Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

LIBERTY GLOBAL PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 3 May 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 198,534 0.08% 43,408 0.02%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 24,700 0.01% 84,900 0.03%
           
(4)
TOTAL: 258,634 0.10% 128,308 0.05%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 148,291 0.03% 31,195 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 148,291 0.03% 31,195 0.01%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,910 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 11,910 0.09% 0 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 102 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 102 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 1 36.5100 USD
USD 0.01 Class C ordinary Purchase 2 36.5000 USD
USD 0.01 Class A ordinary Purchase 2 37.5850 USD
USD 0.01 Class A ordinary Purchase 2 37.5950 USD
USD 0.01 Class C ordinary Purchase 3 36.5050 USD
USD 0.01 LiLAC Class C ordinary Purchase 17 40.0200 USD
USD 0.01 Class A ordinary Purchase 43 37.6800 USD
USD 0.01 LiLAC Class C ordinary Purchase 77 39.8300 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 39.9400 USD
USD 0.01 Class A ordinary Purchase 100 37.8000 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 39.8500 USD
USD 0.01 Class A ordinary Purchase 200 37.8150 USD
USD 0.01 Class C ordinary Purchase 200 36.5900 USD
USD 0.01 Class A ordinary Purchase 300 37.7150 USD
USD 0.01 Class A ordinary Purchase 400 37.7218 USD
USD 0.01 Class A ordinary Purchase 482 37.7130 USD
USD 0.01 Class A ordinary Purchase 500 38.1420 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 40.2260 USD
USD 0.01 Class A ordinary Purchase 500 37.8460 USD
USD 0.01 Class C ordinary Purchase 514 36.6405 USD
USD 0.01 Class A ordinary Purchase 645 37.9526 USD
USD 0.01 Class A ordinary Purchase 700 37.8378 USD
USD 0.01 Class A ordinary Purchase 700 37.7142 USD
USD 0.01 Class A ordinary Purchase 786 37.8235 USD
USD 0.01 LiLAC Class C ordinary Purchase 800 39.9763 USD
USD 0.01 Class A ordinary Purchase 801 37.7548 USD
USD 0.01 Class C ordinary Purchase 844 36.5410 USD
USD 0.01 Class C ordinary Purchase 844 36.5400 USD
USD 0.01 Class C ordinary Purchase 987 36.9348 USD
USD 0.01 Class A ordinary Purchase 1,200 37.9604 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,200 39.9850 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,400 40.2021 USD
USD 0.01 Class C ordinary Purchase 1,736 36.5220 USD
USD 0.01 Class C ordinary Purchase 1,822 36.6348 USD
USD 0.01 Class C ordinary Purchase 2,600 36.5717 USD
USD 0.01 Class C ordinary Purchase 2,897 37.3900 USD
USD 0.01 Class A ordinary Purchase 3,023 37.9100 USD
USD 0.01 Class A ordinary Purchase 3,500 37.7995 USD
USD 0.01 LiLAC Class C ordinary Purchase 3,900 40.1567 USD
USD 0.01 Class C ordinary Purchase 4,300 36.5748 USD
USD 0.01 Class A ordinary Purchase 5,600 37.6744 USD
USD 0.01 Class A ordinary Purchase 5,695 37.6868 USD
USD 0.01 Class C ordinary Purchase 5,800 36.5027 USD
USD 0.01 Class A ordinary Purchase 6,595 37.6911 USD
USD 0.01 Class A ordinary Purchase 7,995 37.6927 USD
USD 0.01 Class C ordinary Purchase 8,024 36.6456 USD
USD 0.01 Class A ordinary Purchase 10,656 37.7007 USD
USD 0.01 Class A ordinary Purchase 12,186 37.7009 USD
USD 0.01 Class A ordinary Purchase 14,052 37.7000 USD
USD 0.01 Class A ordinary Purchase 16,654 38.1853 USD
USD 0.01 Class C ordinary Purchase 17,288 37.0974 USD
USD 0.01 Class A ordinary Purchase 17,500 37.7057 USD
USD 0.01 Class A ordinary Purchase 17,955 37.7982 USD
USD 0.01 Class A ordinary Purchase 21,917 37.5800 USD
USD 0.01 Class C ordinary Purchase 27,050 36.5826 USD
USD 0.01 Class C ordinary Purchase 62,213 36.6728 USD
USD 0.01 Class A ordinary Purchase 89,096 37.6995 USD
USD 0.01 Class C ordinary Purchase 244,634 36.3900 USD
USD 0.01 Class C ordinary Sale 1 36.4900 USD
USD 0.01 Class A ordinary Sale 3 37.8800 USD
USD 0.01 Class C ordinary Sale 5 36.4550 USD
USD 0.01 LiLAC Class C ordinary Sale 17 40.0200 USD
USD 0.01 Class C ordinary Sale 66 36.7700 USD
USD 0.01 LiLAC Class C ordinary Sale 77 39.8300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 39.8100 USD
USD 0.01 Class A ordinary Sale 100 37.9000 USD
USD 0.01 Class C ordinary Sale 100 36.7950 USD
USD 0.01 Class C ordinary Sale 100 36.7800 USD
USD 0.01 Class A ordinary Sale 100 37.7000 USD
USD 0.01 LiLAC Class C ordinary Sale 100 39.8900 USD
USD 0.01 Class C ordinary Sale 192 36.4916 USD
USD 0.01 Class C ordinary Sale 200 36.7750 USD
USD 0.01 Class A ordinary Sale 200 37.7025 USD
USD 0.01 Class A ordinary Sale 200 37.7075 USD
USD 0.01 Class A ordinary Sale 200 37.8900 USD
USD 0.01 LiLAC Class C ordinary Sale 200 40.4050 USD
USD 0.01 Class C ordinary Sale 293 36.6100 USD
USD 0.01 Class A ordinary Sale 300 37.7150 USD
USD 0.01 LiLAC Class C ordinary Sale 300 39.8866 USD
USD 0.01 Class A ordinary Sale 300 37.7066 USD
USD 0.01 Class A ordinary Sale 350 37.9742 USD
USD 0.01 LiLAC Class C ordinary Sale 400 39.9850 USD
USD 0.01 Class A ordinary Sale 500 38.1190 USD
USD 0.01 LiLAC Class C ordinary Sale 500 40.2260 USD
USD 0.01 Class C ordinary Sale 600 36.5020 USD
USD 0.01 Class C ordinary Sale 700 36.5871 USD
USD 0.01 Class C ordinary Sale 700 36.6585 USD
USD 0.01 Class A ordinary Sale 700 37.6700 USD
USD 0.01 Class C ordinary Sale 793 36.6501 USD
USD 0.01 Class C ordinary Sale 800 36.6062 USD
USD 0.01 Class C ordinary Sale 844 36.5410 USD
USD 0.01 Class C ordinary Sale 900 36.5977 USD
USD 0.01 Class C ordinary Sale 900 36.6000 USD
USD 0.01 Class A ordinary Sale 920 37.7749 USD
USD 0.01 Class C ordinary Sale 944 36.5400 USD
USD 0.01 Class A ordinary Sale 948 37.6100 USD
USD 0.01 Class C ordinary Sale 1,000 36.8015 USD
USD 0.01 Class A ordinary Sale 1,000 37.7800 USD
USD 0.01 Class A ordinary Sale 1,100 37.8015 USD
USD 0.01 Class A ordinary Sale 1,200 37.6833 USD
USD 0.01 Class A ordinary Sale 1,612 38.0265 USD
USD 0.01 Class A ordinary Sale 1,700 37.6936 USD
USD 0.01 Class C ordinary Sale 1,800 36.4461 USD
USD 0.01 Class C ordinary Sale 1,900 36.5957 USD
USD 0.01 LiLAC Class C ordinary Sale 1,900 39.9647 USD
USD 0.01 Class C ordinary Sale 1,900 36.5109 USD
USD 0.01 Class A ordinary Sale 2,100 37.7180 USD
USD 0.01 Class A ordinary Sale 2,300 37.8165 USD
USD 0.01 Class C ordinary Sale 2,300 36.5818 USD
USD 0.01 Class A ordinary Sale 2,400 37.6920 USD
USD 0.01 Class C ordinary Sale 2,400 36.6254 USD
USD 0.01 Class A ordinary Sale 2,625 37.9540 USD
USD 0.01 Class C ordinary Sale 2,897 37.3900 USD
USD 0.01 Class C ordinary Sale 3,094 36.6044 USD
USD 0.01 Class C ordinary Sale 3,200 36.7446 USD
USD 0.01 Class C ordinary Sale 3,743 36.4200 USD
USD 0.01 Class A ordinary Sale 4,236 37.9177 USD
USD 0.01 Class C ordinary Sale 4,349 36.6481 USD
USD 0.01 LiLAC Class C ordinary Sale 4,600 40.1906 USD
USD 0.01 Class C ordinary Sale 5,018 36.5763 USD
USD 0.01 Class A ordinary Sale 5,600 37.6744 USD
USD 0.01 Class A ordinary Sale 5,695 37.6911 USD
USD 0.01 Class A ordinary Sale 5,695 37.6868 USD
USD 0.01 Class C ordinary Sale 5,800 36.5027 USD
USD 0.01 Class A ordinary Sale 6,200 37.8118 USD
USD 0.01 Class C ordinary Sale 6,705 36.6809 USD
USD 0.01 Class C ordinary Sale 7,605 36.7912 USD
USD 0.01 Class C ordinary Sale 15,932 36.5817 USD
USD 0.01 Class C ordinary Sale 16,400 36.6259 USD
USD 0.01 Class A ordinary Sale 16,654 38.1853 USD
USD 0.01 Class C ordinary Sale 17,288 37.0974 USD
USD 0.01 Class A ordinary Sale 21,918 37.5800 USD
USD 0.01 Class C ordinary Sale 25,279 36.7104 USD
USD 0.01 Class A ordinary Sale 145,090 37.7006 USD
USD 0.01 Class C ordinary Sale 244,636 36.3900 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: May 4, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -1,200 40.0000 American Oct 21, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -2,200 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 2,700 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,500 40.0000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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