Form 8.3 - LIBERTY GLOBAL PLC
Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 29 Apr 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| Â | disclosures in respect of any other party to the offer? | CABLE & WIRELESS COMMUNICATIONS |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 203,359 | 0.08% | 44,951 | 0.02% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 35,400 | 0.01% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 23,600 | 0.01% | 83,100 | 0.03% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 262,359 | 0.10% | 128,051 | 0.05% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 Class C ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 145,440 | 0.03% | 19,037 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 145,440 | 0.03% | 19,037 | 0.00% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class A ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,910 | 0.09% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 11,910 | 0.09% | 0 | 0.00% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | ||||||
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 102 | 0.00% | 14 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 102 | 0.00% | 14 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.01 Class A ordinary | Purchase | 1 | 37.6850 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1 | 37.6800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2 | 36.5850 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2 | 36.5650 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3 | 36.5533 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 13 | 40.4600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 18 | 40.5900 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 24 | 37.0516 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 63 | 36.0800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 40.5800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 154 | 40.4000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 40.6675 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 37.5750 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 37.7237 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 40.5600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 40.5700 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 212 | 41.4700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 292 | 36.0735 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 300 | 40.6000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 301 | 40.8891 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 372 | 40.4337 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 37.3300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 497 | 36.3919 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 533 | 37.3395 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 535 | 37.6888 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 574 | 36.9600 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 598 | 36.0200 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 600 | 40.7183 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 604 | 40.4390 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 686 | 37.6825 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 700 | 37.7366 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 700 | 40.6471 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 750 | 37.7284 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 755 | 36.4410 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 900 | 36.3972 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 910 | 40.6115 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,000 | 37.3039 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,002 | 36.3476 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,054 | 36.4775 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,100 | 37.7288 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,365 | 37.6215 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,763 | 36.4515 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,800 | 36.2901 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,875 | 37.7285 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,000 | 37.4612 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,017 | 36.1053 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,198 | 37.8036 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,298 | 36.2751 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,400 | 36.6816 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,799 | 36.5154 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,068 | 36.5003 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,600 | 36.4005 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,600 | 37.4202 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,896 | 35.9679 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,264 | 37.4207 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 4,600 | 40.7773 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4,873 | 36.5985 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,651 | 37.5490 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,651 | 37.5874 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 6,669 | 37.5627 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 7,244 | 37.5623 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 7,351 | 37.5558 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7,800 | 36.2211 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 9,000 | 37.7126 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 13,000 | 36.2661 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 16,533 | 37.7300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 20,118 | 37.6108 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 23,700 | 37.6365 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 32,100 | 37.6721 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 39,332 | 37.5754 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 82,221 | 37.6192 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 88,332 | 37.2831 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 139,492 | 36.1156 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 217,488 | 36.6000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1 | 37.7400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3 | 36.6100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6 | 36.5433 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 7 | 40.4900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8 | 36.5500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 18 | 40.5900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 24 | 37.0516 USD | ||||
| USD 0.01 Class A ordinary | Sale | 24 | 37.5999 USD | ||||
| USD 0.01 Class C ordinary | Sale | 63 | 36.0800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 70 | 40.4500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 72 | 36.5900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 77 | 40.4000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 37.5800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 36.4400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 36.4300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 36.2000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 40.6300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 35.7800 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 35.9600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 40.6200 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 40.5600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 101 | 36.5800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 113 | 40.4600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 121 | 37.3535 USD | ||||
| USD 0.01 Class C ordinary | Sale | 124 | 36.5951 USD | ||||
| USD 0.01 Class A ordinary | Sale | 125 | 37.7160 USD | ||||
| USD 0.01 Class C ordinary | Sale | 177 | 36.1900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 35.9650 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 36.3950 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 36.5100 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 37.5600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 40.6000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 41.4000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 201 | 41.0328 USD | ||||
| USD 0.01 Class C ordinary | Sale | 202 | 35.9100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 247 | 35.9679 USD | ||||
| USD 0.01 Class C ordinary | Sale | 247 | 36.0041 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 37.3166 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 36.5700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 36.2133 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 302 | 40.4390 USD | ||||
| USD 0.01 Class A ordinary | Sale | 339 | 37.1734 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 37.5668 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 37.3125 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 37.2625 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 37.6900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 36.3125 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 402 | 40.4300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 455 | 40.6115 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 37.5650 USD | ||||
| USD 0.01 Class A ordinary | Sale | 501 | 37.6600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 502 | 37.6561 USD | ||||
| USD 0.01 Class C ordinary | Sale | 574 | 36.9600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 37.5750 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 37.7295 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 37.1950 USD | ||||
| USD 0.01 Class A ordinary | Sale | 699 | 37.7200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 700 | 36.3978 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 700 | 40.6471 USD | ||||
| USD 0.01 Class C ordinary | Sale | 700 | 36.4653 USD | ||||
| USD 0.01 Class C ordinary | Sale | 755 | 36.4410 USD | ||||
| USD 0.01 Class C ordinary | Sale | 798 | 36.0200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 855 | 36.4600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,100 | 36.2018 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,155 | 40.6100 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,244 | 37.7261 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,300 | 37.7280 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,600 | 37.7409 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,800 | 36.0025 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,900 | 40.8694 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,924 | 37.3807 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,063 | 37.2233 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,157 | 37.2298 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,198 | 37.8036 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,300 | 36.3452 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,400 | 36.6816 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2,700 | 40.6892 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,800 | 37.5109 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,900 | 36.4810 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,400 | 36.2422 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,400 | 36.3163 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,591 | 37.2383 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,700 | 37.5193 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,750 | 37.7285 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,559 | 37.4419 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,300 | 36.2010 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,651 | 37.5874 USD | ||||
| USD 0.01 Class A ordinary | Sale | 5,651 | 37.5490 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,000 | 36.3008 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,617 | 36.4233 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,898 | 37.2575 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,590 | 37.2441 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8,700 | 36.1667 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,386 | 37.3004 USD | ||||
| USD 0.01 Class C ordinary | Sale | 9,746 | 36.5985 USD | ||||
| USD 0.01 Class C ordinary | Sale | 10,100 | 36.2044 USD | ||||
| USD 0.01 Class C ordinary | Sale | 13,195 | 36.1072 USD | ||||
| USD 0.01 Class A ordinary | Sale | 13,274 | 37.2780 USD | ||||
| USD 0.01 Class A ordinary | Sale | 13,714 | 37.7300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 14,016 | 36.2757 USD | ||||
| USD 0.01 Class C ordinary | Sale | 14,284 | 36.0685 USD | ||||
| USD 0.01 Class A ordinary | Sale | 31,900 | 37.6580 USD | ||||
| USD 0.01 Class A ordinary | Sale | 41,673 | 37.3028 USD | ||||
| USD 0.01 Class C ordinary | Sale | 81,514 | 36.0716 USD | ||||
| USD 0.01 Class C ordinary | Sale | 212,816 | 36.6000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 190,000 | 37.6158 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | May 3, 2016 | ||
| Contact name: | Pinar Coktas | ||
| Telephone number: | 020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 600 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,400 | 37.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 2,400 | 35.0000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -21,000 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -200 | 35.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 5,400 | 42.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -4,200 | 35.0000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 40.0000 | American | Jun 17, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -600 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -1,200 | 40.0000 | American | Oct 21, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -6,000 | 45.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 37.5000 | American | Jun 17, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 900 | 35.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -100 | 47.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,600 | 40.0000 | American | Jun 17, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 40.0000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -100 | 37.5000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -100 | 35.0000 | American | May 20, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -3,800 | 27.5000 | American | Jan 19, 2018 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,600 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,000 | 42.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -100 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 8,500 | 47.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -18,500 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -3,600 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -21,000 | 27.5000 | American | Jan 20, 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160503005965/en/
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