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 700 | 31.1028 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 700 | 30.9950 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 700 | 31.3800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 900 | 31.2272 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 900 | 31.3400 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,000 | 34.7320 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,085 | 31.1099 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,100 | 31.7134 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,100 | 30.9877 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,170 | 30.9851 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,286 | 32.1242 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,500 | 31.2866 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,600 | 30.9743 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,700 | 31.8551 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 2,061 | 32.8731 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,200 | 31.2590 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,754 | 32.1404 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,807 | 30.6204 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,000 | 31.3453 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,000 | 31.9800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,037 | 31.2991 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,136 | 31.1460 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,335 | 32.1099 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4,000 | 31.1029 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4,200 | 30.7152 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,700 | 32.0487 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,900 | 32.0146 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 5,830 | 30.9825 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 6,026 | 34.7100 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 6,200 | 31.9129 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7,000 | 31.0600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 8,300 | 32.3246 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 9,149 | 31.1229 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 10,774 | 32.4412 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 11,700 | 30.9771 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 12,000 | 31.0321 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 14,500 | 31.9941 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 15,044 | 32.0809 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 15,965 | 31.0482 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 21,411 | 32.3068 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 22,596 | 31.8255 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 25,400 | 30.6150 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 34,213 | 31.1056 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 51,900 | 31.1676 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 95,114 | 30.9669 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 106,248 | 32.4461 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 108,144 | 32.0356 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 109,358 | 32.2064 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 111,018 | 30.8710 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 111,164 | 31.8478 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 170,959 | 30.6000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 222,558 | 31.2574 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5 | 30.7460 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6 | 30.7933 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7 | 30.7471 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8 | 30.7937 USD | ||||
| USD 0.01 Class C ordinary | Sale | 18 | 31.2200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 77 | 31.5401 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 34.6500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 30.9150 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 34.7000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 32.7100 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 32.7500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 34.5800 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 33.0800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 32.0200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 31.8800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 31.6500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 30.6003 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 30.6300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 105 | 32.0276 USD | ||||
| USD 0.01 Class A ordinary | Sale | 118 | 31.6128 USD | ||||
| USD 0.01 Class C ordinary | Sale | 190 | 31.0691 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 32.9750 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 31.7600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 31.7550 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 34.8000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 30.6100 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 34.7500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 269 | 34.6400 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 282 | 32.8184 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 32.1433 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 31.0966 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 30.7666 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 300 | 34.4433 USD | ||||
| USD 0.01 Class C ordinary | Sale | 309 | 30.7757 USD | ||||
| USD 0.01 Class C ordinary | Sale | 380 | 31.0472 USD | ||||
| USD 0.01 Class C ordinary | Sale | 500 | 30.6301 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 32.3780 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 31.7300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 590 | 30.7794 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 600 | 34.8083 USD | ||||
| USD 0.01 Class C ordinary | Sale | 600 | 30.7716 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 600 | 32.8683 USD | ||||
| USD 0.01 Class C ordinary | Sale | 615 | 30.4700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 696 | 32.4128 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 31.9828 USD | ||||
| USD 0.01 Class A ordinary | Sale | 752 | 31.5600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 778 | 32.4603 USD | ||||
| USD 0.01 Class A ordinary | Sale | 800 | 32.5062 USD | ||||
| USD 0.01 Class A ordinary | Sale | 800 | 32.0856 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 893 | 34.7090 USD | ||||
| USD 0.01 Class A ordinary | Sale | 900 | 32.3155 USD | ||||
| USD 0.01 Class C ordinary | Sale | 900 | 30.9555 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,000 | 31.7540 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,120 | 32.9376 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,200 | 32.4863 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,338 | 31.7168 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,361 | 32.8725 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,396 | 34.7211 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,400 | 32.3135 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,400 | 32.4103 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,500 | 30.9783 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,500 | 32.4153 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,700 | 30.8304 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,750 | 32.1957 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,900 | 31.1363 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,904 | 32.4157 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,996 | 32.4719 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,000 | 30.9925 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,100 | 32.3557 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,100 | 31.1286 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,300 | 31.7716 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,800 | 31.2842 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,806 | 32.2044 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,000 | 31.0356 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 3,464 | 34.7223 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,700 | 31.1797 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,200 | 30.7152 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,300 | 31.0323 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,194 | 32.1899 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,580 | 30.8675 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,500 | 31.2257 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,595 | 31.9895 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,691 | 30.9444 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7,007 | 30.9528 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8,307 | 31.3243 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,449 | 32.0809 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,745 | 31.9399 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,900 | 31.9739 USD | ||||
| USD 0.01 Class C ordinary | Sale | 10,000 | 31.0021 USD | ||||
| USD 0.01 Class C ordinary | Sale | 10,100 | 31.0692 USD | ||||
| USD 0.01 Class A ordinary | Sale | 10,113 | 31.9524 USD | ||||
| USD 0.01 Class A ordinary | Sale | 11,629 | 31.8757 USD | ||||
| USD 0.01 Class A ordinary | Sale | 12,700 | 32.0073 USD | ||||
| USD 0.01 Class C ordinary | Sale | 14,576 | 31.0019 USD | ||||
| USD 0.01 Class C ordinary | Sale | 18,720 | 31.0201 USD | ||||
| USD 0.01 Class C ordinary | Sale | 25,446 | 30.6150 USD | ||||
| USD 0.01 Class A ordinary | Sale | 29,871 | 31.8990 USD | ||||
| USD 0.01 Class A ordinary | Sale | 34,458 | 31.9155 USD | ||||
| USD 0.01 Class C ordinary | Sale | 39,457 | 30.9241 USD | ||||
| USD 0.01 Class C ordinary | Sale | 51,900 | 31.1676 USD | ||||
| USD 0.01 Class C ordinary | Sale | 61,763 | 31.0959 USD | ||||
| USD 0.01 Class A ordinary | Sale | 62,322 | 32.2551 USD | ||||
| USD 0.01 Class A ordinary | Sale | 106,248 | 32.4461 USD | ||||
| USD 0.01 Class A ordinary | Sale | 109,358 | 32.2064 USD | ||||
| USD 0.01 Class C ordinary | Sale | 111,018 | 30.8710 USD | ||||
| USD 0.01 Class A ordinary | Sale | 111,164 | 31.8478 USD | ||||
| USD 0.01 Class C ordinary | Sale | 172,815 | 30.6000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 222,558 | 31.2574 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Call Options | Selling | 1,300 | 35 USD | American | Apr 15, 2016 | 1.2000 USD | ||||||||
| Â | Call Options | Selling | 400 | 37.5000 USD | American | Apr 15, 2016 | 0.7000 USD |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | Feb 11, 2016 | ||
| Contact name: | Andrew Hurley | ||
| Telephone number: | 020 3555 3445 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | 15-Jul-16 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 35.0000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 600 | 32.5000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,100 | 35.0000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | 15-Jul-16 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -20,300 | 32.5000 | American | 19-Feb-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,400 | 45.0000 | American | 19-Feb-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -23,600 | 42.5000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | 15-Jul-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 30.0000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -13,800 | 37.5000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -17,700 | 45.0000 | American | 15-Apr-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | 15-Jul-16 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -43,700 | 40.0000 | American | 15-Apr-16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160211005824/en/
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