Form 8.3 - Liberty Global Plc
Form 8.3 - Liberty Global Plc
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | Liberty Global Plc | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 11 Feb 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | Yes: | |||
| Â | disclosures in respect of any other party to the offer? | Cable & Wireless Communications Plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | USD 0.01 Class A ordinary | |||||||||
| Â | Interests | Â | Short Positions | ||||||||
| Â | Â | Number | Â | (%) | Number | Â | (%) | ||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 225,135 | 0.09% | 128,135 | 0.05% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 124,700 | 0.05% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 83,600 | 0.03% | 338,600 | 0.13% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 433,435 | 0.17% | 466,735 | 0.18% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | USD 0.01 Class C ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 131,246 | 0.02% | 6,489 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 131,246 | 0.02% | 6,489 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | USD 0.01 LiLAC Class A ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,876 | 0.09% | 8,235 | 0.07% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,235 | 0.07% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 20,111 | 0.16% | 8,235 | 0.07% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Class of relevant security: | USD 0.01 LiLAC Class C ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 0 | 0.00% | 55 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 0 | 0.00% | 55 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.01 Class C ordinary | Purchase | 5 | 30.4680 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7 | 30.4978 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 8 | 30.4900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 10 | 34.6300 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 16 | 32.2700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 29 | 30.1446 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 43 | 30.2944 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 43 | 30.1600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 60 | 31.3100 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 60 | 31.4500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 34.0700 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 34.2900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 34.3000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 30.3700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 31.4600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 31.5800 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 31.6000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 32.4300 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 122 | 32.4500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 137 | 34.2200 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 30.3000 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 31.2650 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 31.5000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 222 | 30.3660 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 31.0900 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 311 | 30.3064 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 31.4225 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 450 | 30.3711 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 489 | 30.3256 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 500 | 34.2320 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 500 | 31.4450 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 500 | 31.2720 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 600 | 34.3200 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 700 | 32.3500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 787 | 30.3504 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 900 | 30.3900 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 970 | 30.3428 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,192 | 31.4727 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,245 | 32.1951 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,300 | 31.3208 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,000 | 30.3490 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,100 | 30.2285 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 3,101 | 32.2940 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,130 | 31.3605 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,200 | 31.5280 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,205 | 31.4461 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,600 | 31.3758 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,672 | 31.3471 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,006 | 31.3518 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 5,400 | 30.2138 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,700 | 31.1000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,155 | 30.3383 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 6,861 | 30.3283 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 7,000 | 34.2042 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 8,600 | 30.3025 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 9,045 | 31.4300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 9,157 | 31.3782 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 11,944 | 31.4011 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 14,490 | 31.4275 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 16,151 | 30.3103 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 17,300 | 30.1990 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 19,624 | 30.2785 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 21,460 | 30.2131 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 26,200 | 31.3739 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 32,476 | 30.2452 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 42,103 | 30.3005 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 45,031 | 31.3986 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 52,422 | 31.2114 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 75,689 | 31.2263 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 107,218 | 30.3200 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 132,700 | 31.4897 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 164,456 | 30.3563 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 295,356 | 30.2770 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1 | 30.4850 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1 | 30.3850 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2 | 30.4525 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3 | 30.4833 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3 | 30.4866 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3 | 30.4800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 10 | 34.6300 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 16 | 32.2700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 43 | 30.2944 USD | ||||
| USD 0.01 Class C ordinary | Sale | 43 | 30.2945 USD | ||||
| USD 0.01 Class A ordinary | Sale | 79 | 31.0400 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 32.3200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 30.2500 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 31.5800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 31.1700 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 100 | 32.2600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 34.2000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 30.1150 USD | ||||
| USD 0.01 Class A ordinary | Sale | 105 | 31.5242 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 122 | 32.4500 USD | ||||
| USD 0.01 Class A ordinary | Sale | 136 | 31.4500 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 137 | 34.2200 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 32.2800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 34.1800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 34.2450 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 30.1550 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 30.2000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 30.2600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 30.3600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 31.0300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 203 | 30.2221 USD | ||||
| USD 0.01 Class C ordinary | Sale | 271 | 30.3500 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 31.5066 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 31.5033 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 300 | 34.0833 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 30.2701 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 31.2033 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 30.4100 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 31.5733 USD | ||||
| USD 0.01 Class A ordinary | Sale | 340 | 31.4023 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 500 | 32.3280 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 31.3760 USD | ||||
| USD 0.01 Class C ordinary | Sale | 500 | 30.3525 USD | ||||
| USD 0.01 Class C ordinary | Sale | 555 | 30.1926 USD | ||||
| USD 0.01 Class C ordinary | Sale | 622 | 30.3750 USD | ||||
| USD 0.01 Class C ordinary | Sale | 700 | 30.2400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 31.1671 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 31.1614 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 31.5700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 800 | 31.4600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 822 | 33.9990 USD | ||||
| USD 0.01 Class C ordinary | Sale | 841 | 30.2205 USD | ||||
| USD 0.01 Class A ordinary | Sale | 960 | 31.4473 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,000 | 31.3330 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,000 | 32.2690 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,055 | 31.4300 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,100 | 30.2077 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,120 | 31.4514 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,177 | 34.2687 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,200 | 34.2817 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,201 | 32.3037 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,300 | 30.2700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,350 | 30.3837 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,461 | 30.2479 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,697 | 30.2088 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,700 | 34.2870 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,900 | 31.4461 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,900 | 31.3163 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,000 | 31.2830 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,000 | 30.3352 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 2,045 | 32.2596 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,186 | 31.3300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,265 | 31.4432 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,300 | 30.2918 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,306 | 31.3196 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,372 | 30.1482 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,486 | 31.3471 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,583 | 31.2852 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,700 | 31.5403 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2,701 | 34.1969 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,878 | 31.2192 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,200 | 31.3365 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,300 | 30.2736 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,500 | 30.2158 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,800 | 31.3580 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,842 | 30.3400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,000 | 30.3054 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,000 | 31.0995 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,200 | 30.3095 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,776 | 31.2115 USD | ||||
| USD 0.01 Class A ordinary | Sale | 12,650 | 31.1842 USD | ||||
| USD 0.01 Class A ordinary | Sale | 13,042 | 31.2016 USD | ||||
| USD 0.01 Class C ordinary | Sale | 18,928 | 30.1975 USD | ||||
| USD 0.01 Class C ordinary | Sale | 21,147 | 30.2558 USD | ||||
| USD 0.01 Class C ordinary | Sale | 21,460 | 30.2131 USD | ||||
| USD 0.01 Class A ordinary | Sale | 26,200 | 31.3739 USD | ||||
| USD 0.01 Class C ordinary | Sale | 32,476 | 30.2452 USD | ||||
| USD 0.01 Class A ordinary | Sale | 34,560 | 31.2634 USD | ||||
| USD 0.01 Class C ordinary | Sale | 39,354 | 30.2106 USD | ||||
| USD 0.01 Class A ordinary | Sale | 52,422 | 31.2114 USD | ||||
| USD 0.01 Class A ordinary | Sale | 67,562 | 31.3971 USD | ||||
| USD 0.01 Class C ordinary | Sale | 83,103 | 30.2340 USD | ||||
| USD 0.01 Class C ordinary | Sale | 83,209 | 30.3013 USD | ||||
| USD 0.01 Class C ordinary | Sale | 87,447 | 30.3200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 132,700 | 31.4897 USD | ||||
| USD 0.01 Class C ordinary | Sale | 142,595 | 30.3283 USD | ||||
| USD 0.01 Class C ordinary | Sale | 164,456 | 30.3563 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Call Options | Selling | 400 | 35 USD | American | Apr 15, 2016 | 1.0500 USD | ||||||||
| Â | Call Options | Selling | 21,000 | 37.5000 USD | American | Jan 20, 2017 | 2.5500 USD | ||||||||
| Â | Put Options | Purchasing | 21,000 | 27.5000 USD | American | Jan 20, 2017 | 2.9600 USD |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | Feb 12, 2016 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -20,300 | 32.5000 | American | Feb 19, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,400 | 45.0000 | American | Feb 19, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -23,600 | 42.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 30.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -13,800 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -17,700 | 45.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -43,700 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -21,000 | 27.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -21,000 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 600 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,500 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | Jul 15, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160212005464/en/
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