Form 8.3 - LIBERTY GLOBAL PLC
Form 8.3 - LIBERTY GLOBAL PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 10 Mar 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| Â | disclosures in respect of any other party to the offer? |
CABLE & WIRELESS COMMUNICATIONS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | USD 0.01 Class A ordinary | Â | Â | Â | Â | Â | Â | |
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 263,665 | 0.10% | 96,672 | 0.04% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 88,000 | 0.03% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 150,900 | 0.06% | 315,400 | 0.12% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 502,565 | 0.20% | 412,072 | 0.16% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 Class C ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 161,213 | 0.03% | 27,515 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 161,213 | 0.03% | 27,515 | 0.00% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class A ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 12,463 | 0.10% | 7,044 | 0.06% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,400 | 0.05% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 18,863 | 0.15% | 7,044 | 0.06% | |||||||
| Â | |||||||||||
| Class of relevant security: | Â | USD 0.01 LiLAC Class C ordinary | Â | Â | Â | ||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 0 | 0.00% | 14 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| Â | |||||||||||
| TOTAL: | 0 | 0.00% | 14 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.01 Class C ordinary | Purchase | 1 | 34.4599 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3 | 35.1800 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 11 | 35.7481 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 23 | 34.4500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 26 | 35.2700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 29 | 35.2872 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 29 | 35.3003 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 50 | 36.0699 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 69 | 35.7800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 36.7000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 35.3700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 36.0200 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 35.1400 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 35.9600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 179 | 35.6400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 35.1775 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 34.8900 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 34.4700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 35.9800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 35.2100 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 201 | 34.4550 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 217 | 34.9000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 220 | 34.4545 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 300 | 33.7900 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 300 | 36.5666 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 35.4216 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 350 | 35.9871 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 400 | 36.4650 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 34.4000 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 34.5400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 35.2040 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 500 | 35.9195 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 600 | 34.4100 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 800 | 37.0400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 825 | 34.9062 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 826 | 35.2276 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 971 | 33.8099 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,000 | 37.0399 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,000 | 35.8470 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,000 | 34.2550 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,100 | 34.4095 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,200 | 33.8700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,252 | 34.4880 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,256 | 37.1093 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,400 | 33.7857 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,400 | 34.4314 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,400 | 35.2442 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,581 | 35.7316 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,600 | 34.4090 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,900 | 34.6671 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,401 | 35.2921 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 2,784 | 36.4790 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,836 | 34.5357 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,839 | 35.4209 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,000 | 35.0763 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,410 | 35.2401 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,800 | 35.1128 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,300 | 35.3994 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,704 | 35.2607 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 5,900 | 34.6500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 7,200 | 34.6845 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 7,400 | 35.3037 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 8,203 | 34.5967 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 8,317 | 35.1700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 11,100 | 35.1909 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 11,723 | 35.2892 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 16,195 | 34.5772 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 16,300 | 35.0130 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 16,600 | 34.2808 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 16,835 | 34.8989 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 17,958 | 35.2735 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 22,027 | 34.5040 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 25,000 | 35.1215 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 36,700 | 35.9100 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 61,480 | 34.6299 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 301,247 | 34.4600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1 | 34.4100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2 | 34.4450 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 4 | 36.5500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8 | 35.1156 USD | ||||
| USD 0.01 Class A ordinary | Sale | 29 | 35.2872 USD | ||||
| USD 0.01 Class A ordinary | Sale | 29 | 35.3003 USD | ||||
| USD 0.01 Class A ordinary | Sale | 52 | 35.0200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 70 | 34.4200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 97 | 35.0300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.4900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 35.3700 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.4000 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 36.4500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 34.4400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100 | 35.0800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 36.4700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 35.8450 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 33.8650 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 34.8150 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 33.7650 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 200 | 36.5400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 279 | 35.1705 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 300 | 33.9400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 35.1166 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 300 | 33.7900 USD | ||||
| USD 0.01 Class A ordinary | Sale | 300 | 35.1500 USD | ||||
| USD 0.01 Class A ordinary | Sale | 315 | 35.1300 USD | ||||
| USD 0.01 Class A ordinary | Sale | 350 | 35.9871 USD | ||||
| USD 0.01 Class C ordinary | Sale | 400 | 35.1200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 35.1150 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 35.1400 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 400 | 37.0400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 400 | 35.0775 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 400 | 33.6700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 440 | 34.4545 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 35.2430 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 539 | 36.4844 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 571 | 33.8063 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 35.1152 USD | ||||
| USD 0.01 Class C ordinary | Sale | 600 | 34.4316 USD | ||||
| USD 0.01 Class A ordinary | Sale | 601 | 35.1188 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 700 | 33.7857 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 700 | 36.5086 USD | ||||
| USD 0.01 Class A ordinary | Sale | 701 | 35.1200 USD | ||||
| USD 0.01 Class A ordinary | Sale | 754 | 35.2132 USD | ||||
| USD 0.01 Class A ordinary | Sale | 800 | 35.1237 USD | ||||
| USD 0.01 Class C ordinary | Sale | 800 | 34.5537 USD | ||||
| USD 0.01 Class C ordinary | Sale | 826 | 35.2276 USD | ||||
| USD 0.01 Class A ordinary | Sale | 855 | 35.0961 USD | ||||
| USD 0.01 Class C ordinary | Sale | 900 | 34.4244 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,158 | 35.1100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,200 | 35.0987 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,200 | 33.8700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,233 | 35.2754 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,264 | 35.1751 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,400 | 35.4914 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,400 | 34.4314 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,400 | 35.2442 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,442 | 35.1126 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,445 | 34.5575 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,641 | 36.4902 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,100 | 34.4433 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,270 | 35.0889 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,300 | 35.1504 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,439 | 34.6774 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,500 | 35.4016 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,503 | 35.0711 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2,656 | 37.0728 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,800 | 35.2521 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,800 | 35.0585 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,852 | 35.2607 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,937 | 35.3252 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,000 | 35.8600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,300 | 34.4648 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,700 | 35.3082 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,800 | 34.4081 USD | ||||
| USD 0.01 Class C ordinary | Sale | 3,900 | 34.6870 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,521 | 35.1185 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,804 | 34.7101 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,100 | 35.1329 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7,200 | 34.6799 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,300 | 35.3104 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,501 | 35.1767 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,599 | 35.2842 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,800 | 35.3352 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,054 | 35.3443 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,754 | 35.1942 USD | ||||
| USD 0.01 Class A ordinary | Sale | 12,090 | 35.1388 USD | ||||
| USD 0.01 Class A ordinary | Sale | 14,322 | 35.1700 USD | ||||
| USD 0.01 Class C ordinary | Sale | 15,845 | 34.6036 USD | ||||
| USD 0.01 Class A ordinary | Sale | 16,300 | 35.0130 USD | ||||
| USD 0.01 Class C ordinary | Sale | 16,600 | 34.2808 USD | ||||
| USD 0.01 Class C ordinary | Sale | 18,039 | 34.6503 USD | ||||
| USD 0.01 Class C ordinary | Sale | 26,574 | 34.6802 USD | ||||
| USD 0.01 Class A ordinary | Sale | 36,700 | 35.9100 USD | ||||
| USD 0.01 Class C ordinary | Sale | 57,607 | 34.6060 USD | ||||
| USD 0.01 Class C ordinary | Sale | 321,750 | 34.4600 USD |
(b) Cash-settled derivative transactions
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| Â | Call Options | Selling | 200 | 35 USD | American | Jul 15, 2016 | 3.5000 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | Mar 11, 2016 | ||
| Contact name: | Pinar Coktas | ||
| Telephone number: | 020 7116 11165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.#
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 1,000 | 42.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -13,900 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -18,700 | 45.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -44,600 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -21,000 | 27.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -21,000 | 37.5000 | American | Jan 20, 2017 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 1,700 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -200 | 35.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,500 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -600 | 37.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -22,500 | 42.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 30.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 32,400 | 40.0000 | American | Mar 18, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160311005536/en/
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