Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

LIBERTY GLOBAL PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

28 April 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 202,484 0.08% 54,759 0.02%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 23,600 0.01% 81,900 0.03%
           
(4)
TOTAL: 261,484 0.10% 136,659 0.05%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 145,493 0.03% 23,806 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 145,493 0.03% 23,806 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 11,832 0.09% 0 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 596 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 596 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(a)   Purchases and sales        
Class of relevant Purchase/sale Number of Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 38.1300 USD
USD 0.01 Class C ordinary Purchase 3 36.9466 USD
USD 0.01 Class C ordinary Purchase 4 36.9225 USD
USD 0.01 Class C ordinary Purchase 5 36.9840 USD
USD 0.01 LiLAC Class C ordinary Purchase 5 40.6000 USD
USD 0.01 Class C ordinary Purchase 6 36.9716 USD
USD 0.01 LiLAC Class C ordinary Purchase 26 41.6997 USD
USD 0.01 Class A ordinary Purchase 36 38.4619 USD
USD 0.01 Class A ordinary Purchase 36 38.4038 USD
USD 0.01 LiLAC Class C ordinary Purchase 99 40.4100 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 41.7400 USD
USD 0.01 Class A ordinary Purchase 100 38.8700 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 41.0200 USD
USD 0.01 Class A ordinary Purchase 100 38.1250 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 40.5600 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 40.4800 USD
USD 0.01 Class A ordinary Purchase 100 38.0800 USD
USD 0.01 Class C ordinary Purchase 100 37.5800 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 40.8300 USD
USD 0.01 Class A ordinary Purchase 102 38.1000 USD
USD 0.01 LiLAC Class C ordinary Purchase 123 41.7218 USD
USD 0.01 Class C ordinary Purchase 200 37.3300 USD
USD 0.01 Class A ordinary Purchase 200 38.1500 USD
USD 0.01 Class C ordinary Purchase 225 37.3311 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 41.2341 USD
USD 0.01 Class C ordinary Purchase 300 37.3916 USD
USD 0.01 Class A ordinary Purchase 300 38.4683 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 41.5941 USD
USD 0.01 Class A ordinary Purchase 400 38.0500 USD
USD 0.01 Class C ordinary Purchase 400 37.3225 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 40.8425 USD
USD 0.01 Class C ordinary Purchase 429 37.3471 USD
USD 0.01 Class A ordinary Purchase 500 38.3920 USD
USD 0.01 Class A ordinary Purchase 500 38.8200 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 41.0170 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 41.2330 USD
USD 0.01 Class A ordinary Purchase 500 38.1230 USD
USD 0.01 LiLAC Class C ordinary Purchase 567 40.5952 USD
USD 0.01 Class C ordinary Purchase 609 37.9000 USD
USD 0.01 Class A ordinary Purchase 700 38.8557 USD
USD 0.01 LiLAC Class C ordinary Purchase 700 41.5392 USD
USD 0.01 Class C ordinary Purchase 746 37.3600 USD
USD 0.01 Class A ordinary Purchase 830 38.1192 USD
USD 0.01 LiLAC Class C ordinary Purchase 900 40.9388 USD
USD 0.01 Class A ordinary Purchase 937 38.7678 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 40.7110 USD
USD 0.01 Class C ordinary Purchase 1,100 37.1468 USD
USD 0.01 Class C ordinary Purchase 1,246 36.9115 USD
USD 0.01 Class C ordinary Purchase 1,246 36.9200 USD
USD 0.01 Class C ordinary Purchase 1,400 37.2329 USD
USD 0.01 Class A ordinary Purchase 1,665 38.3524 USD
USD 0.01 Class C ordinary Purchase 1,814 37.3324 USD
USD 0.01 Class C ordinary Purchase 1,853 37.3541 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,944 40.8163 USD
USD 0.01 Class A ordinary Purchase 2,000 38.4935 USD
USD 0.01 Class C ordinary Purchase 2,000 36.9276 USD
USD 0.01 Class C ordinary Purchase 2,146 36.9141 USD
USD 0.01 Class C ordinary Purchase 2,728 37.3950 USD
USD 0.01 Class A ordinary Purchase 4,337 38.6888 USD
USD 0.01 Class A ordinary Purchase 5,512 38.0666 USD
USD 0.01 Class A ordinary Purchase 5,512 38.0735 USD
USD 0.01 Class A ordinary Purchase 5,980 38.5736 USD
USD 0.01 Class A ordinary Purchase 6,412 38.0709 USD
USD 0.01 Class A ordinary Purchase 10,362 38.7060 USD
USD 0.01 Class C ordinary Purchase 10,701 37.4701 USD
USD 0.01 Class A ordinary Purchase 11,300 38.4972 USD
USD 0.01 Class A ordinary Purchase 11,771 38.6921 USD
USD 0.01 Class A ordinary Purchase 13,100 38.4526 USD
USD 0.01 Class C ordinary Purchase 13,360 37.4392 USD
USD 0.01 Class A ordinary Purchase 16,680 38.1400 USD
USD 0.01 Class A ordinary Purchase 17,632 38.2466 USD
USD 0.01 Class C ordinary Purchase 22,300 36.9850 USD
USD 0.01 Class C ordinary Purchase 29,600 37.0281 USD
USD 0.01 Class A ordinary Purchase 40,682 38.6492 USD
USD 0.01 Class C ordinary Purchase 41,868 37.5359 USD
USD 0.01 Class A ordinary Purchase 45,798 38.6677 USD
USD 0.01 Class C ordinary Purchase 56,555 37.2198 USD
USD 0.01 Class C ordinary Purchase 242,217 36.9600 USD
USD 0.01 Class C ordinary Sale 1 36.9150 USD
USD 0.01 LiLAC Class C ordinary Sale 5 40.6000 USD
USD 0.01 Class C ordinary Sale 8 36.9551 USD
USD 0.01 Class A ordinary Sale 26 38.1500 USD
USD 0.01 Class A ordinary Sale 30 38.8000 USD
USD 0.01 Class A ordinary Sale 36 38.4038 USD
USD 0.01 Class A ordinary Sale 67 38.1450 USD
USD 0.01 Class A ordinary Sale 72 38.4619 USD
USD 0.01 Class C ordinary Sale 84 36.9400 USD
USD 0.01 Class A ordinary Sale 99 38.1101 USD
USD 0.01 Class A ordinary Sale 100 38.1300 USD
USD 0.01 Class A ordinary Sale 100 38.1001 USD
USD 0.01 Class C ordinary Sale 100 37.4600 USD
USD 0.01 Class C ordinary Sale 100 37.4550 USD
USD 0.01 Class C ordinary Sale 100 36.9700 USD
USD 0.01 LiLAC Class C ordinary Sale 100 41.6801 USD
USD 0.01 Class C ordinary Sale 100 36.9300 USD
USD 0.01 LiLAC Class C ordinary Sale 112 41.6762 USD
USD 0.01 LiLAC Class C ordinary Sale 149 41.7180 USD
USD 0.01 LiLAC Class C ordinary Sale 200 41.6575 USD
USD 0.01 LiLAC Class C ordinary Sale 200 41.6850 USD
USD 0.01 Class C ordinary Sale 200 36.8850 USD
USD 0.01 Class C ordinary Sale 200 36.9550 USD
USD 0.01 LiLAC Class C ordinary Sale 200 41.0300 USD
USD 0.01 Class A ordinary Sale 268 38.1175 USD
USD 0.01 LiLAC Class C ordinary Sale 300 41.3683 USD
USD 0.01 Class A ordinary Sale 300 38.1100 USD
USD 0.01 Class A ordinary Sale 305 38.1250 USD
USD 0.01 Class C ordinary Sale 389 36.9800 USD
USD 0.01 Class A ordinary Sale 400 38.6406 USD
USD 0.01 LiLAC Class C ordinary Sale 400 41.0225 USD
USD 0.01 Class C ordinary Sale 400 37.3700 USD
USD 0.01 Class C ordinary Sale 432 37.5248 USD
USD 0.01 Class C ordinary Sale 500 37.4460 USD
USD 0.01 Class A ordinary Sale 500 38.0855 USD
USD 0.01 Class A ordinary Sale 500 38.5080 USD
USD 0.01 LiLAC Class C ordinary Sale 500 41.4810 USD
USD 0.01 Class A ordinary Sale 502 38.1278 USD
USD 0.01 Class C ordinary Sale 600 36.9266 USD
USD 0.01 Class A ordinary Sale 600 38.1154 USD
USD 0.01 Class A ordinary Sale 600 38.0500 USD
USD 0.01 Class C ordinary Sale 609 37.9000 USD
USD 0.01 Class A ordinary Sale 700 38.1457 USD
USD 0.01 Class C ordinary Sale 700 37.4242 USD
USD 0.01 Class A ordinary Sale 700 38.1296 USD
USD 0.01 Class C ordinary Sale 700 36.9500 USD
USD 0.01 Class C ordinary Sale 797 37.0441 USD
USD 0.01 Class A ordinary Sale 800 38.0650 USD
USD 0.01 Class A ordinary Sale 858 38.4837 USD
USD 0.01 Class A ordinary Sale 900 38.6566 USD
USD 0.01 Class C ordinary Sale 1,000 36.9352 USD
USD 0.01 Class A ordinary Sale 1,070 38.5789 USD
USD 0.01 Class C ordinary Sale 1,100 37.2672 USD
USD 0.01 Class A ordinary Sale 1,230 38.5849 USD
USD 0.01 Class C ordinary Sale 1,246 36.9115 USD
USD 0.01 Class A ordinary Sale 1,300 38.6338 USD
USD 0.01 Class A ordinary Sale 1,413 38.0747 USD
USD 0.01 Class A ordinary Sale 1,514 38.5975 USD
USD 0.01 Class A ordinary Sale 1,665 38.5227 USD
USD 0.01 Class A ordinary Sale 1,670 38.0651 USD
USD 0.01 Class C ordinary Sale 1,700 37.2447 USD
USD 0.01 Class C ordinary Sale 1,800 37.4163 USD
USD 0.01 Class A ordinary Sale 1,909 38.4845 USD
USD 0.01 Class A ordinary Sale 1,960 38.0854 USD
USD 0.01 Class A ordinary Sale 2,000 38.0880 USD
USD 0.01 Class C ordinary Sale 2,000 37.3435 USD
USD 0.01 Class C ordinary Sale 2,031 37.0812 USD
USD 0.01 Class C ordinary Sale 2,100 37.5819 USD
USD 0.01 Class C ordinary Sale 2,249 36.9200 USD
USD 0.01 Class C ordinary Sale 2,500 36.9586 USD
USD 0.01 Class A ordinary Sale 2,765 38.4308 USD
USD 0.01 Class C ordinary Sale 3,148 37.4065 USD
USD 0.01 Class C ordinary Sale 3,356 37.1513 USD
USD 0.01 Class C ordinary Sale 3,873 37.2162 USD
USD 0.01 Class A ordinary Sale 3,880 38.5095 USD
USD 0.01 Class A ordinary Sale 3,900 38.5573 USD
USD 0.01 Class C ordinary Sale 4,270 37.3814 USD
USD 0.01 Class A ordinary Sale 4,543 38.1033 USD
USD 0.01 LiLAC Class C ordinary Sale 5,011 40.8061 USD
USD 0.01 Class A ordinary Sale 5,512 38.0735 USD
USD 0.01 Class A ordinary Sale 5,512 38.0666 USD
USD 0.01 Class A ordinary Sale 6,100 38.7049 USD
USD 0.01 Class A ordinary Sale 6,500 38.2419 USD
USD 0.01 Class C ordinary Sale 6,869 37.4390 USD
USD 0.01 Class A ordinary Sale 7,900 38.4438 USD
USD 0.01 Class C ordinary Sale 17,406 37.1158 USD
USD 0.01 Class C ordinary Sale 19,455 37.4171 USD
USD 0.01 Class C ordinary Sale 20,290 37.2917 USD
USD 0.01 Class C ordinary Sale 22,600 36.9846 USD
USD 0.01 Class A ordinary Sale 24,188 38.1400 USD
USD 0.01 Class C ordinary Sale 27,700 37.0013 USD
USD 0.01 Class A ordinary Sale 40,682 38.6492 USD
USD 0.01 Class C ordinary Sale 41,868 37.5359 USD
USD 0.01 Class A ordinary Sale 73,205 38.6833 USD
USD 0.01 Class C ordinary Sale 237,955 36.9600 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:

29 April 2016

Contact name:

Pinar Coktas

Telephone number:

020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

LIBERTY GLOBAL PLC

2.   OPTIONS AND DERIVATIVES                    
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 1,600 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,500 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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