Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 4 May 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 196,789 0.08% 43,408 0.02%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 41,200 0.02% 92,400 0.04%
           
 
TOTAL: 273,389 0.11% 135,808 0.05%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 145,356 0.03% 28,130 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 145,356 0.03% 28,130 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,910 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 11,910 0.09% 0 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 29 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 29 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 1 36.1399 USD
USD 0.01 Class C ordinary Purchase 1 36.1000 USD
USD 0.01 Class A ordinary Purchase 24 37.1100 USD
USD 0.01 Class A ordinary Purchase 24 37.1200 USD
USD 0.01 Class A ordinary Purchase 54 37.2200 USD
USD 0.01 LiLAC Class C ordinary Purchase 61 39.7100 USD
USD 0.01 Class A ordinary Purchase 100 37.2800 USD
USD 0.01 Class A ordinary Purchase 100 37.2050 USD
USD 0.01 Class C ordinary Purchase 173 36.2110 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 39.5150 USD
USD 0.01 LiLAC Class C ordinary Purchase 234 40.1500 USD
USD 0.01 Class C ordinary Purchase 300 36.1366 USD
USD 0.01 Class A ordinary Purchase 300 37.2300 USD
USD 0.01 Class A ordinary Purchase 300 37.1066 USD
USD 0.01 Class C ordinary Purchase 300 36.2500 USD
USD 0.01 Class C ordinary Purchase 302 36.1400 USD
USD 0.01 Class A ordinary Purchase 306 37.2440 USD
USD 0.01 Class A ordinary Purchase 379 37.3102 USD
USD 0.01 Class C ordinary Purchase 400 36.1825 USD
USD 0.01 Class A ordinary Purchase 500 37.2120 USD
USD 0.01 Class A ordinary Purchase 569 37.3210 USD
USD 0.01 Class A ordinary Purchase 569 37.3100 USD
USD 0.01 Class C ordinary Purchase 1,062 36.1495 USD
USD 0.01 Class A ordinary Purchase 1,600 37.2312 USD
USD 0.01 Class A ordinary Purchase 1,623 37.2995 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,700 39.7317 USD
USD 0.01 Class C ordinary Purchase 1,983 36.1933 USD
USD 0.01 Class A ordinary Purchase 2,000 37.0900 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,000 39.6755 USD
USD 0.01 Class A ordinary Purchase 2,028 37.2551 USD
USD 0.01 Class C ordinary Purchase 2,162 36.1586 USD
USD 0.01 Class C ordinary Purchase 2,315 36.3900 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,400 39.4204 USD
USD 0.01 Class C ordinary Purchase 2,865 36.1738 USD
USD 0.01 Class A ordinary Purchase 2,900 37.2020 USD
USD 0.01 Class A ordinary Purchase 3,200 37.2306 USD
USD 0.01 Class A ordinary Purchase 3,974 37.2420 USD
USD 0.01 Class A ordinary Purchase 4,063 37.2185 USD
USD 0.01 Class C ordinary Purchase 5,136 36.0870 USD
USD 0.01 LiLAC Class C ordinary Purchase 5,631 39.7268 USD
USD 0.01 Class C ordinary Purchase 22,300 36.1464 USD
USD 0.01 Class C ordinary Purchase 22,482 36.1862 USD
USD 0.01 Class C ordinary Purchase 33,883 36.0991 USD
USD 0.01 Class A ordinary Purchase 35,610 37.2900 USD
USD 0.01 Class A ordinary Purchase 49,628 37.1306 USD
USD 0.01 Class C ordinary Purchase 51,490 36.0920 USD
USD 0.01 Class C ordinary Purchase 213,846 36.2100 USD
USD 0.01 Class C ordinary Purchase 250,438 36.1511 USD
USD 0.01 Class C ordinary Sale 2 36.1000 USD
USD 0.01 Class C ordinary Sale 7 36.1900 USD
USD 0.01 Class A ordinary Sale 24 37.1100 USD
USD 0.01 Class A ordinary Sale 48 37.1200 USD
USD 0.01 LiLAC Class C ordinary Sale 61 39.7100 USD
USD 0.01 Class C ordinary Sale 89 36.1100 USD
USD 0.01 Class C ordinary Sale 100 36.0600 USD
USD 0.01 Class C ordinary Sale 100 36.1400 USD
USD 0.01 Class A ordinary Sale 100 37.2050 USD
USD 0.01 Class A ordinary Sale 100 37.3300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 39.4300 USD
USD 0.01 LiLAC Class C ordinary Sale 100 39.7500 USD
USD 0.01 LiLAC Class C ordinary Sale 100 40.2000 USD
USD 0.01 LiLAC Class C ordinary Sale 155 40.0806 USD
USD 0.01 Class C ordinary Sale 173 36.2110 USD
USD 0.01 Class C ordinary Sale 193 36.0751 USD
USD 0.01 Class C ordinary Sale 200 36.0550 USD
USD 0.01 Class A ordinary Sale 259 37.2000 USD
USD 0.01 Class C ordinary Sale 300 36.1366 USD
USD 0.01 Class A ordinary Sale 300 37.0900 USD
USD 0.01 LiLAC Class C ordinary Sale 351 40.1500 USD
USD 0.01 Class A ordinary Sale 400 37.2125 USD
USD 0.01 Class A ordinary Sale 400 37.2250 USD
USD 0.01 Class A ordinary Sale 400 37.1287 USD
USD 0.01 Class C ordinary Sale 400 36.0725 USD
USD 0.01 Class C ordinary Sale 400 36.0700 USD
USD 0.01 Class C ordinary Sale 400 36.1300 USD
USD 0.01 Class C ordinary Sale 400 36.1200 USD
USD 0.01 Class A ordinary Sale 434 37.2573 USD
USD 0.01 LiLAC Class C ordinary Sale 436 39.7361 USD
USD 0.01 Class C ordinary Sale 438 36.0500 USD
USD 0.01 LiLAC Class C ordinary Sale 440 39.7281 USD
USD 0.01 Class A ordinary Sale 445 37.1803 USD
USD 0.01 Class A ordinary Sale 454 37.2398 USD
USD 0.01 LiLAC Class C ordinary Sale 460 39.9052 USD
USD 0.01 Class A ordinary Sale 500 37.1760 USD
USD 0.01 Class A ordinary Sale 569 37.3100 USD
USD 0.01 Class A ordinary Sale 569 37.3210 USD
USD 0.01 LiLAC Class C ordinary Sale 586 39.6874 USD
USD 0.01 Class C ordinary Sale 600 36.0800 USD
USD 0.01 Class C ordinary Sale 700 36.1407 USD
USD 0.01 Class A ordinary Sale 800 37.2312 USD
USD 0.01 LiLAC Class C ordinary Sale 900 39.6172 USD
USD 0.01 Class A ordinary Sale 943 37.2399 USD
USD 0.01 Class A ordinary Sale 1,000 37.2354 USD
USD 0.01 LiLAC Class C ordinary Sale 1,000 39.6755 USD
USD 0.01 Class C ordinary Sale 1,100 36.0572 USD
USD 0.01 Class C ordinary Sale 1,296 36.0976 USD
USD 0.01 Class C ordinary Sale 1,331 36.1194 USD
USD 0.01 Class C ordinary Sale 1,356 36.1415 USD
USD 0.01 Class C ordinary Sale 1,500 36.1511 USD
USD 0.01 Class A ordinary Sale 1,500 37.2336 USD
USD 0.01 Class A ordinary Sale 1,700 37.0901 USD
USD 0.01 Class A ordinary Sale 1,800 37.1836 USD
USD 0.01 Class C ordinary Sale 2,142 36.1344 USD
USD 0.01 Class C ordinary Sale 2,268 36.0625 USD
USD 0.01 Class A ordinary Sale 2,300 37.1256 USD
USD 0.01 Class C ordinary Sale 2,315 36.3900 USD
USD 0.01 Class A ordinary Sale 2,341 37.2075 USD
USD 0.01 Class C ordinary Sale 2,400 36.1350 USD
USD 0.01 Class C ordinary Sale 2,407 36.0608 USD
USD 0.01 LiLAC Class C ordinary Sale 2,600 39.4277 USD
USD 0.01 Class C ordinary Sale 2,606 36.1351 USD
USD 0.01 Class C ordinary Sale 3,000 36.1589 USD
USD 0.01 Class A ordinary Sale 3,200 37.2306 USD
USD 0.01 Class C ordinary Sale 4,502 36.0782 USD
USD 0.01 LiLAC Class C ordinary Sale 5,054 39.7104 USD
USD 0.01 Class C ordinary Sale 5,136 36.0870 USD
USD 0.01 Class A ordinary Sale 5,782 37.2685 USD
USD 0.01 Class C ordinary Sale 6,911 36.1645 USD
USD 0.01 Class C ordinary Sale 7,322 36.1195 USD
USD 0.01 Class C ordinary Sale 8,668 36.1327 USD
USD 0.01 Class C ordinary Sale 9,543 36.1359 USD
USD 0.01 Class C ordinary Sale 11,878 36.0889 USD
USD 0.01 Class C ordinary Sale 12,400 36.1317 USD
USD 0.01 Class C ordinary Sale 16,600 36.1461 USD
USD 0.01 Class C ordinary Sale 19,300 36.1481 USD
USD 0.01 Class C ordinary Sale 24,166 36.1236 USD
USD 0.01 Class C ordinary Sale 30,192 36.1841 USD
USD 0.01 Class A ordinary Sale 35,600 37.2900 USD
USD 0.01 Class A ordinary Sale 49,628 37.1306 USD
USD 0.01 Class C ordinary Sale 51,490 36.0920 USD
USD 0.01 Class C ordinary Sale 161,094 36.1613 USD
USD 0.01 Class C ordinary Sale 213,884 36.2100 USD

(b) Cash-settled derivative transactions

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Selling 5,900 37.5000 USD American Jun 17, 2016 1.6000 USD
  Call Options Selling 1,600 40 USD American Jun 17, 2016 0.7000 USD
  Put Options Selling 11,500 35 USD American Jun 17, 2016 0.9000 USD
  Put Options Selling 5,000 37.5000 USD American Jun 17, 2016 1.9500 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: May 5, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -2,000 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -1,200 40.0000 American Oct 21, 2016
USD 0.01 Class A ordinary Call Options Written -8,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Put Options Written 5,000 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,500 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 11,500 35.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 2,700 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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