FORM 8.3 - LIBERTY GLOBAL PLC

FORM 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 3 Mar 2016
(f) In addition to the company in 1(c) above, is the discloser making Yes
  disclosures in respect of any other party to the offer? Cable & Wireless Communications Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 246,110 0.10% 129,407 0.05%
           
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 152,400 0.06% 313,600 0.12%
           
 
TOTAL: 523,210 0.21% 443,007 0.18%
Class of relevant security:       USD 0.01 Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 162,714 0.03% 8,630 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 162,714 0.03% 8,630 0.00%
Class of relevant security:       USD 0.01 LiLAC Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,831 0.09% 8,291 0.07%
           
(2) Cash-settled derivatives:
8,235 0.07% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 20,066 0.16% 8,291 0.07%
Class of relevant security:       USD 0.01 LiLAC Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 16 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 16 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 LiLAC Class C ordinary Purchase 2 38.0303 USD
USD 0.01 Class C ordinary Purchase 3 36.5950 USD
USD 0.01 Class C ordinary Purchase 4 36.5975 USD
USD 0.01 Class A ordinary Purchase 4 37.6400 USD
USD 0.01 Class C ordinary Purchase 7 36.6000 USD
USD 0.01 Class C ordinary Purchase 100 36.5000 USD
USD 0.01 Class C ordinary Purchase 100 36.5700 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.4700 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.4200 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.1900 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 35.3900 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 37.7700 USD
USD 0.01 Class A ordinary Purchase 181 37.6068 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 35.0000 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 34.9300 USD
USD 0.01 Class A ordinary Purchase 200 37.8000 USD
USD 0.01 Class C ordinary Purchase 200 36.5500 USD
USD 0.01 Class A ordinary Purchase 201 37.6250 USD
USD 0.01 Class C ordinary Purchase 300 36.6133 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 38.0600 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 34.6100 USD
USD 0.01 Class C ordinary Purchase 458 36.5621 USD
USD 0.01 LiLAC Class C ordinary Purchase 594 37.6273 USD
USD 0.01 Class C ordinary Purchase 674 36.6900 USD
USD 0.01 Class C ordinary Purchase 700 36.6199 USD
USD 0.01 LiLAC Class A ordinary Purchase 800 35.0100 USD
USD 0.01 Class A ordinary Purchase 800 37.6528 USD
USD 0.01 LiLAC Class C ordinary Purchase 941 37.8300 USD
USD 0.01 Class C ordinary Purchase 1,000 36.5550 USD
USD 0.01 Class A ordinary Purchase 1,000 37.5400 USD
USD 0.01 Class C ordinary Purchase 1,028 36.5551 USD
USD 0.01 Class A ordinary Purchase 1,200 37.6008 USD
USD 0.01 Class A ordinary Purchase 1,284 37.7239 USD
USD 0.01 Class A ordinary Purchase 1,300 37.7931 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,506 37.6762 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,535 35.0758 USD
USD 0.01 LiLAC Class A ordinary Purchase 1,795 35.0335 USD
USD 0.01 Class C ordinary Purchase 1,888 36.5666 USD
USD 0.01 Class C ordinary Purchase 1,900 36.5652 USD
USD 0.01 Class C ordinary Purchase 1,900 36.5628 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,316 37.9064 USD
USD 0.01 Class C ordinary Purchase 2,333 36.6718 USD
USD 0.01 LiLAC Class A ordinary Purchase 3,205 34.8860 USD
USD 0.01 Class A ordinary Purchase 3,795 37.7062 USD
USD 0.01 Class C ordinary Purchase 3,844 36.7744 USD
USD 0.01 Class A ordinary Purchase 4,100 37.5800 USD
USD 0.01 Class A ordinary Purchase 4,207 37.6680 USD
USD 0.01 Class C ordinary Purchase 4,300 36.6591 USD
USD 0.01 Class C ordinary Purchase 4,654 36.5608 USD
USD 0.01 Class A ordinary Purchase 5,200 37.6057 USD
USD 0.01 LiLAC Class C ordinary Purchase 5,400 37.8494 USD
USD 0.01 Class C ordinary Purchase 5,568 36.6394 USD
USD 0.01 Class C ordinary Purchase 5,800 36.7067 USD
USD 0.01 Class A ordinary Purchase 6,100 37.6115 USD
USD 0.01 Class C ordinary Purchase 8,300 36.7098 USD
USD 0.01 Class C ordinary Purchase 12,228 36.6275 USD
USD 0.01 Class A ordinary Purchase 16,028 37.7465 USD
USD 0.01 Class A ordinary Purchase 17,706 37.7910 USD
USD 0.01 Class C ordinary Purchase 23,127 36.6413 USD
USD 0.01 Class C ordinary Purchase 32,534 36.6310 USD
USD 0.01 Class A ordinary Purchase 51,940 37.7734 USD
USD 0.01 Class C ordinary Purchase 280,606 36.5400 USD
USD 0.01 Class A ordinary Sale 1 37.6300 USD
USD 0.01 Class A ordinary Sale 1 37.6100 USD
USD 0.01 Class C ordinary Sale 1 36.5800 USD
USD 0.01 LiLAC Class C ordinary Sale 2 38.0303 USD
USD 0.01 Class C ordinary Sale 2 36.6000 USD
USD 0.01 Class A ordinary Sale 2 37.6000 USD
USD 0.01 LiLAC Class A ordinary Sale 100 35.4200 USD
USD 0.01 LiLAC Class C ordinary Sale 100 37.6500 USD
USD 0.01 Class A ordinary Sale 100 37.7100 USD
USD 0.01 LiLAC Class C ordinary Sale 100 38.1800 USD
USD 0.01 Class C ordinary Sale 100 36.8500 USD
USD 0.01 Class C ordinary Sale 100 36.6500 USD
USD 0.01 LiLAC Class A ordinary Sale 100 34.8700 USD
USD 0.01 LiLAC Class A ordinary Sale 164 35.2756 USD
USD 0.01 LiLAC Class A ordinary Sale 171 35.1820 USD
USD 0.01 Class C ordinary Sale 200 36.5562 USD
USD 0.01 LiLAC Class A ordinary Sale 200 34.9300 USD
USD 0.01 LiLAC Class A ordinary Sale 200 34.8500 USD
USD 0.01 LiLAC Class C ordinary Sale 200 38.0400 USD
USD 0.01 Class A ordinary Sale 200 37.7625 USD
USD 0.01 Class A ordinary Sale 200 37.6250 USD
USD 0.01 Class A ordinary Sale 200 37.6037 USD
USD 0.01 Class C ordinary Sale 200 36.7200 USD
USD 0.01 Class C ordinary Sale 228 36.5500 USD
USD 0.01 Class C ordinary Sale 300 36.6733 USD
USD 0.01 LiLAC Class A ordinary Sale 300 35.2033 USD
USD 0.01 Class A ordinary Sale 382 37.6425 USD
USD 0.01 LiLAC Class C ordinary Sale 500 37.8700 USD
USD 0.01 LiLAC Class A ordinary Sale 600 35.0366 USD
USD 0.01 Class C ordinary Sale 674 36.6900 USD
USD 0.01 Class A ordinary Sale 700 37.5700 USD
USD 0.01 Class A ordinary Sale 800 37.7200 USD
USD 0.01 LiLAC Class A ordinary Sale 800 35.0100 USD
USD 0.01 Class C ordinary Sale 824 36.7345 USD
USD 0.01 Class C ordinary Sale 844 36.5568 USD
USD 0.01 Class A ordinary Sale 1,000 37.5400 USD
USD 0.01 Class C ordinary Sale 1,100 36.7004 USD
USD 0.01 Class A ordinary Sale 1,200 37.8000 USD
USD 0.01 Class A ordinary Sale 1,373 37.7063 USD
USD 0.01 LiLAC Class C ordinary Sale 1,416 37.8991 USD
USD 0.01 Class A ordinary Sale 2,040 37.7181 USD
USD 0.01 Class C ordinary Sale 2,209 36.7040 USD
USD 0.01 Class C ordinary Sale 3,300 36.7484 USD
USD 0.01 Class A ordinary Sale 3,820 37.7392 USD
USD 0.01 Class A ordinary Sale 4,000 37.5800 USD
USD 0.01 Class C ordinary Sale 4,435 36.5823 USD
USD 0.01 Class C ordinary Sale 4,500 36.7562 USD
USD 0.01 Class A ordinary Sale 5,300 37.5951 USD
USD 0.01 Class C ordinary Sale 5,500 36.6275 USD
USD 0.01 Class A ordinary Sale 5,700 37.6064 USD
USD 0.01 LiLAC Class A ordinary Sale 5,800 34.9353 USD
USD 0.01 Class C ordinary Sale 7,200 36.7113 USD
USD 0.01 Class C ordinary Sale 7,927 36.7517 USD
USD 0.01 LiLAC Class C ordinary Sale 8,841 37.8091 USD
USD 0.01 Class C ordinary Sale 10,000 36.5623 USD
USD 0.01 Class C ordinary Sale 63,295 36.6203 USD
USD 0.01 Class A ordinary Sale 88,926 37.7652 USD
USD 0.01 Class C ordinary Sale 282,259 36.5400 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Mar 4, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 11165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Mar 18, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -13,800 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -43,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,700 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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