Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 6 May 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 198,060 0.08% 43,408 0.02%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 41,200 0.02% 96,400 0.04%
           
 
TOTAL: 274,660 0.11% 139,808 0.06%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 136,768 0.02% 20,172 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 136,768 0.02% 20,172 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,910 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 11,910 0.09% 0 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 29 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 29 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 37.2500 USD
USD 0.01 Class C ordinary Purchase 2 36.1875 USD
USD 0.01 Class C ordinary Purchase 3 36.1733 USD
USD 0.01 Class A ordinary Purchase 100 37.1200 USD
USD 0.01 Class A ordinary Purchase 100 37.2350 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 39.9350 USD
USD 0.01 Class A ordinary Purchase 200 37.2000 USD
USD 0.01 Class A ordinary Purchase 200 37.2200 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 40.0800 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 40.1866 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 40.0300 USD
USD 0.01 LiLAC Class C ordinary Purchase 300 40.0316 USD
USD 0.01 Class A ordinary Purchase 300 37.2466 USD
USD 0.01 Class C ordinary Purchase 304 36.1702 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 40.0650 USD
USD 0.01 Class C ordinary Purchase 403 36.1800 USD
USD 0.01 Class C ordinary Purchase 655 36.2244 USD
USD 0.01 Class A ordinary Purchase 1,000 37.2540 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,000 40.0330 USD
USD 0.01 Class A ordinary Purchase 1,000 37.2360 USD
USD 0.01 Class C ordinary Purchase 1,100 36.1886 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,185 40.0315 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,221 40.0336 USD
USD 0.01 Class C ordinary Purchase 1,300 36.2315 USD
USD 0.01 Class C ordinary Purchase 1,476 36.2333 USD
USD 0.01 Class A ordinary Purchase 1,500 37.2566 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,800 40.0575 USD
USD 0.01 Class C ordinary Purchase 2,200 36.1695 USD
USD 0.01 Class A ordinary Purchase 2,418 37.2211 USD
USD 0.01 Class A ordinary Purchase 4,223 37.1459 USD
USD 0.01 Class A ordinary Purchase 5,900 37.2173 USD
USD 0.01 Class A ordinary Purchase 6,000 37.2176 USD
USD 0.01 Class C ordinary Purchase 7,598 36.2400 USD
USD 0.01 Class C ordinary Purchase 8,966 36.2201 USD
USD 0.01 Class C ordinary Purchase 9,158 36.2067 USD
USD 0.01 Class C ordinary Purchase 9,556 36.1963 USD
USD 0.01 Class C ordinary Purchase 10,000 36.2407 USD
USD 0.01 Class A ordinary Purchase 10,600 37.2475 USD
USD 0.01 Class A ordinary Purchase 11,601 37.2243 USD
USD 0.01 Class C ordinary Purchase 11,974 36.1571 USD
USD 0.01 Class A ordinary Purchase 13,525 37.2403 USD
USD 0.01 Class C ordinary Purchase 15,400 36.2293 USD
USD 0.01 Class C ordinary Purchase 26,070 36.1417 USD
USD 0.01 Class A ordinary Purchase 32,653 37.2339 USD
USD 0.01 Class A ordinary Purchase 33,330 37.2600 USD
USD 0.01 Class C ordinary Purchase 53,429 36.2045 USD
USD 0.01 Class C ordinary Purchase 56,964 36.2307 USD
USD 0.01 Class A ordinary Purchase 225,000 37.2030 USD
USD 0.01 Class C ordinary Purchase 241,521 36.1900 USD
USD 0.01 Class C ordinary Sale 2 36.1850 USD
USD 0.01 Class C ordinary Sale 2 36.1525 USD
USD 0.01 Class C ordinary Sale 3 36.1583 USD
USD 0.01 LiLAC Class C ordinary Sale 100 40.0000 USD
USD 0.01 Class A ordinary Sale 100 37.2100 USD
USD 0.01 Class A ordinary Sale 100 37.1900 USD
USD 0.01 LiLAC Class C ordinary Sale 100 39.9350 USD
USD 0.01 Class A ordinary Sale 100 37.2200 USD
USD 0.01 Class C ordinary Sale 100 36.1950 USD
USD 0.01 Class A ordinary Sale 200 37.2350 USD
USD 0.01 Class A ordinary Sale 200 37.2800 USD
USD 0.01 LiLAC Class C ordinary Sale 200 39.5500 USD
USD 0.01 Class C ordinary Sale 300 36.1300 USD
USD 0.01 Class C ordinary Sale 300 36.2166 USD
USD 0.01 LiLAC Class C ordinary Sale 380 40.2305 USD
USD 0.01 Class A ordinary Sale 392 37.0912 USD
USD 0.01 Class C ordinary Sale 400 36.2250 USD
USD 0.01 Class A ordinary Sale 400 37.1400 USD
USD 0.01 Class A ordinary Sale 434 37.1011 USD
USD 0.01 Class A ordinary Sale 478 37.2174 USD
USD 0.01 LiLAC Class C ordinary Sale 500 40.0680 USD
USD 0.01 Class A ordinary Sale 521 37.1770 USD
USD 0.01 Class C ordinary Sale 630 36.1951 USD
USD 0.01 Class A ordinary Sale 700 37.2700 USD
USD 0.01 Class C ordinary Sale 702 36.1899 USD
USD 0.01 Class A ordinary Sale 1,000 37.2540 USD
USD 0.01 LiLAC Class C ordinary Sale 1,041 40.0407 USD
USD 0.01 Class A ordinary Sale 1,090 37.2626 USD
USD 0.01 Class C ordinary Sale 1,147 36.1400 USD
USD 0.01 Class A ordinary Sale 1,207 37.2226 USD
USD 0.01 Class C ordinary Sale 1,273 36.0749 USD
USD 0.01 Class C ordinary Sale 1,292 36.2269 USD
USD 0.01 Class C ordinary Sale 1,401 36.1692 USD
USD 0.01 Class A ordinary Sale 1,429 37.2243 USD
USD 0.01 LiLAC Class C ordinary Sale 1,485 40.0316 USD
USD 0.01 Class C ordinary Sale 1,919 36.0967 USD
USD 0.01 Class C ordinary Sale 2,000 36.1675 USD
USD 0.01 Class C ordinary Sale 2,200 36.2326 USD
USD 0.01 Class A ordinary Sale 2,976 37.1564 USD
USD 0.01 LiLAC Class C ordinary Sale 3,000 40.0701 USD
USD 0.01 Class C ordinary Sale 3,296 36.1637 USD
USD 0.01 Class C ordinary Sale 3,332 36.1303 USD
USD 0.01 Class C ordinary Sale 3,538 36.1292 USD
USD 0.01 Class C ordinary Sale 4,300 36.2135 USD
USD 0.01 Class C ordinary Sale 4,700 36.1831 USD
USD 0.01 Class A ordinary Sale 5,500 37.2221 USD
USD 0.01 Class A ordinary Sale 5,800 37.2170 USD
USD 0.01 Class A ordinary Sale 5,856 37.1987 USD
USD 0.01 Class A ordinary Sale 5,892 37.2131 USD
USD 0.01 Class C ordinary Sale 6,400 36.2740 USD
USD 0.01 Class C ordinary Sale 7,598 36.2400 USD
USD 0.01 Class C ordinary Sale 7,647 36.2497 USD
USD 0.01 Class A ordinary Sale 8,987 37.1863 USD
USD 0.01 Class A ordinary Sale 9,619 37.2312 USD
USD 0.01 Class C ordinary Sale 10,064 36.1574 USD
USD 0.01 Class A ordinary Sale 10,600 37.2475 USD
USD 0.01 Class A ordinary Sale 10,642 37.2127 USD
USD 0.01 Class C ordinary Sale 11,974 36.1571 USD
USD 0.01 Class C ordinary Sale 13,200 36.2288 USD
USD 0.01 Class A ordinary Sale 33,330 37.2600 USD
USD 0.01 Class A ordinary Sale 33,631 37.2446 USD
USD 0.01 Class C ordinary Sale 42,395 36.2298 USD
USD 0.01 Class A ordinary Sale 43,611 37.2140 USD
USD 0.01 Class A ordinary Sale 49,026 37.1827 USD
USD 0.01 Class A ordinary Sale 53,232 37.1789 USD
USD 0.01 Class A ordinary Sale 62,297 37.2329 USD
USD 0.01 Class C ordinary Sale 84,440 36.2066 USD
USD 0.01 Class C ordinary Sale 241,621 36.1900 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: May 9, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 11,500 35.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -8,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 2,700 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Put Options Written 5,000 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,500 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -2,000 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -4,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -1,200 40.0000 American Oct 21, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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